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Results: 11-20 of 1,934

Financial Services Update, Vol. 11, no. 18
  • Winston & Strawn LLP
  • Global, USA
  • May 9 2016

At the end of 2015, President Obama signed into law the Fixing America’s Surface Transportation (FAST) Act (the “FAST Act”). This law amended a


Student Loans: Continued Focus of Federal Agencies
  • Winston & Strawn LLP
  • USA
  • May 5 2016

Student loans represent one of the largest sources of debt in the US, with 43 million Americans having outstanding balances worth a combined $1.3


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - April 2016
  • Winston & Strawn LLP
  • USA
  • May 3 2016

Trade Reporting and Compliance Engine (TRACE): Exemption from Trade Reporting Obligation for Certain Transactions on Alternative Trading Systems


Financial Services Update, Vol. 11, no. 17
  • Winston & Strawn LLP
  • USA
  • May 2 2016

Momentum has been building recently for the SEC to comprehensively revise the decades-old “accredited investor” standard for natural persons under


Are You a Significant Risk-Taker?
  • Winston & Strawn LLP
  • USA
  • April 26 2016

Sounds racy doesn’t it, like something you might say at a cocktail party to impress people (unsuccessfully)? Unfortunately for those affected, being


Financial Services Update, Vol. 11, no. 16
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 25 2016

In response to an EU Commission request, the European Securities and Markets Authority (“ESMA”) issued on April 11 its key principles for a European


New Proposed Rules for Incentive Compensation for Under Dodd-Frank Act Section 956 - Part 2
  • Winston & Strawn LLP
  • USA
  • April 22 2016

Thursday, I blogged on new proposed rules on incentive compensation for large financial institutions under Dodd-Frank Act Section 956. Today, I


New Proposed Rules for Incentive Compensation For “Financial Institutions” Under Dodd-Frank Act Section 956
  • Winston & Strawn LLP
  • USA
  • April 21 2016

Just when you thought you could begin preparing for your annual meeting after filing your proxy statement, this morning, new proposed rules on


Financial Services Update, Vol. 11, no. 15
  • Winston & Strawn LLP
  • Global, USA
  • April 18 2016

Effective as of April 15, 2016, the Hizballah Financial Sanctions Regulations, 31 C.F.R. part 566 (the "Sanctions") were implemented by the United


Financial Services Update, Vol. 11, no. 14
  • Winston & Strawn LLP
  • OECD, USA
  • April 11 2016

On April 7th, the Securities and Exchange Commission ("SEC") approvedthe Financial Industry Regulatory Authority's ("FINRA") proposed amendment to