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SEC provides helpful guidance on accredited investor verification
  • Locke Lord LLP
  • USA
  • July 9 2014

On July 3, 2014, the staff of the SEC's Division of Corporation Finance issued guidance on reasonable steps to verify the accredited investor status

SEC adopts rules on general solicitation that fundamentally change private capital raising and proposes further revisions
  • Locke Lord LLP
  • USA
  • July 11 2013

The SEC adopted rule changes on July 10, 2013 that will permit general solicitation and general advertising in connection with certain unregistered

Companies should start planning now for proxy access
  • Locke Lord LLP
  • USA
  • September 21 2011

Following the court decision striking down the SEC’s Proxy Access Rule, the SEC is implementing amendments to Rule 14a-8 that permit shareholders to make proxy proposals concerning director elections including proposals for shareholder access to management’s proxy statement