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Results: 11-20 of 2,227

SEC proposes rules on mandatory pay for performance disclosure
  • Foley & Lardner LLP
  • USA
  • May 5 2015

On April 29, 2015, the Securities and Exchange Commission (SEC) proposed rules that would require public companies to disclose the relationship


Financial services update vol. 10, issue 17
  • Winston & Strawn LLP
  • USA
  • May 4 2015

Last week the staff at the Securities and Exchange Commission ("SEC") Division of Investment Management (the "Division") issued additional guidance


SEC proposed hedging transaction disclosure rules
  • McDermott Will & Emery
  • USA
  • May 4 2015

Much attention has been given to recent U.S. Securities and Exchange Commission (SEC) proposed rulemaking under the Dodd-Frank Wall Street Reform and


SEC proposes new pay versus performance disclosure rules
  • McDermott Will & Emery
  • USA
  • April 30 2015

On April 29, 2015, the United States Securities and Exchange Commission (SEC) voted three-to-two to propose new rules that would prescribe new


Department of Labor proposal seeks to expand financial advisers’ fiduciary duties
  • Mayer Brown LLP
  • USA
  • April 29 2015

A rule proposed by the US Department of Labor would eliminate a pair of ERISA exemptions that have allowed financial advisers and brokers to steer


Department of Labor proposes new fiduciary regulation and prohibited transaction exemption relief for investment advice fiduciaries
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • April 28 2015

On April 20, 2015, more than three years after withdrawing a similar proposal that was staunchly opposed by the financial services industry, the U.S


Sweeping new DOL proposal on fiduciary investment advice
  • Arnold & Porter LLP
  • USA
  • April 27 2015

The long-anticipated proposed "fiduciary" regulation was released by the Department of Labor (DOL) on April 14, 2015. Specifically, the proposal


New DOL proposal significantly expands fiduciary adviser rule
  • Calfee Halter & Griswold LLP
  • USA
  • April 27 2015

On April 14th, 2015, the U.S. Department of Labor (DOL) released the highly anticipated proposed rule that broadens the scope of advisers who would


U.S. Department of Labor proposes new fiduciary standard
  • Proskauer Rose LLP
  • USA
  • April 23 2015

Last week, the U.S. Department of Labor (DOL) issued its highly anticipated, re-proposed regulation addressing when a person providing investment


The U.S. Department of Labor’s new proposed rules defining fiduciary investment advice
  • Proskauer Rose LLP
  • USA
  • April 21 2015

On April 14, 2015, the U.S. Department of Labor (DOL) issued its highly anticipated re-proposed regulation addressing when a person providing