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Consumer Financial Protection Bureau Five-Year Retrospective
  • Mayer Brown LLP
  • USA
  • July 21 2016

The Consumer Financial Protection Bureau (CFPB or the “Bureau”) marks its fifth Birthday having made a substantial mark on the consumer financial

White Collar Enforcement RoundupFinancial Crimes Edition
  • Manatt Phelps & Phillips LLP
  • USA
  • July 21 2016

This month, we look at a sampling of enforcement actions announced in recent weeks by agencies ranging from the DOJ and the SEC on the one hand to

BCBS IOSCO: When will regulatory change take a data-first approach?
  • D2 Legal Technology LLP
  • USA
  • July 20 2016

The first deadline of September 2016 is rapidly approaching1 for the first wave of compliance to the new BCBS IOSCO requirements. Despite this

Cyber Security Quarterly Round-Up - July 2016
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • July 20 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice

FinCEN’s Beneficial Ownership FAQs Miss the Boat on Private Investment Vehicles
  • Morgan Lewis & Bockius LLP
  • USA
  • July 20 2016

On July 19, the Financial Crimes Enforcement Network (FinCEN), a bureau within the US Department of the Treasury responsible for the Bank Secrecy Act

European Derivatives Regulation in a Post Brexit World
  • Paul Hastings LLP
  • European Union, United Kingdom, USA
  • July 20 2016

Spotlight on the European Markets and Infrastructure Regulation (“EMIR”) - Part 3 Summer 2016 - What does Brexit mean for European derivatives

Financial Services Update, vol. 11, no. 26
  • Winston & Strawn LLP
  • USA
  • July 19 2016

On July 13, 2016, the Securities and Exchange Commission (“SEC”) adopted recent amendments to update its rules regarding administrative proceedings

SEC Adopts Additional Rules Related to Security-Based Swap Transaction Reporting
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • July 19 2016

On July 13, 2016, the Securities and Exchange Commission adopted rules focused on greater transparency in security-based swap transactions, relying

CFTC files opposition to industry group amicus brief in CFTC action against DRW
  • Sidley Austin LLP
  • USA
  • July 18 2016

On July 13, the CFTC filed an opposition to an amicus brief filed by a group of prominent industry associations (CME Group Inc.; Commodity Markets

Michael Coscia Sentenced to Three Years’ Imprisonment for Spoofing and Commodity Fraud
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

Michael Coscia, the first person prosecuted and convicted under a law prohibiting spoofing that was enacted after the 2007-2008 financial crisis, was