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Results: 11-20 of 1,965

Financial Services Update, Vol 11, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 10 2016

On October 3, the first stage of the SEC’s Tick Size Pilot Program (the “Program”)adjusting the “tick” sizewas implemented. A “tick” is the measure


Follow-Up on Whether a New Statute or Regulation Can Override an Existing Employment Agreement
  • Winston & Strawn LLP
  • USA
  • October 10 2016

Last week, I blogged on Piszel v. U.S., holding that a new statute or regulation can override a legally binding employment (or other) agreement. In


Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon


Does the Federal Reserve Board have Authority to Set Incentive Compensation?
  • Winston & Strawn LLP
  • USA
  • September 28 2016

Earlier this year, the Agencies published a Notice of Proposed Rulemaking (the “Proposed Rule”) on incentive-based compensation arrangements. The


Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th


Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its


Financial Services Update, Vol. 11, Issue 33
  • Winston & Strawn LLP
  • USA
  • September 12 2016

On July 19, 2016, the European Securities and Markets Authority (ESMA) issued advice on the application of the Alternative Investment Fund Manager


Financial Services Update, vol. 11, no. 32
  • Winston & Strawn LLP
  • USA
  • August 29 2016

Last Monday, August 22, was the final day for comments to be filed by the public on the Consumer Financial Protection Bureau’s (CFPB) proposed rule


Financial Services Update, vol. 11, no. 31
  • Winston & Strawn LLP
  • USA
  • August 22 2016

While political gridlock in Washington has caused the well-known stalemate over filling the presently vacant U.S. Supreme Court seat, it has also


Financial Services Update, vol. 11, no. 30
  • Winston & Strawn LLP
  • USA
  • August 15 2016

Wall Street banks have asked the Federal Reserve Board (“Fed”) to grant them an additional five-year grace period to comply with section 619 of the