Winston & Strawn LLP | USA | 29 Oct 2020
On Monday, October 19, the Financial Crimes Enforcement Network (FinCEN) imposed a $60,000,000 civil penalty against Larry Dean Harmon, the founder…
Winston & Strawn LLP | USA | 29 Oct 2020
On October 19, the Financial Crimes Enforcement Network (FinCEN) imposed a $60,000,000 civil penalty against Larry Dean Harmon, the founder and…
Winston & Strawn LLP | USA | 29 Oct 2020
On Monday, October 19, the Financial Crimes Enforcement Network (FinCEN) imposed a $60,000,000 civil penalty against Larry Dean Harmon, the founder…
Winston & Strawn LLP | USA | 17 Sep 2020
As predicted earlier this year, on September 14, 2020, FinCEN closed the regulatory gap and issued a final rule which removed the anti-money…
Winston & Strawn LLP | USA | 7 Apr 2020
On March 13, 2020, President Trump declared a National Emergency in response to Coronavirus Disease 2019 (COVID-19). Starting the week prior and…
Winston & Strawn LLP | USA | 19 Nov 2019
Last week, it was reported that the Consumer Financial Protection Bureau ("CFPB") told a court that, within a year, the CFPB would release an…
Winston & Strawn LLP | USA | 4 Nov 2019
Long-Term Stock Exchange, Inc. ("LTSE"), which has been preparing for its launch since the Securities and Exchange Commission ("SEC") accepted its…
Winston & Strawn LLP | USA | 28 Oct 2019
Last week, two interesting events occurred that impact the financial services industry: one involving a legal battle and the other potentially…
Winston & Strawn LLP | USA | 16 Sep 2019
On September 9th, the SEC's Division of Investment Management published a guide for small entities (the "Guide") on complying with new requirements…
Winston & Strawn LLP | USA | 9 Sep 2019
On September 4, 2019, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) issued a risk alert (the “Risk Alert”) high…