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Results: 1-10 of 341

Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Financial services update vol. 10, issue 16
  • Winston & Strawn LLP
  • USA
  • April 27 2015

On March 25, the Securities and Exchange Commission ("SEC") adopted final amendments to Regulation A and other rules and forms, as required by Title


FLIR Systems, Inc. (“FLIR”) has agreed to pay the United States Securities and Exchange Commission (“SEC”) US $9.5 million in settlement for violations of the FCPA
  • Winston & Strawn LLP
  • USA
  • May 1 2015

On 8 April 2015, FLIR entered a Cease-And-Desist Order (the "Order") which referred to the SEC's acceptance of FLIR's settlement offer. In the Order


FCPA Guidance released by DOJ and SEC
  • Winston & Strawn LLP
  • USA
  • December 6 2012

On November 14, 2012, the Department of Justice and the Securities and Exchange Commission released their much-anticipated joint non-binding guidance “A Resource Guide to the U.S. Foreign Corrupt Practices Act” (the Guide


Guidance
  • Winston & Strawn LLP
  • USA
  • December 3 2012

On November 14th, the SEC and the Department of Justice released A Resource Guide to the U.S. Foreign Corrupt Practices Act


Financial services update March 31 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • March 31 2014

On March 21st, the D.C. Circuit substantially upheld the Federal Reserve Board's regulations imposing a cap on the per-transaction debit card fees


Financial services update March 31 2014 Treasury Department developments
  • Winston & Strawn LLP
  • USA
  • March 31 2014

On March 26th, the Department of Treasury OIG released the final report on the transfer of the functions and resources of the former Office of Thrift


Financial services update July 21 2014 industry news
  • Winston & Strawn LLP
  • USA
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their


Illuminating case on the tax effect of forfeitures and clawbacks
  • Winston & Strawn LLP
  • USA
  • March 17 2014

One of the many unresolved issues in the area of compensation clawbacks (in addition to the fact that we don't have SEC rules on Dodd-Frank Act


SEC charges U.S. pharmaceutical Eli Lilly over alleged bribes made by subsidiaries in Russia, Brazil, China, and Poland
  • Winston & Strawn LLP
  • USA
  • January 14 2013

SEC charges U.S. pharmaceutical Eli Lilly over alleged bribes made by subsidiaries in Russia, Brazil, China, and Poland. - The Associate Director of