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The Evolution of advice: digital investment advisers as fiduciaries
  • Morgan Lewis & Bockius LLP
  • USA
  • October 5 2016

The landscape for investment advice is shifting, and an innovative model has emerged that combines technology and investment expertise to deliver

New York proposes first cybersecurity rules
  • Husch Blackwell LLP
  • USA
  • September 29 2016

New York proposed first-of-its-kind cybersecurity regulations on Sept. 13, 2016. The proposed rules would apply only to banks, insurers, and other

Community Banks - Week in Review - October 12, 2016
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • October 12 2016

The most significant events of the past several days involve the CFPB. Yesterday, the U.S. Court of Appeals for the D.C. Circuit ruled that the CFPB

Financial Services Update, Vol 11, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 10 2016

On October 3, the first stage of the SEC’s Tick Size Pilot Program (the “Program”)adjusting the “tick” sizewas implemented. A “tick” is the measure

FinTech in Canada
  • McCarthy Tétrault LLP
  • Australia, Canada, China, France, United Arab Emirates, United Kingdom, USA, Germany, Global, Hong Kong, India, Singapore, Switzerland
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services

Summary of Key Provisions of NY DFS’ Cybersecurity Requirements for Financial Services Companies
  • Bressler, Amery & Ross PC
  • USA
  • September 29 2016

New York Department of Financial Services (DFS) issued proposed regulations on September 13, 2016 regarding cybersecurity requirements for Covered

Regtech rising: Automating regulation for financial institutions
  • White & Case LLP
  • USA
  • September 26 2016

Regulatory compliance is timeconsuming and expensive for both financial institutions and regulators. The volume of information that parties must

Global privacy & data security update vol. 11 - September 2016
  • Jones Day
  • Australia, European Union, France, USA
  • September 12 2016

Multinational companies have faced new developments over the past year in the area of EU data protection law, from the invalidation of the U.S.-EU

Are You Prepared for Disruption? New regulations, new challenges and opportunities Expect Focus - Vol. II, July 2016
  • Carlton Fields
  • Australia, USA
  • July 31 2016

On June 3, the Federal Reserve Board (the “Fed”) released an advance notice of proposed rulemaking (ANPR) and began soliciting comments for the

Fintech at the Crossroads: Regulating the Revolution
  • McMillan LLP
  • Canada, USA
  • July 22 2016

Financial technology or "FinTech" -- using information and communications technology to better deliver financial services -- has undergone explosive