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Results: 1-10 of 503

Financial services update vol. 10, issue 29
  • Winston & Strawn LLP
  • European Union, USA
  • August 24 2015

The United States Treasury Department’s Financial Crimes Enforcement Network (FinCEN) is once again pushing for regulations that would require


Financial services update Vol. 10, Issue 9
  • Winston & Strawn LLP
  • European Union, USA
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate


What to expect in 2015?
  • Morrison & Foerster LLP
  • USA
  • December 23 2014

Here are our thoughts on what to expect in the structured products area in 2015. Dodd-Frank-Related Developments The Volcker Rule: Last year at about


Index changes and successor indices: avoiding delisting from the NYSE Arca
  • Morrison & Foerster LLP
  • USA
  • November 11 2014

Down deep, somewhere in the boilerplate in the back of a prospectus for an index-linked note, you can find the provisions for index adjustments and


U.S. regulators finalize credit risk retention rules
  • Morrison & Foerster LLP
  • USA
  • October 21 2014

Today, the Federal Deposit Insurance Corporation (the "FDIC"), the Federal Housing Finance Agency (the "FHFA"), and the Office of the Comptroller of


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • France, Germany, South Korea, Thailand, United Kingdom, USA, China, European Union
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


The financial report September 4, 2014 - US exchanges and self-regulatory organizations
  • DLA Piper LLP
  • USA
  • September 4 2014

Reuters summarized a proposal under consideration by US options exchanges that would address erroneous trading errors. (8292014) Erroneous options


FINRA issues priorities for 2014
  • Sidley Austin LLP
  • USA
  • January 10 2014

On January 2, 2014, FINRA released its 2014 Regulatory and Exam Priorities Letter ("Letter"). This Letter, issued annually, highlights significant


Financial industry developments
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • May 6 2013

On April 30, the FHFA issued its progress report on the steps being taken to establish a common securitization infrastructure for MBS. The FHFA is


International regulatory update 21 December 2012-4 January 2013
  • Clifford Chance LLP
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing