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Results: 1-10 of 33

Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


RINO International Corporation
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

RINO International Corporation ("RINO"), a Nevada corporation with all of its operating subsidiaries and affiliates based in China, recently disclosed in a filing with the SEC that it is the subject of a formal investigation by the SEC, including with respect to Foreign Corrupt Practices Act ("FCPA") compliance


Maxwell Technologies
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Maxwell Technologies, Inc. (“Maxwell”) have settled FCPA charges with the DOJ as well as the SEC


Innospec
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

The SEC recently announced that Paul Jennings, the former CEO of Innospec, a global specialty chemical company, agreed to pay more than $229,000 in penalties to settle FCPA charges in connection with alleged bribes of Iraqi and Indonesian officials to win contracts


Sovereign wealth funds
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds


Layne Christensen Company
  • Dorsey & Whitney LLP
  • USA
  • June 24 2011

Layne Christensen is another company facing an investigation by a law firm that represents shareholders in class actions against publicly traded companies


Hercules Offshore Inc.
  • Dorsey & Whitney LLP
  • USA
  • April 27 2011

Hercules Offshore Inc. reported recently that it had received notifications from the U.S. Department of Justice (“DOJ”) and the U.S. Securities and Exchange Commission (“SEC”) related to an investigation of the company’s foreign activities


Ball Corporation
  • Dorsey & Whitney LLP
  • USA
  • April 27 2011

It was recently reported that Ball Corporation, a public company whose businesses include aerospace and technologies segments, resolved an SEC enforcement action concerning FCPA violations


IBM
  • Dorsey & Whitney LLP
  • USA
  • April 27 2011

In the culmination of a lengthy investigation, IBM settled SEC charges made pursuant to the FCPA


Eli Lilly & Co
  • Dorsey & Whitney LLP
  • USA
  • June 24 2011

In an effort to solicit members for a class action, two law firms that represent shareholders in class actions against publicly traded companies are investigating certain officers and directors of Eli Lilly