We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 15,577

The SEC prevails in the D.C. Circuit
  • Dorsey & Whitney LLP
  • USA
  • May 1 2013

The Dodd-Frank provision requiring the disclosure of certain payments made to foreign governments relating to the commercial development of oil


Gaming company’s regulatory delays insufficient to give rise to a securities fraud claim
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the Northern District of Illinois dismissed securities fraud claims against WMS Industries (WMS), a gaming and slot machine


SEC alleges $150 million fraud in EB-5 immigrant investor program
  • Epstein Becker Green
  • USA
  • May 2 2013

On February 6, 2013, the U.S. Securities and Exchange Administration ("SEC") filed a civil lawsuit against an Illinois man and two of his companies


Delaware court dismisses securities fraud action against power plant executives
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the District of Delaware dismissed a class action for securities fraud against former officers and directors of a


U.S. insider trading enforcement goes global
  • Allen & Overy LLP
  • USA
  • May 2 2013

A recent inquiry into potential insider trading in Switzerland ahead of the acquisition of H.J. Heinz Company has drawn attention to the role of U.S


This is the dawning of the age of disclosure?
  • McGuireWoods LLP
  • USA
  • May 2 2013

While Congress and the courts continue to struggle with how much disclosure should be required in our campaign finance system, a new front could be


J.P. Morgan’s $4.6 billion in legal reserves
  • Bilzin Sumberg Baena Price & Axelrod LLP
  • USA
  • September 8 2014

In a regulatory filing filed with the U.S. Securities and Exchange Commission and released on Monday, August 4, J.P. Morgan Chase & Co. announced


Court denies extraterritorial application of the Dodd-Frank Act's whistleblowing provisions
  • Fisher Phillips
  • USA
  • September 8 2014

On August 14, 2014, in Liu Meng-Lin v. Siemens AG, a three-judge panel of the United States Court of Appeals for the Second Circuit unanimously held


Illinois Courts: Fixed Indexed Annuities Are Not Securities
  • Carlton Fields
  • USA
  • October 13 2016

In 2009, the Securities and Exchange Commission (SEC) attempted to regulate fixed indexed annuities (FIAs) as securities by issuing Rule 151A


AXA Prevails at First Post-Jones v. Harris Excessive Fee Trial
  • Carlton Fields
  • USA
  • October 13 2016

In its 2010 opinion in Jones v. Harris, L.P., the United States Supreme Court embraced the so-called Gartenberg standard for assessing an investment