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Results: 1-10 of 75

Financial Services Update, Vol. 111, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 5 2016

Technological advances have changed the way that people think about and conduct their banking. However, the banking licenses that companies rely on


Financial Services Update, Vol. 11, Issue 40
  • Winston & Strawn LLP
  • USA
  • October 31 2016

On October 26, 2016, the SEC voted unanimously to adopt final rules to “facilitate capital formation by smaller companies by increasing the current


Financial Services Update, vol. 11, no. 28
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • August 1 2016

On July 28th, the Consumer Financial Protection Bureau (CFPB) released an “Outline of Proposals under Consideration and Alternatives Considered”


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


Financial services update, vol. 10, issue 37
  • Winston & Strawn LLP
  • USA
  • October 26 2015

At a speech to the Managed Funds Association’s Outlook 2015 conference on October 16th, Chairman Mary Jo White focused on the increased transparency


Financial services update vol. 10, issue 18
  • Winston & Strawn LLP
  • USA
  • May 11 2015

On May 6th, the Securities Exchange Commission ("SEC") approved a proposal by the national securities exchanges and the Financial Industry


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update January 12 2015 insights
  • Winston & Strawn LLP
  • USA
  • January 12 2015

It is traditional at this time of year to make predictions about what the coming year may bring, and we thought it appropriate to consider possible


The New York State Department of Financial Services (the “DFS”) has fined Tokyo Mitsubishi UFA US $315,000,000 for the conduct of several compliance officers
  • Winston & Strawn LLP
  • USA
  • November 26 2014

On 18 November 2014, the DFS published a consent order setting out the findings against Tokyo Mitsubishi UFA, which included that compliance offers


Financial services update November 10 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • November 10 2014

On November 4th, a U.S. District Court partially granted Allergan's motion for a preliminary injunction. Allergan seeks to enjoin defendants from