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Results: 11-20 of 3,603

Supreme Court decides class actions do not toll 3-year time limit on 11 Securities Act claims
  • Hogan Lovells
  • USA
  • June 29 2017

On June 26, 2017, the Supreme Court issued its opinion in California Public Employees' Retirement System ("CalPERS") v. ANZ Sec., Inc., No. 16-373


The Supreme Court Clarifies Securities Act Statute of Repose Not Tolled by Filing of Class Action
  • Kane Russell Coleman Logan PC
  • USA
  • June 28 2017

In a bout of déjà vu, the Supreme Court decided to hear California Public Employees’ Retirement System v. ANZ Securities, Inc., et al. to settle the


ISOs and Employee Payroll Taxes
  • Andrews Kurth Kenyon LLP
  • USA
  • June 28 2017

Exercising an incentive stock option (“ISO”) prior to an M&A transaction that would otherwise result in such ISO being “cashed out” (i.e., cancelled


Interesting Angles on the DOL’s Fiduciary Rule 53
  • Drinker Biddle & Reath LLP
  • USA
  • June 28 2017

In recent conversations I have learned that many broker-dealers and RIAs do not understand how the prohibited transaction rules and exemptions (and


U.S. Supreme Court Holds American Pipe Equitable Tolling Does Not Apply to the Securities Act's Statute of Repose
  • Weil Gotshal & Manges LLP
  • USA
  • June 27 2017

On June 26, 2017, the U.S. Supreme Court issued a 5-4 decision in California Public Employees' Retirement System v. ANZ Securities, Inc., No. 16-373


CalPERS v. ANZ Securities: U.S. Supreme Court Holds That Securities Act's Three-Year Statute of Repose Is Not Tolled by a Pending Class Action
  • Sullivan & Cromwell LLP
  • USA
  • June 27 2017

In 1974, the U.S. Supreme Court held in American Pipe & Construction Co. v. Utah that the commencement of a putative class action lawsuit tolls "the


Supreme Court Rejects Tolling Argument for Nonnamed Class Members’ Section 11 Claims
  • Foley & Lardner LLP
  • USA
  • June 26 2017

On June 26, 2017, the Supreme Court issued a 5-4 decision in California Public Employees’ Retirement System v. ANZ Securities, Inc., et al. (No


Supreme Court Rules That Equitable Tolling Does Not Apply to Section 13 of the Securities Act
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • June 26 2017

In one of the first cases argued before new Justice Neil Gorsuch, the Supreme Court in California Public Employees’ Retirement System v. ANZ


The Financial Report, 22 June 2017, News from Europe
  • DLA Piper LLP
  • European Union, USA
  • June 22 2017

ESMA consults on draft standards for trading obligation for derivatives under MiFIR. ESMA announced that it has published a consultation paper


Impact of the DOL Fiduciary Rule on Independent Insurance Agents
  • Drinker Biddle & Reath LLP
  • USA
  • June 21 2017

Recommendations of annuities and life insurance to retirement plan participants and IRAs (“retirement investors”) are fiduciary acts under the DOL’s