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Results: 11-20 of 2,797

Who’s next? 401(k) fee litigation expands
  • Greensfelder Hemker & Gale PC
  • USA
  • August 31 2016

For the past few years, we have been reading about litigation against large employers and financial institutions regarding fees charged to


Navigating the DOL’s New Fiduciary Rules: A Game Plan for Broker-Dealers
  • Dechert LLP
  • USA
  • August 30 2016

This OnPoint focuses on the new and amended fiduciary investment advice regulations issued by the U.S. Department of Labor (DOL) and accompanying


The New DOL Fiduciary Rule: Impact on Mutual Fund Distribution
  • Dechert LLP
  • USA
  • August 30 2016

The U.S. Department of Labor (DOL) has issued the final version of its "investment advice" regulation (Final Rule), which is widely expected to impact


Interesting Angles on the DOL’s Fiduciary Rule 17
  • Drinker Biddle & Reath LLP
  • USA
  • August 30 2016

Much attention has been given to the new fiduciary rules (applicable April 10, 2017) for recommending distributions from retirement plans and


Navigating the DOL’s New Fiduciary Rules: A Game Plan for Broker-Dealers
  • Dechert LLP
  • USA
  • August 30 2016

This OnPoint focuses on the new and amended fiduciary investment advice regulations issued by the U.S. Department of Labor (DOL) and accompanying


The New DOL Fiduciary Rule: Impact on Mutual Fund Distribution
  • Dechert LLP
  • USA
  • August 30 2016

The Department of Labor (DOL) has issued the final version of its "investment advice" regulation (Final Rule), which is widely expected to impact


Federal Court Issues Trial Ruling in Section 36(b) "Manager of Managers" Lawsuit
  • Dechert LLP
  • USA
  • August 29 2016

The U.S. District Court for the District of New Jersey issued its trial ruling on August 25, 2016 in Sivolella v. AXA Equitable Life Insurance


Are Your Customer Accounts in Order? SEC Announces Sweep of Broker-Dealers and Implementation of the Customer Protection Rule Initiative
  • Morrison & Foerster LLP
  • USA
  • August 26 2016

On June 23, 2016, the Securities and Exchange Commission (the SEC) announced that it would begin a coordinated effort across divisions to identify


California's Legislature Puts Additional Disclosure Pressure on Fund Managers with the Passage of AB 2833
  • Nossaman LLP
  • USA
  • August 26 2016

On August 24th, the California Legislature approved Assembly Bill No. 2833 ("AB 2833"), which is now headed to Governor Jerry Brown's desk for


Advantages of Using ESOPs To Structure Acquisitions and Divestitures In An Uncertain Economy
  • McDermott Will & Emery
  • USA
  • August 25 2016

M&A advisors are becoming increasingly familiar with leveraged ESOP transactions and are routinely considering the ESOP platform in structuring