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Feds Employ New Tactic in Battle against Health Care Fraud - Allege Violation of the "Travel Act"
  • FisherBroyles LLP
  • USA
  • June 9 2017

In December of 2016, 21 individuals, including the founders and investors of a physician-owned Medical Center in Dallas, Texas, were indicted by a

SEC Charges Chief Compliance Officer with AML Violations
  • Stinson Leonard Street LLP
  • USA
  • June 14 2017

The SEC announced that John David Telfer, the former chief compliance officer and anti-money laundering (AML) officer of a registered broker-dealer

Defend Trade Secrets Act: Protecting Product Manufacturers and Sellers’ Confidential Information
  • Husch Blackwell LLP
  • USA
  • June 9 2017

Manufacturers and sellers of products can use the Defend Trade Secrets Act ("DTSA") to effectively protect their trade secrets. The DTSA was enacted

Arbitration, Bribery, Corruption, and Disputes it's not as easy as ABCD
  • Hogan Lovells
  • USA
  • June 7 2017

For energy, mining, and resources companies, the cost of corruptionand getting caughtis real. Less than two months ago, Odebrecht S.A. Was ordered

SEC awards whistleblower reduced amount citing whistleblower culpability
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • June 7 2017

In a recent order, the United States Securities and Exchange Commission made an order awarding a whistleblower 20 of any money collected by the SEC

Sidley Perspectives on M&A and Corporate Governance - June 2017
  • Sidley Austin LLP
  • USA
  • June 13 2017

Oversight of a company's tone at the top and the compliance program designed to establish and maintain that tone and detect problems is an important

Proposed Legislation Would Combat Terrorist Financing, Money Laundering
  • Bass, Berry & Sims PLC
  • USA
  • June 8 2017

On May 25, 2017, Sen. Chuck Grassley (R-IA) introduced the “Combating Money Laundering, Terrorist Financing, and Counterfeiting Act of 2017” (the

Defining the Standard of Friendship in Insider Trading Cases After
  • Dinsmore & Shohl LLP
  • USA
  • June 14 2017

In 2014, Mathew Martoma, a former portfolio manager for S.A.C. Capital Advisors L.P. (SAC), was sentenced to nine years in federal prison for

Where’s The Beef? The SEC Complains That Filing A SAR Isn’t Enough If It Skimps On Details
  • Ulmer & Berne LLP
  • USA
  • June 5 2017

Many of my clients chafe at the AML rule, given the cost of compliance and the even higher cost of defending an Enforcement action if the regulators

Judge Rakoff calls for insider trading overhaul
  • Bernstein Litowitz Berger & Grossmann LLP
  • USA
  • June 12 2017

In the Summer 2016 edition of The Advocate, we discussed the Supreme Court's agreement to hear the Salman v. United States case and to clarify