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Results: 11-20 of 25

Sciclone pharmaceuticals
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

SciClone and certain of its directors and officers have agreed to settle the consolidated derivative lawsuits that were filed following the company’s announcement that it was being investigated by the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) for possible FCPA violations


Embraer
  • Dorsey & Whitney LLP
  • USA
  • November 18 2011

Embraer, the world's fourth largest plane manufacturer, has disclosed that the DOJ and the SEC are investigating whether the Brazilian company’s activities in three countries violated the FCPA


Sovereign wealth funds
  • Dorsey & Whitney LLP
  • USA
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds


Legislation
  • Dorsey & Whitney LLP
  • USA
  • October 22 2010

New whistle-blower program that could lead to huge cash rewards for individuals who provide information about securities law violations to the SEC, including violations of the FCPA


ABB
  • Dorsey & Whitney LLP
  • Mexico, USA
  • October 22 2010

In late September, the U.S. Securities and Exchange Commission (the “SEC”) charged Zurich, Switzerland-based ABB with various violations of the FCPA


Citigroup global marks, inc
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case


False audit opinion
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In the Matter of Kempisty & Co., CPAs, P.C., Adm. Proc. File No. 3344 (Dec. 14, 2011) is a proceeding against the audit firm, its founding partner Philip Kempisty, and an employee of the firm, John Rubino


Diageo
  • Dorsey & Whitney LLP
  • USA
  • September 27 2011

The Securities and Exchange Commission (SEC) has charged one of the world’s largest producers of premium alcoholic beverages with widespread violations of the Foreign Corrupt Practices Act (FCPA) stemming from more than six years of improper payments to government officials in India, Thailand, and South Korea


Parametric technology corp.
  • Dorsey & Whitney LLP
  • China, USA
  • September 27 2011

In an SEC filing, Massachusetts-based software company Parametric Technology Corp. disclosed that it has notifed the Department of Justice (DOJ) and the SEC that it is conducting an internal investigation into possible FCPA violations by its business partners in China


Goldman Sachs
  • Dorsey & Whitney LLP
  • USA
  • September 27 2011

In an SEC filing, Goldman Sachs acknowledged that the SEC is looking into whether the bank violated the FCPA