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Financial services update vol. 10, issue 18
  • Winston & Strawn LLP
  • USA
  • May 11 2015

On May 6th, the Securities Exchange Commission ("SEC") approved a proposal by the national securities exchanges and the Financial Industry


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update January 12 2015 insights
  • Winston & Strawn LLP
  • USA
  • January 12 2015

It is traditional at this time of year to make predictions about what the coming year may bring, and we thought it appropriate to consider possible


The New York State Department of Financial Services (the “DFS”) has fined Tokyo Mitsubishi UFA US $315,000,000 for the conduct of several compliance officers
  • Winston & Strawn LLP
  • USA
  • November 26 2014

On 18 November 2014, the DFS published a consent order setting out the findings against Tokyo Mitsubishi UFA, which included that compliance offers


Financial services update November 10 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • November 10 2014

On November 4th, a U.S. District Court partially granted Allergan's motion for a preliminary injunction. Allergan seeks to enjoin defendants from


Financial services update June 23 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • June 23 2014

Rules of Practice for Issuance of Temporary Cease-and-Desist Orders. 79 FR34622. Federal Deposit Insurance Corporation July


The recent ruling confirming the FTC’s authority to sue companies for cybersecurity failures: why this matters to the financial services industry
  • Winston & Strawn LLP
  • USA
  • April 16 2014

For more than a decade, the Federal Trade Commission ("FTC") has investigated companies for maintaining what the FTC believes are unreasonable data


First DOJ opinion release of 2014
  • Winston & Strawn LLP
  • USA
  • March 26 2014

In its first "Opinion Procedure Release" of 2014, the U.S. Department of Justice responded to a request from a "United States financial services


Financial services update January 27 2014 banking agency developments
  • Winston & Strawn LLP
  • USA
  • January 27 2014

The Office of the Comptroller of the Currency will host a workshop in Los Angeles on February 10-12, 2014 for directors of national community banks


Financial services update January 21 2014 banking agency developments
  • Winston & Strawn LLP
  • USA
  • January 21 2014

On January 17th, the OCC announced it will host two workshops in Miami, Florida on February 4-5, 2014 for directors of national community banks and