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Results: 11-20 of 37

Goldman Sachs
  • Dorsey & Whitney LLP
  • USA
  • September 27 2011

In an SEC filing, Goldman Sachs acknowledged that the SEC is looking into whether the bank violated the FCPA


Sovereign wealth funds
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds


The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 21 2011

The UK Bribery Act is expected to come into force shortly


False audit opinion
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino


Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


Fraud-on-the-market
  • Dorsey & Whitney LLP
  • USA
  • July 19 2012

On June 11, 2012, the US Supreme Court granted certiorari to hear Amgen Inc. v. Connecticut Retirement Plans & Trust Funds, a case involving two questions that could have a substantial impact on securities class actions


Biomet Inc.
  • Dorsey & Whitney LLP
  • USA
  • April 16 2012

Medical device company Biomet has agreed to pay more than $22 million to settle charges by the Securities and Exchange Commission (SEC) as well as parallel criminal charges by the U.S. Department of Justice (DOJ


Halliburton Co.
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

U.S. oilfield services company Halliburton has disclosed that it is conducting an internal investigation after receiving an anonymous email regarding its Angolan operations


Noble Corporation
  • Dorsey & Whitney LLP
  • USA
  • June 22 2012

In February 2012, the SEC brought FCPA claims against three oil services executives associated with Noble Corporation: Thomas O’Rourke, Mark Jackson and James Ruehlen


Cobalt International Energy
  • Dorsey & Whitney LLP
  • USA
  • June 22 2012

The SEC has been investigating Angolan presalt company Cobalt International Energy, a US company, since November 2011