We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 24

Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


Halliburton Co.
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

U.S. oilfield services company Halliburton has disclosed that it is conducting an internal investigation after receiving an anonymous email regarding its Angolan operations


Sciclone pharmaceuticals
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

SciClone and certain of its directors and officers have agreed to settle the consolidated derivative lawsuits that were filed following the company’s announcement that it was being investigated by the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) for possible FCPA violations


Embraer
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

Embraer, the world's fourth largest plane manufacturer, has disclosed that the DOJ and the SEC are investigating whether the Brazilian company’s activities in three countries violated the FCPA


False audit opinion
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino


Sovereign wealth funds
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds


RINO International Corporation
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

RINO International Corporation ("RINO"), a Nevada corporation with all of its operating subsidiaries and affiliates based in China, recently disclosed in a filing with the SEC that it is the subject of a formal investigation by the SEC, including with respect to Foreign Corrupt Practices Act ("FCPA") compliance


Maxwell Technologies
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Maxwell Technologies, Inc. (“Maxwell”) have settled FCPA charges with the DOJ as well as the SEC


Innospec
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

The SEC recently announced that Paul Jennings, the former CEO of Innospec, a global specialty chemical company, agreed to pay more than $229,000 in penalties to settle FCPA charges in connection with alleged bribes of Iraqi and Indonesian officials to win contracts


Legislation
  • Dorsey & Whitney LLP
  • USA
  • October 22 2010

New whistle-blower program that could lead to huge cash rewards for individuals who provide information about securities law violations to the SEC, including violations of the FCPA