We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 2,538

U.S. Department of Labor Finalizes Fiduciary Definition and Conflict of Interest Rule
  • Proskauer Rose LLP
  • USA
  • April 19 2016

On April 6, 2015, the U.S. Department of Labor (Department) issued its highly anticipated final rule addressing when a person is considered to be a


DOL’s Final Fiduciary Rule - What Does It Mean for your 401(k)?
  • SmithAmundsen LLC
  • USA
  • April 15 2016

Every employer offering a 401(k) plan is faced with the decision about what investment options to make available to participants through their plan


The DOL’s Final Fiduciary Rule: Leveling the Playing Field for Retirement Investors
  • Epstein Becker Green
  • USA
  • April 14 2016

On April 6, 2016, the U.S. Department of Labor ("DOL") released its final rule ("Fiduciary Rule") concerning the definition of a "fiduciary" who


The US Department of Labor’s Final “Fiduciary” Rule Incorporates Concessions to Financial Service Industry but Still Poses Key Challenges
  • Shearman & Sterling LLP
  • USA
  • April 14 2016

On April 6th, the US Department of Labor issued its final “fiduciary” rule. Over 800 pages in length and more than 15 years and three iterations in


The final rule: DOL’s expanded definition of investment advice fiduciary under ERISA and revised complex of exemptions- analysis and critical issues
  • Sutherland Asbill & Brennan LLP
  • USA
  • April 13 2016

Just less than a year since its proposal, and just more than six months after receiving thousands of pages of commentary, petitions and hearing


DOL Issues “Conflict of Interest” Rule on Investment Advice: Fiduciary Net Will Widen on April 10, 2017
  • Ropes & Gray LLP
  • USA
  • April 13 2016

A comprehensive new rule issued by the Department of Labor (the "DOL") on April 6 will make a much wider group of advisers subject to fiduciary


Department of Labor Issues Final Rules on ERISA Fiduciaries and Best Interest Contract Exemption
  • Bressler, Amery & Ross PC
  • USA
  • April 12 2016

The Department of Labor (“DOL”) has issued its final rule on redefining the circumstances under which a person becomes a fiduciary in connection with


Reflecting on the Final Fiduciary Rule - Protection for Retirement Investors
  • Constangy Brooks Smith & Prophete LLP
  • USA
  • April 11 2016

The highly anticipated fiduciary rule intended to provide significant protection for retirement investors was issued on April 6. Although the final


New Fiduciary Rule Applies Stricter Standard to Most Retirement Account Advisers
  • Holland & Hart LLP
  • USA
  • April 8 2016

In its long-awaited final fiduciary rule, the Department of Labor (DOL) establishes stricter fiduciary standards for investment advisers and


Department of Labor Publishes New Fiduciary Rule Affecting Retirement Account Advisers
  • Locke Lord LLP
  • USA
  • April 8 2016

On April 8, 2016, the United States Department of Labor (Department) published its long-awaited final regulations (the Rule) redefining who is a