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Results: 1-10 of 17,128

The SAC saga continues: Steinberg sentenced to 3 12 years in prison
  • Montgomery McCracken Walker & Rhoads LLP
  • USA
  • May 16 2014

This afternoon Michael Steinberg, a former SAC portfolio manager who was convicted of insider trading last year, was sentenced by U.S. District Court


SEC guidance and NAM motion for stay
  • Akin Gump Strauss Hauer & Feld LLP
  • USA
  • May 1 2014

The SEC issued guidance on its interpretation of the U.S. Court of Appeals for the D.C. Circuit's recent decision that certain portions of the SEC's


Appellate Court clarifies FCPA “instrumentality” definition
  • Paul Hastings LLP
  • USA
  • May 19 2014

On Friday, May 16, 2014, the Eleventh Circuit Court of Appeals weighed in on a multi-year debate surrounding who is a "foreign official" under the U


SEC issues order confirming guidance and denies NAM motion for stay
  • Akin Gump Strauss Hauer & Feld LLP
  • USA
  • May 2 2014

On May 2, 2014, the SEC issued an order partially staying its Conflict Minerals Rule. Essentially, the order reiterates the SEC's April 29, 2014


Attacks on loan to own strategies continue
  • Bilzin Sumberg Baena Price & Axelrod LLP
  • USA
  • May 15 2014

As the economy continues to emerge from the global recession in the late 2000s, one of the prevailing trends we have seen is the continuation of


Court strengthens statute of limitations defense against the SEC
  • Bryan Cave LLP
  • USA
  • May 15 2014

A U.S. District Court judge in the Southern District of Florida recently issued a decision that gives defendants a new tool to use in Securities and


Fourth Circuit declines to extend Janus to criminal cases
  • Katten Muchin Rosenman LLP
  • USA
  • May 16 2014

A three-judge panel of the US Court of Appeals for the Fourth Circuit recently affirmed the dismissal of a lawyer's habeas petition, finding that


Eleventh Circuit expands reach of Foreign Corrupt Practices Act
  • Arnall Golden Gregory LLP
  • USA
  • May 19 2014

On May 16, 2014 in its U.S. v. Esquenazi decision, the 11th Circuit Court of Appeals upheld the Department of Justice's broad definition of a key


Illinois Courts: Fixed Indexed Annuities Are Not Securities
  • Carlton Fields
  • USA
  • October 13 2016

In 2009, the Securities and Exchange Commission (SEC) attempted to regulate fixed indexed annuities (FIAs) as securities by issuing Rule 151A


AXA Prevails at First Post-Jones v. Harris Excessive Fee Trial
  • Carlton Fields
  • USA
  • October 13 2016

In its 2010 opinion in Jones v. Harris, L.P., the United States Supreme Court embraced the so-called Gartenberg standard for assessing an investment