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Results: 1-10 of 40

New anti-money laundering rules for registered investment advisers proposed by FinCEN
  • Schulte Roth & Zabel LLP
  • USA
  • August 25 2015

Today, Aug. 25, 2015, the Financial Crimes Enforcement Network (“FinCEN”), a bureau of the U.S. Department of the Treasury, issued for public comment


Court validates rescue loan, rejecting equitable subordination and fraudulent transfer claims
  • Schulte Roth & Zabel LLP
  • USA
  • May 22 2015

A bank did not engage in "egregious conduct" sufficient to subordinate its lien on equitable grounds, held the U.S. District Court for the Northern


Fifth Circuit again limits meaning of “value” in creditors’ good faith fraudulent transfer defense
  • Schulte Roth & Zabel LLP
  • USA
  • April 1 2015

The U.S. Court of Appeals for the Fifth Circuit, on March 11, 2015, held an advertising firm in an SEC receiver’s Texas fraudulent transfer suit


Federal and state regulators target compliance officers
  • Schulte Roth & Zabel LLP
  • USA
  • February 20 2015

On Dec. 18, 2014, the Financial Crimes Enforcement Network (“FinCEN”) issued a first-of-its-kind $1-Million assessment against the former Chief


FinCEN’s much-anticipated proposed rule on customer due diligence is finally here
  • Schulte Roth & Zabel LLP
  • USA
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network ("FinCEN"), a bureau of the U.S. Department of the Treasury ("Treasury"), issued a notice


FinCEN issues final rules and interpretive guidance relating to prepaid access
  • Schulte Roth & Zabel LLP
  • USA
  • January 6 2012

On July 29, 2011, the Financial Crimes Enforcement Network (“FinCEN”), a bureau of the U.S. Department of the Treasury, issued a final rule (the “Prepaid Access Rule” or the “Rule”), amending the Bank Secrecy Act (“BSA”) rules relating to prepaid access


FinCEN issues final rules relating to MSB definitions
  • Schulte Roth & Zabel LLP
  • USA
  • October 26 2011

On July 21, 2011, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network issued a final rule, revising the regulations regarding money services businesses


FinCEN issues proposed CISADA reporting requirements under Section 104(e)
  • Schulte Roth & Zabel LLP
  • USA
  • June 1 2011

On April 26, 2011, the U.S. Department of the Treasury’s (“Treasury”) Financial Crimes Enforcement Network (“FinCEN”) issued a Notice of Proposed Rulemaking implementing Section 104(e) (the “Proposed Rule”) of the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010, Pub. L. No. 111-195, 124 Stat. 1312 (2010) (“CISADA”


FinCEN issues proposed rule requiring banks and money transmitters to report cross-border electronic transmittals of funds
  • Schulte Roth & Zabel LLP
  • USA
  • October 20 2010

On September 30, 2010, the Financial Crimes Enforcement Network ("FinCEN") issued a notice of proposed rulemaking ("Proposed Rule") that, if implemented, would mandate certain depository institutions and money service businesses ("MSBs") to affirmatively provide records and report information to FinCEN relating to certain cross-border electronic transmittals of funds ("CBETF"


Florida bankruptcy judge holds ‘savings clause’ unenforceable when voiding guarantees as fraudulent transfers
  • Schulte Roth & Zabel LLP
  • USA
  • October 30 2009

A Florida bankruptcy court, on Oct. 13, 2009, issued a 182-page decision after a 13-day trial, among other things, avoiding on fraudulent transfer grounds (a) secured subsidiary guarantees of $500 million and (b) $420 million pre-bankruptcy payments