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Expect Focus: onboard technology, NAIC cybersecurity, DOL, ACA litigation, SEC regulation (Vol. III, Summer 2015)
  • Carlton Fields Jorden Burt
  • USA
  • September 25 2015

Editors at Wired magazine recently engaged in a yearlong project to develop a means to hack the onboard computer of a Jeep, and override the driver’s

Tibble v. Edison may not be earth-shattering, but it’s a good reminder that process matters
  • Morgan Lewis & Bockius LLP
  • USA
  • September 1 2015

The US Supreme Court issued its decision in Tibble v. Edison on May 18. The participants who brought the suit in Tibble alleged that the Edison

The Financial Report August 6, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • August 6 2015

Bloomberg contemplated the US Federal Reserve Board’s plans to reduce liquidity in the overnight lending market by expanding its reverse repo program

Excessive fee case survives motion to dismiss
  • Ropes & Gray LLP
  • USA
  • August 5 2015

In 2014, the adviser and administrator to the SEI Funds asked a Pennsylvania federal district court to dismiss a lawsuit in which plaintiffs had

Federal court holds neither Janus, nor statute of limitations shields alleged “pump-and-dump” fraudsters from civil liability in SEC case
  • Carlton Fields Jorden Burt
  • USA
  • July 31 2015

In another example of the limits to which defendants may successfully rely on the Supreme Court's decision in Janus Capital Group, Inc. v. First

Public pension officials request increased transparency of fees paid in private equity funds
  • Foley & Lardner LLP
  • USA
  • July 31 2015

In a recent letter to the SEC, a group of state treasuries and other officers representing 13 states, voiced concern about the lack of sufficient

Agency open to changing fiduciary proposal, but some press for it to be scrapped
  • Proskauer Rose LLP
  • USA
  • July 30 2015

As we wrote about here, in April the Department of Labor issued its highly anticipated, re-proposed regulation addressing the standard of care for

Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement

Follow-up on Pay vs. Performance rules
  • Winston & Strawn LLP
  • USA
  • July 15 2015

Much of the talk this summer has been about the proposed new compensation clawback rules. But I wanted to follow-up on the Pay vs. Performance

SEC and FINRA focus on retirement accounts
  • Vedder Price PC
  • USA
  • July 14 2015

On June 22, 2015, the U.S. Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations (OCIE) announced a multi-year