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Results: 1-10 of 33

Eli Lilly & Co
  • Dorsey & Whitney LLP
  • USA
  • June 24 2011

In an effort to solicit members for a class action, two law firms that represent shareholders in class actions against publicly traded companies are investigating certain officers and directors of Eli Lilly


Allianz SE
  • Dorsey & Whitney LLP
  • Germany, Indonesia, USA
  • October 20 2011

Allianz SE, Europe’s largest insurer, is reportedly close to reaching a settlement with the Securities and Exchange Commission over allegations that it paid bribes in Indonesia in order to win insurance business


Sovereign wealth funds
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds


Rockwell Automation, Inc
  • Dorsey & Whitney LLP
  • USA
  • May 23 2011

Rockwell Automation announced that it will forfeit $1.8 million in profits, plus $590,000 in interest, and pay a $400,000 penalty pursuant to a settlement with the Securities and Exchange Commission (SEC


SEC enforcement the first deferred prosecution agreement
  • Dorsey & Whitney LLP
  • USA
  • May 23 2011

The SEC and Tenaris SA resolved a FCPA case with the Commission's first deferred prosecution agreement


Innospec
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

The SEC recently announced that Paul Jennings, the former CEO of Innospec, a global specialty chemical company, agreed to pay more than $229,000 in penalties to settle FCPA charges in connection with alleged bribes of Iraqi and Indonesian officials to win contracts


Legislation
  • Dorsey & Whitney LLP
  • USA
  • October 22 2010

New whistle-blower program that could lead to huge cash rewards for individuals who provide information about securities law violations to the SEC, including violations of the FCPA


ABB
  • Dorsey & Whitney LLP
  • Mexico, USA
  • October 22 2010

In late September, the U.S. Securities and Exchange Commission (the “SEC”) charged Zurich, Switzerland-based ABB with various violations of the FCPA


Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


Watts Water Technologies, Inc
  • Dorsey & Whitney LLP
  • China, USA
  • October 20 2011

Adm. Proc. File No. 3-14585 (Oct 13, 2011) is an action against the company and Lessen Chang