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Results: 1-10 of 339

Eleventh Circuit Joins Peers in Preserving SEC’s Home Court Advantage
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • June 22 2016

After four failed attempts at persuading federal appellate courts to hear constitutional challenges to SEC administrative courts, it is increasingly


Second Circuit Halts Constitutional Challenge to SEC Administrative Proceedings
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • June 3 2016

On June 1, the Second Circuit in Tilton et al. V. SEC, No. 15-2103 (2d. Cir. Jun. 1, 2016), echoed recent Seventh and D.C. Circuit decisions


The SEC Critiques Itself - Could Changes to SEC Enforcement Investigations Be On The Way?
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • June 1 2016

Last week, the SEC’s Office of Inspector General (“OIG”) released its Semiannual Report to Congress, which details the OIG’s independent and


Pro-Golfer Phil Mickelson Pays $1M to SEC to Settle Civil Insider Trading Claims, But Escapes Criminal Charges in Light of Newman
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • May 26 2016

On Thursday, May 19, 2016, the U.S. Attorney’s Office for the Southern District of New York announced the arrest of renowned sports bettor William


Eighth Circuit Breathes Life Into Halliburton’s Price Impact Defense
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • April 18 2016

The First Circuit Court of Appeals decision applying the Supreme Court’s landmark 2014 decision in Halliburton Co. v. Erica P. John Fund Inc., 134 S


Breaking news: Supreme Court Declines to Address the Constitutionality of Securities and Exchange Administrative Forum
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • March 30 2016

On March 28, 2016, the Supreme Court denied a petition for certiorari review brought by Laurie Bebo, the former CEO of Assisted Living Concepts Inc


Former Hedge Fund Manager’s Civil Rights Suit Against New York U.S. Attorney Permitted to Proceed into Discovery
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • March 29 2016

Shortly into his tenure as United States Attorney for the Southern District of New York, Preet Bharara announced a crackdown on insider trading


Second Circuit Applies Omnicare to Affirm Dismissal of Securities Fraud Actions
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • March 15 2016

On March 4, 2016, the Second Circuit affirmed the dismissal of two related securities actions against Sanofi Pharmaceuticals, its predecessor Genzyme


Storm Warning for Safe Harbor
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • March 15 2016

On February 29, 2016, the Supreme Court denied certification in Harman International Industries Inc. et al. V. Arkansas Public Employees Retirement


The Ripple Effects of U.S. v. Newman Continue: SEC Lifts Administrative Bar on Downstream Insider Trading Tippee and Tipper Requests that Third Circuit Vacate SEC Settlement
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • March 2 2016

The ripple effects of the Second Circuit’s landmark insider trading decision, United States v. Newman, 773 F.3d 438 (2d Cir. 2014), were felt again