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SEC issues final rules on exemptions for managers of venture capital funds and other funds with less than $150 million in assets
  • Locke Lord LLP
  • USA
  • June 24 2011

Smaller fund managers and advisers to venture capital funds now have concrete rules to permit continued exemption from Securities and Exchange Commission registration as investment advisers


How venture capital fund managers may avoid investment adviser regulation . . . but not reporting
  • Locke Lord LLP
  • USA
  • November 22 2010

Venture capital fund managers now have an idea of the criteria that will permit continued exemption from investment adviser registration with the Securities and Exchange Commission