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Results: 11-20 of 24

RINO International Corporation
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

RINO International Corporation ("RINO"), a Nevada corporation with all of its operating subsidiaries and affiliates based in China, recently disclosed in a filing with the SEC that it is the subject of a formal investigation by the SEC, including with respect to Foreign Corrupt Practices Act ("FCPA") compliance


Maxwell Technologies
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Maxwell Technologies, Inc. (“Maxwell”) have settled FCPA charges with the DOJ as well as the SEC


Innospec
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

The SEC recently announced that Paul Jennings, the former CEO of Innospec, a global specialty chemical company, agreed to pay more than $229,000 in penalties to settle FCPA charges in connection with alleged bribes of Iraqi and Indonesian officials to win contracts


Settlements
  • Dorsey & Whitney LLP
  • USA
  • July 23 2010

A joint venture between Snamprogetti Netherlands B.V (Snamprogetti), Kellogg Brown & Root Inc. (KBR), Technip S.A (Technip) and the Japanese engineering and construction company (JGC) was formed to bid for and to obtain engineering, procurement and construction (EPC) contracts worth more than $6 billion in Nigeria


Prosecutions
  • Dorsey & Whitney LLP
  • USA
  • July 23 2010

The SEC has filed charges against Veraz Networks, Inc., a Californian telecommunications company, for FCPA violations. According to the complaint filed, the violations relate to improper payments made to foreign officials in China and Vietnam to win business


Investigations
  • Dorsey & Whitney LLP
  • USA
  • July 23 2010

Since the report in the June Corruption Digest, the Securities and Exchange Commission (SEC) has commenced its controls compliance investigation of pharmaceutical and other companies doing business in or with countries designated as state sponsors of terror


Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


False audit opinion
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino


Watts Water Technologies, Inc
  • Dorsey & Whitney LLP
  • China, USA
  • October 20 2011

Adm. Proc. File No. 3-14585 (Oct 13, 2011) is an action against the company and Lessen Chang


Allianz SE
  • Dorsey & Whitney LLP
  • Germany, Indonesia, USA
  • October 20 2011

Allianz SE, Europe’s largest insurer, is reportedly close to reaching a settlement with the Securities and Exchange Commission over allegations that it paid bribes in Indonesia in order to win insurance business