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Results: 1-10 of 3,273

A Chat with the FTC's Tom Pahl
  • Hudson Cook LLP
  • USA
  • July 18 2017

Under the Trump Administration, the Federal Trade Commission (FTC) has come under new leadership and, in the process, returned to its roots as a


Big data and international cooperation - potential impacts for insider dealing actions
  • King & Wood Mallesons
  • Australia, Hong Kong, USA
  • July 19 2017

Charges for insider dealing are ripe for news headlines - often involving covert arrangements between individuals and driven by greed and exploitation


New York Department of Financial Services implements cybersecurity regulation
  • Greensfelder Hemker & Gale PC
  • USA
  • July 19 2017

The New York Department of Financial Services has implemented a cybersecurity regulation whose first compliance deadline is August 28, 2017. The New


Rise of state cybersecurity rules in financial services
  • Greensfelder Hemker & Gale PC
  • USA
  • July 19 2017

New York, Colorado, and Vermont have all implemented some form of cybersecurity regulations amid a growing focus on cybersecurity by state regulators


Data Privacy and Security: A Practical Guide for In-House Counsel
  • Bryan Cave LLP
  • Canada, European Union, Global, USA
  • February 1 2017

Five years ago few legal departments were concerned with - let alone focused on - data privacy


FINRA Fines Financial Firms $2.4 Million for Improper Customer Records Storage
  • Buckley Sandler LLP
  • USA
  • July 7 2017

On July 5, the Financial Industry Regulatory Authority (FINRA) announced that several investment firms agreed to pay fines totaling $2.4 million for


US Regulators Launch Fintech Initiatives
  • Morgan Lewis & Bockius LLP
  • USA
  • July 29 2017

Two US regulators recently launched initiatives that will encourage cooperation between the securities industry and its regulators with respect to


The Latest on Fintech: Federal and Beyond
  • Squire Patton Boggs
  • USA
  • July 10 2017

As one of the most rapidly growing industries in the financial services sector, financial technology (fintech) is receiving significant attention in


The blockchain revolution: An Analysis of Regulation and Technology related to distributed Ledger Technologies
  • DLA Piper LLP
  • Australia, USA
  • February 7 2017

Blockchain is on the verge of revolutionizing how we interact in the digital world. It has far reaching applications from the Financial industry to


FINRA Holds Regulator Forum on Distributed Ledger Technology
  • Eversheds Sutherland (US) LLP
  • USA
  • July 20 2017

On July 13, 2017, the Financial Industry Regulatory Authority, Inc. (FINRA) held a Blockchain Symposium (the Symposium) in which representatives from