We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 2,190

Sweeping new DOL proposal on fiduciary investment advice
  • Arnold & Porter LLP
  • USA
  • April 27 2015

The long-anticipated proposed "fiduciary" regulation was released by the Department of Labor (DOL) on April 14, 2015. Specifically, the proposal


New DOL proposal significantly expands fiduciary adviser rule
  • Calfee Halter & Griswold LLP
  • USA
  • April 27 2015

On April 14th, 2015, the U.S. Department of Labor (DOL) released the highly anticipated proposed rule that broadens the scope of advisers who would


U.S. Department of Labor proposes new fiduciary standard
  • Proskauer Rose LLP
  • USA
  • April 23 2015

Last week, the U.S. Department of Labor (DOL) issued its highly anticipated, re-proposed regulation addressing when a person providing investment


The U.S. Department of Labor’s new proposed rules defining fiduciary investment advice
  • Proskauer Rose LLP
  • USA
  • April 21 2015

On April 14, 2015, the U.S. Department of Labor (DOL) issued its highly anticipated re-proposed regulation addressing when a person providing


Council of Institutional Investors adopts policy against automatic acceleration of unvested equity awards on a change in control
  • McDermott Will & Emery
  • USA
  • April 10 2015

On April 1, 2015, the Council of Institutional Investors (CII), a shareholder rights advocacy group, adopted a policy opposing the automatic vesting


Final Section 162(m) regulations clarify transition rules for newly public companies and the per participant limit requirement
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • April 2 2015

Following the issuance of proposed regulations in June 2011, the Internal Revenue Service issued final regulations on March 30, 2015 clarifying


Business law update - Spring 2015
  • Thompson Hine LLP
  • USA
  • March 30 2015

Beginning in January 2015, the Department of Commerce’s Bureau of Economic Analysis (BEA) reinstated reporting requirements for the gathering of


At the state level, is a fixed-index annuity?
  • Carlton Fields Jorden Burt
  • USA
  • March 25 2015

The so-called Harkin Amendment to the Dodd-Frank Act was intended to keep fixed-index annuities outside the SEC's jurisdiction. But the issue remains


Reminder: certain U.S. reporting and compliance obligations for investment advisers and funds
  • Dechert LLP
  • USA
  • March 25 2015

The U.S. federal securities laws and the rules of U.S. self-regulatory organizations (such as the Financial Industry Regulatory Authority) impose


Department of Labor retirement initiative fails to consider current regulatory regime, which comprehensively protects investors, including IRA investors, and preserves investor choice
  • Morgan Lewis & Bockius LLP
  • USA
  • March 23 2015

We have prepared this White Paper to address errant claims made in the Council of Economic Advisers’ (CEA) report, “The Effects of Conflicted Advice