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Wisconsin federal court holds Dodd-Frank whistleblower protections not available for reported violations of banking laws
  • Buckley Sandler LLP
  • USA
  • June 22 2014

On June 4, the U.S. District Court for the Eastern District of Wisconsin held that a former bank executive cannot pursue a claim that, when the bank

Privilege breached for oral communications furthering crimefraud
  • Jenner & Block LLP
  • USA
  • April 30 2014

In In re Grand Jury Subpoena, No. 13-1237, (3d Cir. Feb. 12, 2014), an internal investigation conducted by a bank headquartered in the U.K. And owned

FBAR penalty to face Excessive Fines Clause test
  • Blank Rome LLP
  • USA
  • June 4 2014

Last week, a federal jury in Miami found that Carl Zwerner had willfully failed to disclose his foreign bank account to the Treasury Department for

New York announces agreement to resolve alleged international sanctions violations
  • Buckley Sandler LLP
  • USA
  • June 24 2013

On June 20, New York announced a consent order with the New York branch of a foreign bank to resolve charges that the bank over a five year

Financial services report, fall 2013
  • Morrison & Foerster LLP
  • USA
  • September 16 2013

On July 31, 2013, the U.S. District Court For the District of Columbia issued a Sharply worded opinion holding the Federal

Former UBS traders face criminal charges in the US arising from LIBOR investigation
  • Winston & Strawn LLP
  • USA
  • January 14 2013

In a new development in the global LIBOR investigations, two former UBS traders now face felony charges for their conduct, including conspiring "to

Financial services update June 9 2014 insights
  • Winston & Strawn LLP
  • USA
  • June 9 2014

Operation Choke Point, a Department of Justice ("DOJ") initiative designed as an anti-fraud measure has been under attack, with a congressional

Federal Reserve Board action against Credit Suisse
  • Shearman & Sterling LLP
  • USA
  • May 27 2014

On 19 May 2014, the Federal Reserve Board announced that Credit Suisse will pay a $100 million penalty for unsafe and unsound practices and failure

Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of

DOJ statement emphasizes action against individuals in addition to institutions
  • Winston & Strawn LLP
  • USA
  • June 18 2013

Acting Assistant Attorney General of the Department of Justice, Mythili Raman, recently testified before the US House Financial Services Subcommittee