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Results: 1-10 of 4,849

Regulators Provide Guidance on Variation Margin for Uncleared Swaps; CFTC Also Delays Compliance Date for Filing Notices to Disaggregate Positions
  • K&L Gates
  • USA
  • March 24 2017

Global regulators adopted regulations to govern the posting and collection of margin on uncleared swaps. These regulations are set to take effect


Protection des clients à l’égard des dérivés de gré à gré compensés : publication du règlement définitif des ACVM
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 22 2017

Les Autorités canadiennes en valeurs mobilières (les ACVM ) ont récemment publié le Règlement 94102 sur la compensation des dérivés et la


CFTC FinTech Initiative
  • K&L Gates
  • USA
  • March 21 2017

On Wednesday Commissioner (and Chairman-designate) Giancarlo of the US Commodity Futures Trading Commission (CFTC) gave a speech to the Futures


International Regulatory Update 13 - 17 March 2017
  • Clifford Chance LLP
  • European Union, Global, United Kingdom, USA
  • March 21 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Financial Services Nominees in the Spotlight as Agencies Under Scrutiny
  • Squire Patton Boggs
  • USA
  • March 20 2017

This week, two Senate committees will consider the nominations of President Trump’s picks to lead the Department of Labor (DOL) and the Securities


CME Group Settles Disciplinary Action Alleging That Automatic Liquidation of Under-Margined Customers’ Positions By Non-US Futures Broker Constituted Disruptive Trading
  • Katten Muchin Rosenman LLP
  • USA
  • March 20 2017

CME Group announced today that Saxo Bank AS, a member firm, agreed to pay an aggregate fine of US $190,000 to the Chicago Board of Trade and the


Financial Services Update, Vol. 12, Issue 11
  • Winston & Strawn LLP
  • USA
  • March 20 2017

In honor of International Women’s Day on March 8th, a statue of a Young girl was temporarily installed in New York’s Financial District. “The


CFTC Chairman Nominee Warns of Tough Love to Come: KISS But Also Aggressive and Assertive Enforcement:
  • Katten Muchin Rosenman LLP
  • USA
  • March 19 2017

In a speech last week before an assembly of industry executives at FIA's annual Boca Raton conference, J. Christopher Giancarlo, nominee to be


Is it Time to Streamline Financial Regulation?
  • Morrison & Foerster LLP
  • USA
  • March 16 2017

A March 13, 2017 presidential order requiring a comprehensive plan to reorganize the Executive Branch could be the first step toward Streamlining the


Margin Rules for Uncleared Swaps
  • Yulchon LLC
  • Global, USA
  • March 16 2017

In response to the 2008 financial crisis, the United States passed the Dodd-Frank Act in 2010. One of the reforms suggested by the Dodd-Frank Act was