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Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th


New Cybersecurity Rules May Apply Imminently to a Wide Range of Financial Services Firms in New York State
  • Arnold & Porter LLP
  • USA
  • September 26 2016

On September 13, 2016, the New York State Department of Financial Services (the DFS) proposed regulations (the Proposal) that would require a broad


Community Banks - Week in Review - September 26, 2016
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • September 26 2016

Apart from the FDIC Chairman's statement last Tuesday about coming reductions in DIF assessments for most banks, the past week had little


FinTech in Canada
  • McCarthy Tétrault LLP
  • Australia, Canada, China, France, United Arab Emirates, United Kingdom, USA, Germany, Global, Hong Kong, India, Singapore, Switzerland
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services


New York Releases Proposed Cybersecurity Regulations Affecting Banks, Insurers and Other Financial Services Firms
  • Mayer Brown LLP
  • USA
  • September 22 2016

The New York State Department of Financial Services (“DFS”) on September 13, 2016, proposed regulations that would mandate cybersecurity standards


12 AML Obligations Every BrokerDealer Needs to Know
  • K&L Gates
  • USA
  • September 16 2016

Since 2002, as part of their anti-money laundering (“AML”) responsibilities, brokerdealers have had a gatekeeper-like obligation to monitor


International Regulatory Update 5 - 9 September 2016
  • Clifford Chance LLP
  • Australia, European Union, USA
  • September 13 2016

The European Supervisory Authorities (ESAs) have published an opinion rejecting the EU Commission’s proposed amendments to the final draft regulatory


Global Privacy & Cybersecurity Update Vol. 11 - September 2016
  • Jones Day
  • Australia, European Union, France, USA
  • September 12 2016

Multinational companies have faced new developments over the past year in the area of EU data protection law, from the invalidation of the U.S.-EU


Global privacy & data security update vol. 11 - September 2016
  • Jones Day
  • Australia, European Union, France, USA
  • September 12 2016

Multinational companies have faced new developments over the past year in the area of EU data protection law, from the invalidation of the U.S.-EU


Hensarling Chooses CHOICE; CFTC Moves Forward with Priorities as Nominees Pending Confirmation, Administration Outlines Approach to Correspondent Banking
  • Squire Patton Boggs
  • USA
  • September 12 2016

Last Friday, September 9, House Financial Services Committee Chairman Jeb Hensarling (R-TX) announced his intention to move forward with the