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Results: 11-20 of 1,970

Financial Services Update, Vol. 11, Issue 41
  • Winston & Strawn LLP
  • USA
  • November 7 2016

With the U.S. Presidential election set for Tuesday, November 8, Americans will soon learn who will run the country for the next four years. But


Lender Update, Vol 1, Issue 1
  • Winston & Strawn LLP
  • USA
  • November 3 2016

In reviewing a draft purchase agreement, a lender should confirm that the so-called “Xerox provisions” (named for a 2009 purchase agreement between


Financial Services Update, Vol. 11, Issue 40
  • Winston & Strawn LLP
  • USA
  • October 31 2016

On October 26, 2016, the SEC voted unanimously to adopt final rules to “facilitate capital formation by smaller companies by increasing the current


Financial Services Update, Vol. 11, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 24 2016

In this edition, we discuss at length two recent developments in the area of bank regulation: first, the D.C. Circuit’s decision that the structure of


Financial Services Update, Vol. 11, Issue 38
  • Winston & Strawn LLP
  • USA
  • October 17 2016

The SEC announced on October 11th that it filed a record number of enforcement actions in fiscal year 2016. During the fiscal year, which ended


Financial Services Update, Vol 11, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 10 2016

On October 3, the first stage of the SEC’s Tick Size Pilot Program (the “Program”)adjusting the “tick” sizewas implemented. A “tick” is the measure


Follow-Up on Whether a New Statute or Regulation Can Override an Existing Employment Agreement
  • Winston & Strawn LLP
  • USA
  • October 10 2016

Last week, I blogged on Piszel v. U.S., holding that a new statute or regulation can override a legally binding employment (or other) agreement. In


Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon


Does the Federal Reserve Board have Authority to Set Incentive Compensation?
  • Winston & Strawn LLP
  • USA
  • September 28 2016

Earlier this year, the Agencies published a Notice of Proposed Rulemaking (the “Proposed Rule”) on incentive-based compensation arrangements. The


Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th