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Investment management legal regulatory update - July 2015
  • Morrison & Foerster LLP
  • USA
  • July 28 2015

The 2016 compliance dates for new rules included in the SEC’s money market fund reforms are fast approaching. Among other things, the reforms Include


House Financial Services Committee reports on JOBS Act related bills
  • Morrison & Foerster LLP
  • USA
  • July 21 2015

A flurry of activity was seen last week on the House floor as the Financial Services Committee reported on various bills, many of which JOBS Act


BDC master feeder funds on the horizon no-action relief granted to one issuer
  • Morrison & Foerster LLP
  • USA
  • July 20 2015

The staff of the SEC's Division of Investment Management said that it would not recommend enforcement action if a business development company (BDC


Treatment of “finders” and disclosure effectiveness discussed at SEC Advisory Committee meeting
  • Morrison & Foerster LLP
  • USA
  • July 15 2015

During their July 15 open telephone meeting, the SEC's Advisory Committee on Small and Emerging Companies continued discussion on the regulatory


2015 BDO IPO Halftime Report survey finds decrease in IPO activity and increased positive sentiment towards JOBS Act
  • Morrison & Foerster LLP
  • USA
  • July 14 2015

Last week, BDO USA released its 2015 IPO Halftime Report which surveyed capital markets executives from various investment banks on IPO activity and


It’s not crowdfunding!
  • Morrison & Foerster LLP
  • USA
  • July 13 2015

Since the Regulation A effective date last month, a number of websites have emerged that promote “Regulation A crowdfunding” contributing even


Non-U.S. company IPOs maintain presence in U.S. market
  • Morrison & Foerster LLP
  • USA
  • July 10 2015

According to a recent report by Wolters Kluwer, non-U.S. companies completing IPOs in the United States account for 21 of all U.S. IPOs in 2015, to


Discussion topics for July 15 SEC Advisory Committee meeting
  • Morrison & Foerster LLP
  • USA
  • July 9 2015

The SEC Advisory Committee on Small and Emerging Companies plans to continue discussions from its June 3 meeting regarding public company disclosure


NVCA reports VC-backed IPO activity increase in Q2
  • Morrison & Foerster LLP
  • USA
  • July 6 2015

A press release by the National Venture Capital Association (NVCA) and Thomson Reuters reports a significant jump in the number of VC-backed IPOs


SEC staff provides guidance to clarify application of rule requiring reporting of personal securities transactions by investment adviser personnel
  • Morrison & Foerster LLP
  • USA
  • July 1 2015

In a June 2015 Guidance Update, the staff of the Division of Investment Management clarified how the code of ethics reporting rules apply to