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Results: 11-20 of 2,694

Nutter Bank Report, June 2016
  • Nutter McClennen & Fish LLP
  • USA
  • June 30 2016

The federal banking agencies, together with the NCUA, the SEC and the FHFA, have published a proposed rule that would implement the incentive-based


SEC Calls For Adoption of Robust Business Continuity and Transition Plans By Investment Advisers
  • Calfee Halter & Griswold LLP
  • USA
  • June 30 2016

Investment advisers registered with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 have generally


Securities class actions in the life sciences sector: key trends
  • Sidley Austin LLP
  • USA
  • June 29 2016

This update addresses developments in securities class actions brought against life sciences companies in 2015. It provides an overview and analysis


Interesting Angles on the DOL’s Fiduciary Rule 11
  • Drinker Biddle & Reath LLP
  • USA
  • June 28 2016

This is my eleventh article about interesting observations "hidden" in the fiduciary regulation and the exemptions. ERISA and the Internal Revenue


Does the Supreme Court’s Dudenhoeffer Decision under ERISA do “More Harm than Good” for “Stock Drop” Plaintiffs?
  • Dechert LLP
  • USA
  • June 28 2016

Earlier this year, the U.S. Supreme Court decided the case of Amgen v. Harris, in which the Court revisited and clarified its 2014 holding in


Interesting Angles on the DOL’s Fiduciary Rule 10
  • Drinker Biddle & Reath LLP
  • USA
  • June 21 2016

This is my tenth article about interesting observations "hidden" in the fiduciary regulation and the exemptions. When the new fiduciary advice


Summary of key EU and US regulatory developments relating to derivatives
  • Hogan Lovells
  • USA
  • June 21 2016

Following the G20 commitment to implement measures to increase transparency and reduce counterparty credit risk and operational risk in the


The Fiduciary Monitor - Quarterly Regulatory and Litigation Updates
  • Holland & Knight LLP
  • USA
  • June 20 2016

The Office of the Comptroller of the Currency (OCC) issued an update to its Policies and Procedures Manual for the assessment of civil monetary


The final DOL Fiduciary Ruleconsiderations for plan sponsors
  • Morgan Lewis & Bockius LLP
  • USA
  • June 14 2016

On April 6, after a long (and some might say tortured) process, the US Department of Labor (DOL) issued a final rule revising the definition of who


Lehman Brothers Wins Stock Drop Lawsuit
  • Morgan Lewis & Bockius LLP
  • USA
  • June 10 2016

A New York federal appeals court once again rejected a breach of fiduciary duty claim against the now bankrupt Lehman Brothers brought by its