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Results: 1-10 of 6,200

Commerzbank agrees to pay an aggregate $1.45 billion to settle both sanctions violations and money laundering allegations
  • Manatt Phelps & Phillips LLP
  • USA
  • March 19 2015

Banks are increasingly under pressure by U.S. regulators to be vigilant and enhance scrutiny of their compliance and regulatory programs, to costly


Financial services update November 10 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • November 10 2014

On November 4th, a U.S. District Court partially granted Allergan's motion for a preliminary injunction. Allergan seeks to enjoin defendants from


New York’s Department of Financial Services announces additional $315 million penalty against Bank of Tokyo-Mitsubishi UFJ, Ltd. for allegedly misleading regulators, continuing its focus on U.S. sanctions and international antimoney laundering enforcement
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 21 2014

On November 18, 2014, New York's Department of Financial Services ("DFS") announced another major settlement with the Bank of Tokyo-Mitsubishi UFJ


FinCEN rulings designate certain virtual currency businesses as money transmitters
  • Morrison & Foerster LLP
  • USA
  • October 29 2014

On October 27, 2014, the Financial Crimes Enforcement Network ("FinCEN") issued two administrative rulings regarding virtual currency. The first


Major Global Financial Company Pays $264 Million to Settle FCPA Investigation of its Referral Hiring Practices in China
  • Buckley Sandler LLP
  • USA
  • November 18 2016

A major global financial company ("Company") and a Hong Kong subsidiary ("Subsidiary") agreed on November 17, 2016, to pay approximately $264 million


Florida Banks: Beware of Eleventh Circuit Decision Implications
  • Foley & Lardner LLP
  • USA
  • November 21 2016

Banks beware: At the very least in Florida, you may be liable for negligence and “aiding and abetting fraud” to non-customers for Trust Funds


Digital Currency Exchange Customers Targeted in IRS Information-Gathering Sweep
  • Baker & Hostetler LLP
  • USA
  • November 21 2016

Coinbase, one of the largest digital currency exchange companies in the world, will likely be asked to provide the Internal Revenue Service (IRS


Ex-Rabobank Traders Robson and Thompson Receive Lighter Sentences for Libor Scheme
  • Sedgwick LLP
  • USA
  • November 18 2016

Two former Rabobank traders received minimal and no prison time earlier this month for their participation in a conspiracy to fix Libor, or the London


Banks Should Prepare for Increased Collaboration between IT, Legal and BSAAML Compliance Departments under New FinCEN Guidance
  • Bradley Arant Boult Cummings LLP
  • USA
  • November 18 2016

Last month, the U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) issued an Advisory which provided substantial guidance to


Forensic accountant and certified fraud examiner pleads guilty to concealing UBS account
  • Baker & Hostetler LLP
  • USA
  • October 7 2014

On October 3, 2014, according to a U.S. Attorney’s Office press release and court records, Howard Bloomberg, a forensic accountant and certified