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Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of


Financial Services Update, vol.11, no.19
  • Winston & Strawn LLP
  • USA
  • May 16 2016

Pursuant to the Dodd-Frank Act, the Consumer Financial Protection Bureau (“CFPB”) is required to study companies’ use of arbitration agreements


Financial Services Update, Vol. 11, no. 15
  • Winston & Strawn LLP
  • Global, USA
  • April 18 2016

Effective as of April 15, 2016, the Hizballah Financial Sanctions Regulations, 31 C.F.R. part 566 (the "Sanctions") were implemented by the United


Financial Services Update, Vol. 11, no. 14
  • Winston & Strawn LLP
  • OECD, USA
  • April 11 2016

On April 7th, the Securities and Exchange Commission ("SEC") approvedthe Financial Industry Regulatory Authority's ("FINRA") proposed amendment to


Financial services update, vol. 11, issue 6
  • Winston & Strawn LLP
  • USA
  • February 16 2016

On February 10, 2016, U.S. District Judge Rosemary Collyer of the District of Columbia denied the Justice Department’s motion to dismiss a lawsuit


Financial services update, vol. 11, issue 3
  • Winston & Strawn LLP
  • USA
  • January 25 2016

As 2016 begins, the examination priorities (“Examination Priorities”) released by the Financial Industry Regulatory Authority (“FINRA”) on January


Financial services update, vol. 10, issue 41
  • Winston & Strawn LLP
  • USA
  • November 23 2015

On Thursday, November 19, 2015, the SEC entered into a settlement with Sands Brothers Asset Management LLC (“Sands Brothers” or the “firm”), its


US: Two former Rabobank traders convicted of fraud arising out of LIBOR investigations
  • Winston & Strawn LLP
  • USA
  • November 11 2015

On 5 November 2015, Anthony Allen, Rabobank's former Global Head of Liquidity and Finance, and Anthony Conti, a former senior trader, were found


Financial services update, vol. 10, issue 36
  • Winston & Strawn LLP
  • United Kingdom, USA
  • October 19 2015

From time to time, financial institutions that file suspicious activity reports (SARs) with the Financial Crimes Enforcement Network (FinCEN) in the


Financial services update vol. 10, issue 35
  • Winston & Strawn LLP
  • USA
  • October 12 2015

In a closely watched decision, last week the Supreme Court dealt a blow to the Government’s aggressive efforts to prosecute insider trading by