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eCommerce Regulation, Bitcoin, Anti-Money Laundering, Shadow Insurance, 401(k) Litigation Expect Focus - Vol. IV, Fall 2015
  • Carlton Fields
  • USA
  • December 23 2015

On January 1, 2016, Section 38.6 of the California Insurance Code will take effect permitting consumers to conduct certain life, disability, and


2015 Securities Law Developments
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • January 1 2016

On balance, the securities litigation landscape in 2015 offered a glass half-fullglass half-empty perspective for issuers and their officers


Settlements in brief: notable settlements in November and December
  • De Brauw Blackstone Westbroek
  • United Kingdom, USA
  • January 13 2016

Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take


SEC settles with stock promoters in medical marijuana stock manipulation scheme
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2015

On July 9, the Securities and Exchange Commission settled with two stock promoters accused of reaping $2.5 million in illicit profits by manipulating


U.S. Supreme Court Matrixx decision rejects statistical significance as bright-line test of materiality
  • Hogan Lovells
  • USA
  • April 11 2011

In its unanimous opinion in Matrixx Initiatives, Inc. v. Siracusano issued on March 22, the U.S. Supreme Court reaffirmed its long-established standard for determining materiality with respect to securities fraud claims under Section 10(b) of the Securities Exchange Act of 1934 and the SEC's Rule 10b-5


Supreme Court holds that issuers can be liable for omitting material facts from statements of opinion in Omnicare case
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • March 25 2015

In its opinion in Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund, released yesterday, the U.S. Supreme Court held


White collar roundup - July 2015
  • Day Pitney LLP
  • USA
  • July 6 2015

In the wake of several rulings from the U.S. Court of Appeals for the Second Circuit that have narrowed the flexibility of the U.S. Securities


Online health care, consumer data, cybersecurity risks, accounting fraud, patents Expect Focus Vol. II, Spring 2015
  • Carlton Fields
  • Global, USA
  • June 17 2015

Large-scale data breaches have become increasingly common, bringing with them not only bad press and loss of customer goodwill


SEC files another fraud action tied to the municipal bond market
  • Dorsey & Whitney LLP
  • USA
  • September 15 2013

The SEC filed another settled financial fraud action tied to the municipal bond market which is clearly an area of increasing focus. This proceeding


Expect Focus Vol. 1, Winter 2015: trademarks in Cuba, successful whistleblowers, big data, health care encryption, jury instruction tips
  • Carlton Fields
  • USA
  • March 25 2015

New Jersey’s new data privacy standard, signed into law as S. 562 by Gov. Chris Christie on January 9, requires health insurance carriers that are