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Results: 1-10 of 33

MSRB moves foward professional qualification standards for municipal advisors
  • Stinson Leonard Street LLP
  • USA
  • March 2 2015

The Municipal Securities Rulemaking Board, or MSRB, has received approval from the SEC to create baseline standards of professional qualification for


44 senators ask SEC to require disclosure of political contributions
  • Stinson Leonard Street LLP
  • USA
  • August 31 2015

In this letter 44 senators called on SEC Chair Mary Jo White to act on a rulemaking petition that would require companies to disclose their political


MSRB to implement gifts rule for municipal advisors
  • Stinson Leonard Street LLP
  • USA
  • November 9 2015

The Municipal Securities Rulemaking Board, or MSRB, has received approval from the SEC to limit the size and nature of gifts given by municipal


Spending Bill Prevents SEC From Requiring Disclosure of Political Contributions
  • Stinson Leonard Street LLP
  • USA
  • December 16 2015

The current version of the spending bill in Congress prevents the SEC from using authorized funds to require disclosure of political contributions


MSRB publishes draft rule governing gifts and gratuities by municipal advisers
  • Stinson Leonard Street LLP
  • USA
  • February 22 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on draft amendments to MSRB Rule G-20 (on gifts and gratuities), which would apply the rule to municipal advisors, as well as associated draft amendments to Rule G-8 (on books and records) and Rule G-9 (on preservation of records


SEC proposes permanent rule requiring municipal advisors to register with agency
  • Stinson Leonard Street LLP
  • USA
  • December 20 2010

The SEC has proposed a rule creating a new process by which municipal advisors must register with the SEC


MSRB to delay municipal advisor rule proposals
  • Stinson Leonard Street LLP
  • USA
  • September 12 2011

The Municipal Securities Rulemaking Board, or MSRB, announced that it is delaying its municipal advisor rule proposals currently before the SEC


MSRB files proposal to establish interim municipal advisor assessment
  • Stinson Leonard Street LLP
  • USA
  • July 28 2011

The Municipal Securities Rulemaking Board, or MSRB, has filed a proposed rule change with the SEC to establish a new interim municipal advisor assessment under new Rule A-11, on municipal advisor assessments, and a new Form A-11-Interim to be used in connection with such interim municipal advisor assessment


MSRB holds meeting to consider Dodd-Frank related rules
  • Stinson Leonard Street LLP
  • USA
  • May 23 2011

The Board of Directors of the Municipal Securities Rulemaking Board, or MSRB, held a special meeting on May 19-20, 2011 where it advanced major rule proposals governing fiduciary duty, conflicts of interest and fair dealing requirements for firms and individuals that provide financial advisory and underwriting services for municipal entities


MSRB requests comment on supervisory rule for municipal advisors
  • Stinson Leonard Street LLP
  • USA
  • May 25 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on a proposed rule that would require municipal advisors to adopt a basic supervisory structure to ensure compliance with applicable MSRB and Securities and Exchange Commission (SEC) rules