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Results: 11-20 of 1,917

Financial Services Update, Vol. 11, Issue 11
  • Winston & Strawn LLP
  • USA
  • March 23 2016

In a March 15th press release, the Securities and Exchange Commission ("SEC") announced the first-of-its-kind case under a provision of the Dodd-Frank


U.S. Consumer Financial Protection Bureau Announces Its First Privacy Settlement
  • Winston & Strawn LLP
  • USA
  • March 15 2016

The U.S. Consumer Financial Protection Bureau (CFPB) - which enforces privacy for those entities covered under the Consumer Financial Protection Act


Financial services update, vol. 11, issue 10
  • Winston & Strawn LLP
  • USA
  • March 14 2016

The Securities and Exchange Commission’s (“SEC”) Division of Investment Management recently cautioned mutual funds, exchange traded funds and other


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


Financial services update, vol. 11, issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 29 2016

Asset managers should take note: March 2016 will be an important month in the European Union. More specifically, on March 18, 2016, the last amended


Financial services update, vol. 11, issue 7
  • Winston & Strawn LLP
  • USA
  • February 22 2016

Practising Law Institute held its 2016 “The SEC Speaks” conference last week, featuring a number of presentations from, and discussions with


BIS and OFAC Cuban Regulations Amended to Expand Permitted Exports and Transactions
  • Winston & Strawn LLP
  • Cuba, USA
  • February 17 2016

On January 27, 2016, the Department of the Treasury's Office of Foreign Asset Controls published amendments to the Cuban Assets Control Regulations


Financial services update, vol. 11, issue 6
  • Winston & Strawn LLP
  • USA
  • February 16 2016

On February 10, 2016, U.S. District Judge Rosemary Collyer of the District of Columbia denied the Justice Department’s motion to dismiss a lawsuit


Financial services update, vol. 11, issue 5
  • Winston & Strawn LLP
  • USA
  • February 8 2016

Among the instruments that EU lawmakers have passed to pave the way of the Banking Union, the Directive on Deposit Guarantee Schemes (“DGS”


U.S.: DoJ announces non-prosecution agreement with Union Bancaire Privée
  • Winston & Strawn LLP
  • USA
  • February 3 2016

On 6 January 2016, the DoJ announced that it had signed a nonprosecution agreement (NPA) with Union Bancaire Privée (UBP), pursuant to the terms of