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Effective anti-money laundering policies: essential for all financial institutions
  • Locke Lord LLP
  • USA
  • February 19 2014

More than ever before, financial institutions must have effective anti-money laundering policies. In his recent speech to the Association of

State AGs in the news
  • Dickstein Shapiro LLP
  • USA
  • July 24 2014

CWAG held its annual meeting this week in Park City, Utah, which was attended by several members of Dickstein Shapiro's State Attorneys General

U.S. expands Ukraine-related sanctions to Russian financial, energy & defense technology firms
  • Thompson Hine LLP
  • Russia, Ukraine, USA
  • July 24 2014

On July 16, 2014, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) expanded its Ukraine-related sanctions to include entities

Financial services update December 15 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • December 15 2014

On December 12th, the Second Circuit addressed an issue of first impression for that court, whether 28 U.S.C. Section 1782, which authorizes federal

Second Circuit upholds dismissal in UBS securities case
  • Vedder Price PC
  • USA
  • August 18 2014

In a case of first impression, the Second Circuit Court of Appeals recently revisited the standard set forth in Morrison v. National Australia Bank

CFPB and DOJ teaming up in enforcement and other CFPB updates
  • Venable LLP
  • USA
  • December 18 2014

Consumer Financial Protection Bureau (CFPB or Bureau) investigational fact finding - whether through a civil investigative demand (CID) or other

Whistleblower protection: OSHA issues interim final rule implementing Consumer Financial Protection Act regulations
  • Sidley Austin LLP
  • USA
  • April 4 2014

The Occupational Safety & Health Administration ("OSHA") issued an interim final rule on April 3, 2014 establishing procedures for employee

Opt-in or opt-out? Playing defense against internet payment fraud
  • Frost Brown Todd LLC
  • USA
  • July 15 2014

Financial institutions rejoiced last year at the victory won by BancorpSouth Bank in the case brought by its customer, Choice Land Title, LLC

Peeping tom or best practice? Why regular employee account monitoring may be necessary
  • Frost Brown Todd LLC
  • USA
  • July 16 2014

The news reports of bank losses serve as both cautionary tales and teaching moments: no bank wants to find its name included in headline-grabbing

US Second Circuit eases banks’ garnishment burdens in recent TRIA and FSIA decisions
  • Mayer Brown LLP
  • USA
  • November 14 2014

In recent years, banks have found themselves named as parties in their capacities as garnishees in enforcement litigation brought by judgment