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Results: 11-20 of 2,384

Year-End Reporting for ISOs and ESPPs
  • Cooley LLP
  • USA
  • January 13 2016

This alert serves as a reminder of certain year-end reporting requirements imposed under Section 6039 of the Internal Revenue Code of 1986, as

IRS: LLCs Now Allowed to Adopt ESOPs
  • Morgan Lewis & Bockius LLP
  • USA
  • January 12 2016

In the past, a limited liability company (LLC) that wished to establish an employee stock ownership plan (ESOP) would have first had to convert to a

Discourage Costly Stockholder Derivative Lawsuits by Obtaining Stockholder Ratification of Reasonable Limits on Non-Employee Director Equity and Cash Compensation
  • Trucker Huss APC
  • USA
  • January 6 2016

For members of a board of directors who are also officers of the corporation, complying with securities and tax laws will also generally require that

Will the SEC finally provide some relief from the nearly incomprehensible proxy statement requirement for a New Plan Benefits table?
  • Cooley LLP
  • USA
  • November 23 2015

Keith Higgins, Director of Corp Fin, hinted that he might be giving us a welcome gift in the future: a revision of Item 10 of Schedule 14A, the proxy

Inside the courts an update from Skadden securities litigators
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 18 2015

Judge Nathaniel M. Gorton of the U.S. District Court for the District of Massachusetts granted summary judgment for the defendants on an investor’s

How a CFO may be subject to 162(m)
  • Bryan Cave LLP
  • USA
  • November 17 2015

After the change in securities disclosure laws back in 2006, it was a common statement that the CFO of a public company was no longer covered by the

U.S. Supreme Court denies S&P investors’ petition for certiorari
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • November 10 2015

On November 2, 2015, the United States Supreme Court denied investors’ petition for review of a Second Circuit decision affirming the dismissal of

Demystifying ISS’s Equity Plan Scorecard
  • Winston & Strawn LLP
  • USA
  • October 30 2015

Live from the last day of the 23rd Annual NASPP Conference in San Diego! As always, most of the sessions produced valuable information for the

Regulatory priorities corner
  • Ropes & Gray LLP
  • USA
  • October 7 2015

The following brief updates exemplify trends and areas of current focus of relevant regulatory authorities: DOL Fiduciary Rule Update In August, the

Other developments
  • Ropes & Gray LLP
  • USA
  • October 7 2015

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry: SEC