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Results: 11-20 of 132

SEC adopts the first part of final rules relating to Regulation AB II
  • Alston & Bird LLP
  • USA
  • August 28 2014

On August 27, 2014, at an open meeting, the U.S. Securities and Exchange Commission (SEC) unanimously adopted final rules substantially revising the


Extension of time for Volcker Rule conformance period for legacy covered funds activities
  • Alston & Bird LLP
  • USA
  • December 19 2014

On December 18, pursuant to its statutory authority under the Dodd-Frank Act, the Board of Governors of the Federal Reserve System issued an order


CFPB proposes rule to supervise nonbank international money transfer providers
  • Alston & Bird LLP
  • USA
  • February 4 2014

On January 23, 2014, the Consumer Financial Protection Bureau (CFPB, or "Bureau") proposed a rule to expand the scope of its non-depository


Summary of the final rule implementing the Volcker Rule
  • Alston & Bird LLP
  • USA
  • December 19 2013

On December 10, 2013, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Federal Deposit


Class action round-up
  • Alston & Bird LLP
  • USA
  • February 28 2014

Brown v. Mortgage Electronic Registration Systems, Inc., No. 12-3494 (8th Cir.) (Dec. 31, 2013). Affirming denial of motion to remand and grant of


FinCEN proposes enhanced customer due diligence requirements for financial institutions
  • Alston & Bird LLP
  • USA
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network (FinCEN) issued proposed rules under the Bank Secrecy Act (BSA) to strengthen customer due


SEC adopts new rules related to bank broker-dealer activities
  • Alston & Bird LLP
  • USA
  • September 21 2007

At an open meeting on September 19, 2007, the Securities and Exchange Commission (the “SEC” or “Commission”) voted unanimously to adopt, jointly with the Board of Governors of the Federal Reserve System (the “Board”), new Regulation R


House Financial Services Committee passes the Consumer Financial Protection Agency Act
  • Alston & Bird LLP
  • USA
  • October 22 2009

Today, after four days of mark up sessions, the House Financial Services Committee, by a 39-29 vote, approved H.R. 3126, the Consumer Financial Protection Agency Act of 2009 (CFPA Act


House Financial Services Subcommittee holds hearing on systemic risk
  • Alston & Bird LLP
  • USA
  • March 6 2009

The House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises held a hearing yesterday regarding perspectives on systemic risk in the financial system


House Oversight Committee holds hearing on the role of federal regulators in the financial crisis
  • Alston & Bird LLP
  • USA
  • October 24 2008

Yesterday, the House Committee on Oversight and Government Reform held a hearing on the role of federal regulators in the recent financial crisis