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Results: 1-10 of 26

GAO issues report on agencies’ efforts to analyze and coordinate their rules
  • Stinson Leonard Street LLP
  • USA
  • December 27 2012

GAO is required to annually study financial services regulations. GAO has issued a report that examines: the regulatory analyses federal agencies


How to get out of the municipal advisory business
  • Stinson Leonard Street LLP
  • USA
  • February 28 2011

The Dodd-Frank Act requires municipal advisors to register with the SEC, and as a result, with the Municipal Securities Rule Making Board, or MSRB


MSRB requests comments on a draft rule and interpretive notices for municipal advisors
  • Stinson Leonard Street LLP
  • USA
  • February 17 2011

The Municipal Securities Rule Making Board, or MSRB, is requesting comments on a draft rule and two interpretive notices applicable to municipal advisors


MSRB files amendments to underwriter fair dealing proposal
  • Stinson Leonard Street LLP
  • USA
  • November 3 2011

The Municipal Securities Rulemaking Board, or MSRB, today filed amendments to its proposal regarding the duties of underwriters to state and local government issuers under the MSRB’s “fair dealing” rule


MSRB provides state and local government toolkit
  • Stinson Leonard Street LLP
  • USA
  • November 7 2011

The Municipal Securities Rulemaking Board, or MSRB, has launched an online “toolkit” for state and local governments as part of its work to protect municipal entities under the Dodd-Frank Wall Street Reform and Consumer Protection Act


MSRB Rule G-23 concerning the activities of financial advisors effective November 27, 2011
  • Stinson Leonard Street LLP
  • USA
  • November 26 2011

The Municipal Securities Rulemaking Board (MSRB) reminds brokers, dealers, municipal securities dealers (“dealers”) and municipal advisors of amendments to MSRB Rule G-23, on activities of financial advisors, which are effective on November 27, 2011


SEC proposes permanent rule requiring municipal advisors to register with agency
  • Stinson Leonard Street LLP
  • USA
  • December 20 2010

The SEC has proposed a rule creating a new process by which municipal advisors must register with the SEC


MSRB publishes draft rule governing gifts and gratuities by municipal advisers
  • Stinson Leonard Street LLP
  • USA
  • February 22 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on draft amendments to MSRB Rule G-20 (on gifts and gratuities), which would apply the rule to municipal advisors, as well as associated draft amendments to Rule G-8 (on books and records) and Rule G-9 (on preservation of records


MSRB to delay municipal advisor rule proposals
  • Stinson Leonard Street LLP
  • USA
  • September 12 2011

The Municipal Securities Rulemaking Board, or MSRB, announced that it is delaying its municipal advisor rule proposals currently before the SEC


S&P drops credit ratings on multifamily housing revenue debt
  • Stinson Leonard Street LLP
  • USA
  • August 10 2011

As a direct result of the downgrade by Standard and Poor’s of the credit rating of the U.S. Government on August 8, 2011, S&P dropped the rating on certain multifamily housing revenue bonds