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Results: 1-10 of 4,750

Opportunities for Strategic Debt Repurchases
  • O'Melveny & Myers LLP
  • USA
  • February 15 2017

In the current environment of heightened market uncertainty and potential interest-rate changes, opportunities are emerging for companies to take


SEC Approves T2 settlement; Abides by T4 settlement for Firm Commitment Deals
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

On February 10th, the SEC took action to formally approve of changes proposed by the NASDAQ Stock Market, NYSE MKT LLC, and New York Stock Exchange


NFA Update for Commodity Pool Operators and Commodity Trading Advisors
  • Reed Smith LLP
  • Australia, USA
  • February 13 2017

On January 11, 2017, the National Futures Association issued a notice to its members regarding commodity pool operators and commodity trading


CHOICE Act 2.0, Insurance Regulation Take Center Stage; DoL Fiduciary Rule May Be Delayed as Other Regulators Review Regs
  • Squire Patton Boggs
  • USA
  • February 13 2017

Last Tuesday, February 7, the House Financial Services Committee held a meeting to approve its Authorization and Oversight Plan (Plan) for the 115th


2017 Legislative and Regulatory Outlook Contents
  • Hogan Lovells
  • USA
  • February 13 2017

President Donald Trump's victory in the election of 2016 had long coattails, helping Republicans narrowly maintain their majority in the Senate and


Investment Management Update - February: Regulatory Priorities Corner
  • Ropes & Gray LLP
  • USA
  • February 13 2017

The following brief updates exemplify trends and areas of current focus of relevant regulatory authorities: SEC 2017 Examination Priorities The


Documentation for the New Swap Margin Rules and Thoughts for the Buy Side and End Users
  • Pepper Hamilton LLP
  • Global, USA
  • February 13 2017

Because of the implementation of new regulatory requirements relating to both variation and initial margin for swaps, swap documentation for many


Important Annual Requirements; SEC Exam Priorities for 2017; Recent SEC Enforcement Initiatives
  • Sidley Austin LLP
  • USA
  • February 13 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


U.S. CFTC Enforcement Considerations for 2017
  • Reed Smith LLP
  • USA
  • February 13 2017

Change is in the air and the political landscape may significantly affect the U.S. Commodity


Financial Services Update, Vol. 12, Issue 6
  • Winston & Strawn LLP
  • USA
  • February 13 2017

The Executive Orders recently passed by President Trump, directing the Secretary of the Treasury to consult with the heads of member agencies of the