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International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning

SDNY U.S. attorney details BSAAML enforcement plans
  • BuckleySandler LLP
  • USA
  • January 31 2014

On January 27, during a speech to certified AML compliance specialists, the U.S. Attorney for the Southern District of New York, Preet Bharara

BNP Paribas and La Résistance: why compliance is not capitulation and cooperation could save an economy
  • Sheppard Mullin Richter & Hampton LLP
  • France, USA
  • June 12 2014

We will start by saying we are proud Francophiles. We love many things about French culture; from the just-right draw of their espresso (sorry, Italy

Privilege breached for oral communications furthering crimefraud
  • Jenner & Block
  • USA
  • April 30 2014

In In re Grand Jury Subpoena, No. 13-1237, (3d Cir. Feb. 12, 2014), an internal investigation conducted by a bank headquartered in the U.K. And owned

FBAR penalty to face Excessive Fines Clause test
  • Blank Rome LLP
  • USA
  • June 4 2014

Last week, a federal jury in Miami found that Carl Zwerner had willfully failed to disclose his foreign bank account to the Treasury Department for

Significant new developments regarding the U.S. and EU Ukraine-related sanctions and export controls
  • Hogan Lovells
  • European Union, Russia, Ukraine, USA
  • August 1 2014

Both the United States and the European Union have issued further sanctions measures related to the situation in Ukraine. In a more coordinated

No SLUSA protection absent material connection with salepurchase of covered security
  • Sutherland Asbill & Brennan LLP
  • USA
  • March 3 2014

In Chadbourne & Parke LLP v. Troice, the U.S. Supreme Court held on February 26, 2014, that the victims of Allen Stanford's multibillion-dollar Ponzi

Light ’EM up: FinCEN’s cautionary guidance about banks working with marijuana companies
  • Manatt Phelps & Phillips LLP
  • USA
  • February 27 2014

The Financial Crimes Enforcement Network's new guidance on how to work with marijuana-related businesses is unlikely to make it easier for banks that

President Obama opens the door to significant sanctions against Russia
  • Wiley Rein LLP
  • Russia, Ukraine, USA
  • March 25 2014

In the past two weeks, President Obama has signed three Executive Orders imposing economic sanctions in response to the ongoing crisis in Ukraine

Federal Court denies S&P's motion to dismiss $5 billion RMBS fraud suit
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • July 22 2013

On July 16, Judge David O. Carter of the Federal District Court for the Central District of California denied Standard & Poor's Financial Service