We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 1,341

The CATO Institute Assesses the Effectiveness of the JOBS Act
  • Morrison & Foerster LLP
  • USA
  • May 4 2016

On May 3, 2016, the CATO Institute published a policy paper titled, “A Walk Through the JOBS Act of 2012: Deregulation in the Wake of Financial


SEC Approves Amendments to Implement FAST Act
  • Morrison & Foerster LLP
  • USA
  • May 3 2016

The SEC approved amendments to revise the rules related to the thresholds for registration, termination of registration, and suspension of reporting


Electronic Structured Product Systems and FINRA’s Robo-Advisor Report
  • Morrison & Foerster LLP
  • USA
  • May 2 2016

In a prior issue of this publication, we wrote about electronic structured note issuance platforms, and how these might be affected by U.S


The SEC’s Regulation S-K Concept Release and Structured Notes
  • Morrison & Foerster LLP
  • USA
  • May 2 2016

In April 2016, the SEC’s Division of Corporation Finance issued a 341-page Concept Release relating to the disclosure requirements of Regulation S-K


House of Representatives Passes the HALOS Act; Fair Access to Investment Research Act of 2016 is Introduced
  • Morrison & Foerster LLP
  • USA
  • April 28 2016

On April 27, 2016, the House of Representatives passed the Helping Angels Lead Our Startups Act (H.R. 4498) (the “HALOS Act”), which was first


Possible Worlds Versus Probable Worlds - the Metaphysics of Systemic Risk: FSOC Revisits Asset Managers
  • Morrison & Foerster LLP
  • USA
  • April 26 2016

On April 18, 2016, the Financial Stability Oversight Council (FSOC) again warned that asset managers present systemic risk to financial stability in


New Executive Compensation Rule At-A-Glance
  • Morrison & Foerster LLP
  • USA
  • April 25 2016

On April 21, 2016, the National Credit Union Administration approved a proposed rule on incentive compensation under Section 956 of the Dodd-Frank


Top Ten International Anti-Corruption Developments for March 2016
  • Morrison & Foerster LLP
  • Australia, Brazil, France, OECD, USA
  • April 22 2016

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international


FINRA Proposes to Delay Further the Implementation Date of its New Debt Research Rule
  • Morrison & Foerster LLP
  • USA
  • April 21 2016

On April 20, 2016, FINRA proposed delaying further the implementation date of its new debt research rule (Rule 2422) until July 16, 2016. Rule 2422


Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving