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Results: 11-20 of 3,090

Interesting Angles on the DOL’s Fiduciary Rule 30
  • Drinker Biddle & Reath LLP
  • USA
  • December 15 2016

This is my 30th article about interesting observations concerning the Department of Labor's fiduciary rule and exemptions. These articles also cover


SEC Chief Accountant and staff speak at AICPA National Conference
  • Cooley LLP
  • USA
  • December 14 2016

Earlier this month, at the 2016 AICPA conference on current developments, the SEC’s Chief Accountant and several staff members of his office shared


Interesting Angles on the DOL’s Fiduciary Rule 29
  • Drinker Biddle & Reath LLP
  • USA
  • December 9 2016

This is my 29th article about interesting observations concerning the Department of Labor's fiduciary rule and exemptions. These articles also cover


Rethinking US Financial Regulation in Light of the 2016 Election
  • Shearman & Sterling LLP
  • USA
  • December 6 2016

Throughout his campaign, Donald Trump wavered between populist and business-friendly policies and expressed seemingly conflicting plans for Wall


ISS and Glass Lewis Publish 2017 U.S. Voting Policies
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • December 2 2016

U.S. proxy advisory firms Institutional Shareholder Services and Glass Lewis have issued their respective voting policies for the 2017 proxy season


Corp. Fin. Posts New Guidance on Banker Fee Disclosure of Alternative Fees for Tender Offers
  • Cooley LLP
  • USA
  • November 30 2016

On November 18, 2016, the Staff of the Division of Corporation Finance issued two new C&DIs that address banker fee disclosures for tender offers on


ISS Issues Proxy Policy Updates for 2017
  • Winston & Strawn LLP
  • USA
  • November 30 2016

Last week, ISS released the 2017 updates to its benchmark proxy voting policies. The updated policies will generally be applied for shareholder


Take a Second Look at Incentive Programs, the CFPB Warns
  • Dykema Gossett PLLC
  • USA
  • November 29 2016

The CFPB is warning financial services companies to carefully evaluate their employee incentive programs. Specifically, companies should scrutinize


The Presidential Election: Now What?
  • Drinker Biddle & Reath LLP
  • USA
  • November 29 2016

One of the consequences of the presidential election is that the future of the fiduciary rule (and the exemptions) is uncertain. What does that mean


U.S. Department of Labor Releases FAQ Guidance on Fiduciary Rules
  • Clifford Chance LLP
  • USA
  • November 29 2016

On October 27, 2016, the U.S. Department of Labor issued guidance on the recently released fiduciary rules, which generally take effect on April 10