We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 37

Biomet Inc.
  • Dorsey & Whitney LLP
  • USA
  • April 16 2012

Medical device company Biomet has agreed to pay more than $22 million to settle charges by the Securities and Exchange Commission (SEC) as well as parallel criminal charges by the U.S. Department of Justice (DOJ


False audit opinion
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino


Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


Eli Lilly & Co
  • Dorsey & Whitney LLP
  • USA
  • June 24 2011

In an effort to solicit members for a class action, two law firms that represent shareholders in class actions against publicly traded companies are investigating certain officers and directors of Eli Lilly


Armor Holdings, Inc.
  • Dorsey & Whitney LLP
  • USA
  • July 27 2011

Armor Holdings, Inc. (“Armor”), the maker of military trucks, has agreed to pay $16 million to resolve claims that it bribed a United Nations official to win contracts connected to peacekeeping missions


Parker Drilling Co.
  • Dorsey & Whitney LLP
  • USA
  • July 27 2011

A federal judge dismissed a case against Parker Drilling in which a shareholder accused executives of bribing officials in Kazakhstan and Nigeria


Diageo
  • Dorsey & Whitney LLP
  • USA
  • September 27 2011

The Securities and Exchange Commission (SEC) has charged one of the world’s largest producers of premium alcoholic beverages with widespread violations of the Foreign Corrupt Practices Act (FCPA) stemming from more than six years of improper payments to government officials in India, Thailand, and South Korea


Parametric technology corp.
  • Dorsey & Whitney LLP
  • China, USA
  • September 27 2011

In an SEC filing, Massachusetts-based software company Parametric Technology Corp. disclosed that it has notifed the Department of Justice (DOJ) and the SEC that it is conducting an internal investigation into possible FCPA violations by its business partners in China


Goldman Sachs
  • Dorsey & Whitney LLP
  • USA
  • September 27 2011

In an SEC filing, Goldman Sachs acknowledged that the SEC is looking into whether the bank violated the FCPA


Prosecutions
  • Dorsey & Whitney LLP
  • USA
  • July 23 2010

The SEC has filed charges against Veraz Networks, Inc., a Californian telecommunications company, for FCPA violations. According to the complaint filed, the violations relate to improper payments made to foreign officials in China and Vietnam to win business