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Results: 1-10 of 185

Civil False Claims Act & FIRREA : DOJ’s New Civil Penalty Amounts Are Cause for Concern
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • July 1 2016

On Wednesday, the Justice Department took the first step to implementing a major increase in monetary penalties for violations of the civil False


New York Department of Financial Services Proposed Rule to Increase AML and Sanctions Compliance Requirements
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • March 28 2016

The New York State Department of Financial Services (DFS) has recently proposed a new anti-money laundering and anti-terrorism regulation that would


FinCEN Expands Geographic Targeting Orders for Residential Real Estate Deals
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • August 4 2016

On July 27, 2016, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) expanded on the Geographic Targeting Orders


OFAC announces settlements in significant sanctions enforcement cases
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 13 2015

In the last month, the U.S. Treasury Department's Office of Foreign Assets Control ("OFAC") has announced two significant settlements related to


Search warrants for business premises: a practical guide for preparation
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 29 2010

In connection with a high-profile insider trading investigation, the United States Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation utilized search warrants to raid the offices of three hedge funds on November 22


FinCEN Issues Final Customer Due Diligence Rule
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • May 13 2016

On May 11, 2016, the U.S. Treasury Department's Financial Crimes Enforcement Network (FinCEN) published a final rule under the Bank Secrecy Act that


In re: Barclays Liquidity Cross and High Frequency Trading Litigation: a review of the litigation and enforcement landscape surrounding high frequency trading
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • September 4 2015

Last week, a federal district court judge in New York overseeing several multidistrict litigation ("MDL") proceedings dismissed all claims against


OFAC issues advisory on Crimea sanctions evaders and designates additional SDNS and SSI entities under Russia sanctions
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • August 6 2015

On July 30, 2015, the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") issued an advisory relating to persons evading or


Shareholder litigation following an earnings miss - Defeating Class Certification With Lack of Price Impact
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • April 23 2016

The first federal court of appeals decision interpreting Halliburton Co. v. Erica P. John Fund, Inc., 134 S. Ct. 2398 (2014) (Halliburton II), was


New York’s Department of Financial Services announces additional $315 million penalty against Bank of Tokyo-Mitsubishi UFJ, Ltd. for allegedly misleading regulators, continuing its focus on U.S. sanctions and international antimoney laundering enforcement
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 21 2014

On November 18, 2014, New York's Department of Financial Services ("DFS") announced another major settlement with the Bank of Tokyo-Mitsubishi UFJ