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Results: 1-10 of 2,916

SEC’s proposed SBS rules on cross-border security-based swap activities
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 22 2015

When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border activities of security-based swap (SBS


Financial services update vol. 10, issue 19
  • Winston & Strawn LLP
  • European Union, USA
  • May 18 2015

Marc Wyatt, Acting Director of the Office of Compliance, Inspections and Examinations ("OCIE") weaved the theme of transparency throughout his


SEC proposes to regulate security-based swap activities of non-US parties conducting dealing activity in the United States
  • Clifford Chance LLP
  • USA
  • May 13 2015

The US Securities and Exchange Commission has re-proposed regulations relating to security-based swap activity between two non-US persons where at


Financial services update vol. 10, issue 18
  • Winston & Strawn LLP
  • USA
  • May 11 2015

On May 6th, the Securities Exchange Commission ("SEC") approved a proposal by the national securities exchanges and the Financial Industry


Banking Committee prepares for delayed markup; SEC, CFTC to hold Advisory Committee meetings
  • Squire Patton Boggs
  • USA
  • May 11 2015

The Senate Banking Committee has rescheduled its markup of legislation to reform aspects of the financial services industry for May 21. While exactly


SEC proposes rules for security-based swap activity of non-US persons in the United States
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

On April 29, the Securities and Exchange Commission (SEC) proposed some additional rules for security-based swaps (SBS) that reflect a firm belief


The Financial Report May 7, 2015 - US Securities and Exchange Commission developments
  • DLA Piper LLP
  • USA
  • May 7 2015

The US Securities and Exchange Commission (SEC) proposed rules concerning the application of certain requirements to security-based swap transactions


International regulatory update 27 April 1 May 2015
  • Clifford Chance LLP
  • China, European Union, Germany, Poland, Singapore, Switzerland, United Kingdom, USA
  • May 6 2015

The European Central Bank (ECB) and EU Commission have jointly launched their reports on financial integration in the EU in 201415. The ECB report


US Securities and Exchange Commission proposes rule regarding cross-border application of certain security-based swaps reporting requirements
  • Shearman & Sterling LLP
  • USA
  • May 5 2015

On April 29, 2015, the SEC proposed rules that address the application of its security-based swap regulations to transactions involving non-US


Financial services update vol. 10, issue 17
  • Winston & Strawn LLP
  • USA
  • May 4 2015

Last week the staff at the Securities and Exchange Commission ("SEC") Division of Investment Management (the "Division") issued additional guidance