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Results: 11-20 of 1,985

Financial Services Update, Vol. 12, Issue 3
  • Winston & Strawn LLP
  • Hong Kong, USA
  • January 23 2017

As the Trump administration begins its first full week in the White House, regulatory uncertainty has hit multiple industries. For example, the final


Financial Services Update, Vol. 12, Issue 2
  • Winston & Strawn LLP
  • USA
  • January 17 2017

On January 12, 2017, the U.S. Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released its


Financial Services Update, Vol. 12, Issue 1
  • Winston & Strawn LLP
  • USA
  • January 9 2017

Last week, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released its Annual Regulatory and Examination Priorities Letter (“Priorities


Financial Services Update, Vol. 11, Issue 45
  • Winston & Strawn LLP
  • United Kingdom, USA
  • December 19 2016

Last week, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) issued a risk alert


Financial Services Update, Vol.11, Issue 45
  • Winston & Strawn LLP
  • USA
  • December 12 2016

Since the Federal Election, much has been written on what the results may mean for reform of bank regulation. Many have suggested that we will see


Financial Services Update, Vol. 11, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 5 2016

Technological advances have changed the way that people think about and conduct their banking. However, the banking licenses that companies rely on


Financial Services Update, Vol. 11, Issue 43
  • Winston & Strawn LLP
  • USA
  • November 21 2016

Legal and regulatory activity in the financial services sector included a number of actions that will be closely watched, including the Securities and


FCC Confirms Mortgage Servicing Calls Require Consent Under TCPA
  • Winston & Strawn LLP
  • USA
  • November 21 2016

The Federal Communications Commission (FCC) recently confirmed that mortgage servicers must obtain homeowners’ prior express consent to make calls to


FinCEN Advisory on Cyber-Crime Includes Details for Completing SARs
  • Winston & Strawn LLP
  • USA
  • November 15 2016

The Financial Crimes Enforcement Network (FinCEN) of the Treasury Department recently issued an advisory and a related FAQ for financial institutions


Financial Services Update, Vol. 11, Issue 42
  • Winston & Strawn LLP
  • European Union, USA
  • November 14 2016

Last Tuesday, the election produced surprising and unexpected results with Donald Trump winning the Presidency. Pundits are suggesting many areas