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Regulation of Fintech in Canada
  • Dentons
  • Canada, USA
  • April 20 2017

This article provides Fintech startups and investors with an overview of the regulatory framework that applies to the Fintech industry and the issues


Anti-Corruption and Bribery in the USA
  • Hogan Lovells
  • Global, USA
  • February 10 2017

A structured guide to anti-corruption and bribery in the USA


Compliance officer liability: between a rock and a hard place?
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • United Kingdom, USA
  • April 6 2017

In recent years, a perception has developed that compliance officers have personally become more exposed to regulatory and government enforcement


Lessons Learned from the Wells Fargo Sales Practices Investigation Report
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 18 2017

On April 10, 2017, a committee of independent directors of Wells Fargo released a 110-page report on the results of an investigation into the root


Hand Vein Authentication Bolsters Sarbanes-Oxley Compliance
  • Baker McKenzie
  • USA
  • April 19 2017

Notorious frauds at many Global Fortune Companies highlight the importance of internal controls. In spite of the Sarbanes-Oxley Act of 2002 (SOX or


Knoedler forgery update: Seventh lawsuit settles
  • Boodle Hatfield
  • United Kingdom, USA
  • April 13 2017

The Swiss art historian facing fraud charges after he acted as an agent in the sale of a fake Mark Rothko painting by the now defunct Knoedler Gallery


Employees Criminally Charged With Theft of Trade Secrets From Two Financial Services Trading Firms
  • Katten Muchin Rosenman LLP
  • USA
  • April 16 2017

One former employee of Susquehanna International Group LP ("SIG") and another from KCG Holdings, Inc. were criminally charged in federal court with


Healthcare Fraud Takedowns
  • Duane Morris LLP
  • USA
  • April 12 2017

As a former federal prosecutor in Chicago, I am well acquainted with the phrase “takedowns.” For the unwary, a subject-area “takedown” is a practice


SEC Files Enforcement Actions Against Multiple Defendants In “Trolling-Type” Scheme To Generate False Publicity For Certain Issuers
  • Shearman & Sterling LLP
  • USA
  • April 18 2017

On April 10, 2017, the Securities and Exchange Commission (”SEC”) announced fourteen enforcement actions, charging 28 businesses and individuals in


Warner Chilcott agrees to plead guilty to felony health care fraud scheme and pay $125 million to resolve criminal liability and False Claims Act allegations
  • FisherBroyles LLP
  • USA
  • October 30 2015

On October 29, 2015, the Department of Justice announced that New Jersey-based Warner Chilcott U.S. Sales LLC, a subsidiary of pharmaceutical