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Results: 1-10 of 1,218

This week at the UK regulators - 12 September 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • September 12 2016

Although no significant enforcement cases were concluded last week, the FCA and PRA released several consultation papers and policy statements. The


FCA introduces new Annual Financial Crime Report - first reports due March 2017
  • Cooley LLP
  • United Kingdom, USA
  • August 4 2016

The UK Financial Conduct Authority’s new Annual Financial Crime Report rules will come into force on 31 December 2016. PRA and FCA authorised firms


This week at the UK regulators - 1 August 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • August 1 2016

In a week with no notable enforcement activity, the House of Commons Treasury Select Committee recommended - in a report on the lessons to be learnt


Impact of Brexit on UK FinTech
  • K&L Gates
  • European Union, United Kingdom, USA
  • July 20 2016

In this insight we consider the current and potential effect of Brexit on the UK’s FinTech industry across areas including regulation and passporting


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


Global Insurance & Regulatory Bulletin - Spring 2016
  • Mayer Brown LLP
  • European Union, United Kingdom, USA
  • May 31 2016

On Friday, May 20, 2016, Daniel Tarullo, a member of the Board of Governors of the US Federal Reserve System (the “Board”) previewed a conceptual


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, United Kingdom, USA, Germany, Global, Hong Kong, Italy, Poland, Singapore
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


This week at the UK regulators, 22 February 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • February 22 2016

In a relatively quiet week for the regulators without any concluded enforcement actions, the main announcement was the FCA's review of the assessment


A brave new world for financial disputes
  • Buddle Findlay
  • United Kingdom, USA
  • December 8 2015

The United Kingdom recently established a new, specialist, financial disputes list under Part 63A of its Civil Procedure Rules. The financial list is


The truth about Living Wills
  • D2 Legal Technology LLP
  • European Union, United Kingdom, USA
  • September 8 2015

What is the future for Recovery & Resolution Planning - aka Living Wills? In August 2014 two U.S. regulators, The Federal Reserve and The Federal