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Results: 1-10 of 118

Supreme Court to clarify “inquiry notice” standard for securities fraud statute of limitations
  • Alston & Bird LLP
  • USA
  • July 7 2009

Last month, the Supreme Court granted certiorari to clarify the much-litigated issue of when plaintiffs are deemed to have "inquiry notice" of their claims sufficient to trigger running of the statute of limitations for federal securities fraud claims


Archer Daniels Midland raises FCPA settlement reserve
  • Alston & Bird LLP
  • USA
  • August 19 2013

On August 7, 2013, Archer Daniels Midland Company (ADM) disclosed in its SEC Form 10-Q that it had set aside $54 million to cover any monetary


Recent FCPA opinions provide insight into the scope of personal jurisdiction over foreign nationals
  • Alston & Bird LLP
  • USA
  • March 1 2013

In recent years, the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) have demonstrated an increased commitment to


FinCEN proposes enhanced customer due diligence requirements for financial institutions
  • Alston & Bird LLP
  • USA
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network (FinCEN) issued proposed rules under the Bank Secrecy Act (BSA) to strengthen customer due


DOJ and SEC’s resource guide on the FCPA provides important guidance to companies doing business abroad
  • Alston & Bird LLP
  • USA
  • November 20 2012

On November 14, 2012, the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) jointly released their long-anticipated guidance on the Foreign Corrupt Practices Act (FPCA


Where the Rubber meets the road: Goodyear Tire agrees to pay $16 million to settle FCPA claims
  • Alston & Bird LLP
  • USA
  • March 2 2015

On February 24, 2015, the Securities and Exchange Commission (SEC) announced that it had entered into a settlement with Goodyear Tire & Rubber Co. to


SEC adopts Final Rules and guidance defining “security-based swap dealer” and “major security-based swap participant” in cross-border transactions
  • Alston & Bird LLP
  • USA
  • July 23 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) adopted the first of a series of rules on cross-border security-based swap activities


SEC announces charges against corporate insiders for violating reporting obligations under the Exchange Act
  • Alston & Bird LLP
  • USA
  • September 19 2014

On September 10, 2014, the Securities and Exchange Commission (SEC) announced charges against 28 officers, directors and major shareholders for


SEC’s new policy requiring admissions of wrongdoing: implications for FCPA settlements?
  • Alston & Bird LLP
  • USA
  • August 30 2013

On August 19, 2013, the SEC entered into a settlement agreement with Phillip Falcone and his advisory firm, Harbinger Capital Partners, based on


SEC enters into its first FCPA non-prosecution agreement
  • Alston & Bird LLP
  • USA
  • April 25 2013

On April 22, the Securities and Exchange Commission (SEC) announced that it had entered into a nonprosecution agreement (NPA) with Ralph Lauren Corp