We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 84

This week at the UK regulators - 2 September 2014
  • Clifford Chance LLP
  • India, United Kingdom, USA
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and


International Regulatory Update 17 - 21 October 2016
  • Clifford Chance LLP
  • China, European Union, Germany, Global, Hong Kong, Poland, Singapore, Turkey, USA
  • October 25 2016

The EU Commission has published a final report on the feasibility of alternatives to credit ratings and the state of the credit rating market. The


The Volcker Rule: key considerations for non-U.S. banks and their private funds teams
  • Clifford Chance LLP
  • USA
  • April 17 2014

In December 2013, U.S. financial regulators published joint final regulations to implement Section 13 of the Bank Holding Company Act, originally


This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


International regulatory update 28 April 2 May 2014
  • Clifford Chance LLP
  • Australia, Belgium, China, European Union, Germany, Hong Kong, Luxembourg, Netherlands, United Kingdom, USA
  • May 7 2014

The EU Commission has adopted five implementing decisions which confirm that the rules on credit rating agencies (CRAs) in place in Argentina, Brazil


This week at the UK regulators - 7 November 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • November 7 2016

There were no major enforcement developments last week, although the FCA imposed prohibition orders on six individuals following criminal convictions


International Regulatory Update 24 - 28 October 2016
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • November 1 2016

The EU Commission has published its Work Programme for 2017, setting out the list of actions it will take in the coming twelve months. The Commission


EU political update: 17 - 21 March 2014
  • Clifford Chance LLP
  • European Union, USA
  • March 17 2014

On 13 March 2014, the European Parliament voted in favour of the Network and Information Security ('NIS') Directive. The intention of the Directive is


International regulatory update 12 16 May 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom, USA
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a


International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning