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House Financial Services Committee Holds Hearing on the Financial CHOICE Act of 2017
  • Morrison & Foerster LLP
  • USA
  • April 27 2017

On April 26, 2017, the Financial Services Committee of the U.S. House of Representatives (the "Committee") held a hearing entitled "A Legislative


FINRA Announces Updates to Private Placement Filer Form
  • Morrison & Foerster LLP
  • USA
  • April 26 2017

On April 21, 2017, FINRA announced updates to the Private Placement Filer Form (“Filer Form”) that FINRA members complete when submitting private


SEC adopts T2 settlement cycle for securities transactions
  • Morrison & Foerster LLP
  • USA
  • April 25 2017

On March 22, 2017, as previously anticipated by the market, the SEC adopted an amendment to Rule 15c6-1 under the Securities Exchange Act of 1934 to


NYSE Issues Proposed Rule Allowing Listing Without an IPO
  • Morrison & Foerster LLP
  • USA
  • April 25 2017

On March 13, 2017, the NYSE issued a proposed rule to modify the provisions regarding the qualification of companies listing on the NYSE to allow for


Committee Recommendations for U.S. Public Equity Markets
  • Morrison & Foerster LLP
  • USA
  • April 24 2017

The Committee on Capital Markets Regulation released a report setting forth certain recommendations that are intended to revive the public equity


PCAOB White Paper on Emerging Growth Companies
  • Morrison & Foerster LLP
  • USA
  • April 24 2017

In March 2017, the Public Company Accounting Oversight Board, or PCAOB, released a white paper detailing certain characteristics and trends of


Top Ten International Anti-Corruption Developments for March 2017
  • Morrison & Foerster LLP
  • OECD, United Kingdom, USA
  • April 20 2017

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international


FINRA Revises Its Sanction Guidelines
  • Morrison & Foerster LLP
  • USA
  • April 19 2017

In April 2017, FINRA announced that it had revised its sanction guidelines for violations of its rules. The new revisions, among other things: contain


News round up - March 2017
  • Morrison & Foerster LLP
  • USA
  • April 18 2017

Renaissance Capital reported a strong start to the year in its U.S. IPO Market 1Q 2017 Quarterly Review. The first quarter of 2017 saw 25 IPOs, which


A Trio of FINRA Notices Focused on Capital Formation Issues
  • Morrison & Foerster LLP
  • USA
  • April 17 2017

On April 12, 2017, FINRA released three regulatory notices for comment that propose amendments to various FINRA rules affecting capital formation. In