We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 378

Co-director of SEC’s Division of Enforcement, Mr Andrew Ceresney, gives keynote speech at International Conference on Foreign Corrupt Practices Act
  • Winston & Strawn LLP
  • USA
  • November 27 2013

On 19 November 2013, Mr Ceresney gave the keynote address at the Internal Conference on the Foreign Corrupt Practices Act, outlining four priorities


Philip Falcone and Harbinger Capital agree to settlement
  • Winston & Strawn LLP
  • USA
  • September 10 2013

In its recent settlement with hedge fund advisor Philip Falcone and his firm Harbinger Capital Partners, the U.S. Securities & Exchange Commission


Swiss-based oil and gas services company fined $250 million for breach of FCPA and violation of us sanctions
  • Winston & Strawn LLP
  • USA
  • December 23 2013

Weatherford International, a Switzerland-based oil and gas services company, has agreed to pay penalties of over US $250 million to US regulators


Financial services update December 16 2013 judicial developments
  • Winston & Strawn LLP
  • USA
  • December 16 2013

On December 9th, the Second Circuit reversed the convictions of three employees of General Electric Company who had allegedly conspired to fix


Financial services update, vol. 8, number 19
  • Winston & Strawn LLP
  • USA
  • May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of


Financial services update November 18 2013 judicial developments
  • Winston & Strawn LLP
  • USA
  • November 18 2013

On November 12th, U.S. District Court Judge Victor Marrero denied motions to dismiss a consolidated securities fraud class action lawsuit stemming


Featured story 27 November 2013
  • Winston & Strawn LLP
  • USA
  • November 27 2013

On 12 November 2013, the SEC announced its first ever deferred prosecution agreement with an individual, former hedge fund administrator Scott


Lack of knowledge removes control person liability but imputed knowledge raises Rule 10b-5 liability
  • Winston & Strawn LLP
  • USA
  • February 25 2013

On February 22nd, the Third Circuit partially reinstated securities fraud and state law unfair trading practices claims asserted by investors against


Financial services update February 24 2014 feature: Foreign Corrupt Practices Act
  • Winston & Strawn LLP
  • USA
  • February 24 2014

The SEC's 2014 priorities include continued, rigorous enforcement of the Foreign Corrupt Practices Act ("FCPA"). As noted by the agency in January, a


Parent liability
  • Winston & Strawn LLP
  • USA
  • January 14 2013

On January 7th, the U.S. District Court denied a motion to dismiss in a federal securities fraud and common law fraud action. Plaintiff seeks to hold