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The FINRA WORM Turns
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • January 6 2017

It’s a New Year, and time for the Financial Industry Regulatory Authority (FINRA)’s annual Regulatory and Examination Priorities Letter (the “2017


New York State Revises “First-In-Nation” Cybersecurity Rules
  • Cadwalader Wickersham & Taft LLP
  • USA
  • January 10 2017

The New York Department of Financial Services (“DFS”) recently issued a revised version of the cybersecurity rules1 that it first announced in the


Financial Services Update, Vol. 12, Issue 1
  • Winston & Strawn LLP
  • USA
  • January 9 2017

Last week, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released its Annual Regulatory and Examination Priorities Letter (“Priorities


New York State Department of Financial Services Modifies Proposed Cybersecurity Regulations and Pushes Implementation Date Back to March 1, 2017
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • January 5 2017

On Dec. 28, 2016, the New York State Department of Financial Services published a revised version of its “Cybersecurity Requirements for Financial


Data Privacy and Security: A Practical Guide for In-House Counsel
  • Bryan Cave LLP
  • Canada, European Union, Global, USA
  • June 2 2016

Washington Legal Foundation (WLF) established our Legal Studies division in 1986 to address cutting-edge legal issues through producing and


FINRA’s 2017 Regulatory & Exam Priorities
  • Burr & Forman LLP
  • USA
  • January 5 2017

On January 4, new President and CEO Richard Cook issued FINRA’s Annual Regulatory and Examination Priorities Letter. This year’s list in summary is:


FINRA fines again target financial firms for failure to follow regs
  • Thompson Coburn LLP
  • USA
  • January 4 2017

The Financial Industry Regulatory Authority (FINRA) has, of late, been very aggressive in enforcing its regulations in the area of cybersecurity


The Financial Report, 13 January 2017, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • January 13 2017

DealBook reported that Wall Street clearing house Depository Trust and Clearing Corporation (DTCC) will replace one of its central databases with new


Financial Regulatory Developments Focus December 20 2016
  • Shearman & Sterling LLP
  • European Union, United Kingdom, USA
  • December 20 2016

On December 12, 2016, the US Board of Governors of the Federal Reserve System issued a statement of policy regarding how banking entities may seek


Summary of Key Provisions of NY DFS’ Cybersecurity Requirements for Financial Services Companies
  • Bressler, Amery & Ross PC
  • USA
  • September 29 2016

New York Department of Financial Services (DFS) issued proposed regulations on September 13, 2016 regarding cybersecurity requirements for Covered