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Inside the Courts An Update From Skadden Securities Litigators, November 2016 Volume 8 Issue 4
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 16 2016

We are pleased to present Inside the Courts (Volume 8, Issue 4), Skadden's securities litigation newsletter. This quarter's issue includes summaries


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


The 2016 Election and the Future of the Department of Labor Fiduciary Rule
  • Morgan Lewis & Bockius LLP
  • USA
  • November 14 2016

The election of Donald J. Trump to be the 45th president of the United States and Republican control of both congressional houses could have profound


The Changing Fiduciary Duty Landscape in a Trump Presidency
  • Shearman & Sterling LLP
  • USA
  • November 14 2016

The fiduciary standards for institutions and individuals providing investment advice throughout the retail investment and municipal securities markets


TCB on the BIC: DOL Issues Guidance on Application of the Fiduciary Rule’s New Best Interest Contract Prohibited Transaction Exemption
  • Jackson Lewis PC
  • USA
  • November 12 2016

On October 27, the DOL published guidance on the new prohibited transaction exemptions (“PTEs”) issued under the DOL’s rule redefining “fiduciary” in


U.S. Department of Labour Fiduciary Rule Survives First Legal Challenge
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • November 11 2016

On November 5, 2016, the United States Department of Labour (the “DOL”)’s Fiduciary Rule for retirement accounts survived the first of a series of


Workplace Law Under President-Elect Donald Trump: What to Expect
  • Jackson Lewis PC
  • USA
  • November 10 2016

President-elect Donald Trump will assume office on January 20, 2017, with a Republican majority in both the Senate and the House of Representatives


Shareholder Challenging Availability of SEC Rule 16b-3(e) to Exempt Share Withholding for Purposes of Section 16(b) Liability
  • Baker Botts LLP
  • USA
  • November 10 2016

A shareholder has recently submitted letters to a number of public companies demanding that they seek to recover alleged short-swing profits under


New C&DI’s on Fee Calculations and Form S-8
  • Stinson Leonard Street LLP
  • USA
  • November 9 2016

An issuer has a Form S-8 on file that registers shares of common stock to be issued upon the exercise of outstanding options. The issuer has decided


New CDIs regarding registration fees and Form S-8
  • Cooley LLP
  • USA
  • November 9 2016

More new CDIs from Corp Fin, some relating to Form S-8 and the computation of registration fees under Rule 457: Rule 457 - Computation of Fee Revised