We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 4,898

Full Steam Ahead with Financial Services Regulatory Reform
  • Squire Patton Boggs
  • USA
  • April 24 2017

House Financial Services Committee Chooses CHOICE Act as President Trump Signs Financial Services Executive Orders


Too Big to Fail? The Major Financial Risk We Need to Examine Now
  • FTI Consulting Inc
  • USA
  • April 21 2017

This FTI Q&A explores the explosive growth of one of the safeguards of Dodd-Frank central counterparties clearinghouses and asks: have they


CFTC Seeks Comment on CME Petition for Order Permitting Commingling of Funds
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

The Chicago Mercantile Exchange, Inc. (CME) has submitted to the Commodity Futures Trading Commission a petition for an order pursuant to Section 4d


Financial CHOICE Act "2.0"
  • Sullivan & Cromwell LLP
  • USA
  • April 21 2017

House Financial Services Committee Chairman Releases Revised Financial Regulatory Reform Proposal


Choice 2.0
  • Hudson Cook LLP
  • USA
  • April 19 2017

The House Financial Services Committee ("HFSC") is working on the Financial Choice Act ("Choice Act 2.0") based on an earlier version from the last


Financial Services Update, Vol. 12, Issue 16
  • Winston & Strawn LLP
  • USA
  • April 17 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary analysis


U.S. Futures Exchanges Disciplinary Actions Report - March 2017
  • Bracewell LLP
  • USA
  • April 17 2017

A non-member entity was found to have entered into an EFRP transaction on December 1, 2014 that was in violation of Exchange Rule 538.C. No evidence


Defendants Named in SEC Spoofing Claim Vehemently Dispute Customer’s Trading Violated Law
  • Katten Muchin Rosenman LLP
  • USA
  • April 16 2017

Lek Securities Corporation ("LEK"), a broker-dealer, and Samuel Lek, the firm's principal owner and chief executive officer, vehemently opposed the


The Financial Report, 13 April 2017, News from the Americas
  • DLA Piper LLP
  • United Kingdom, USA
  • April 13 2017

DealBook reported that Gary D. Cohn, President Trump’s chief economic adviser, said in a meeting with the Senate Banking Committee


The Financial Report, 13 April 2017, US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • April 13 2017

New York Stock Exchange LLC Regulation announced that the CAT NMS LLC Operating Committee will host a Consolidated Audit Trail Industry Webcast at