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Results: 1-10 of 180

Shareholder litigation following an earnings miss - Defeating Class Certification With Lack of Price Impact
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • April 23 2016

The first federal court of appeals decision interpreting Halliburton Co. v. Erica P. John Fund, Inc., 134 S. Ct. 2398 (2014) (Halliburton II), was


New York Department of Financial Services Proposed Rule to Increase AML and Sanctions Compliance Requirements
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • March 28 2016

The New York State Department of Financial Services (DFS) has recently proposed a new anti-money laundering and anti-terrorism regulation that would


OFAC announces settlements in significant sanctions enforcement cases
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 13 2015

In the last month, the U.S. Treasury Department's Office of Foreign Assets Control ("OFAC") has announced two significant settlements related to


Solicitor General addresses Wartime Suspension of Limitations Act and first-to-file questions, but urges the Supreme Court to deny certiorari
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • June 30 2014

On Monday, May 27, 2014, the Solicitor General filed an amicus curiae brief urging the Supreme Court not to review two critical and hotly disputed


Search warrants for business premises: a practical guide for preparation
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 29 2010

In connection with a high-profile insider trading investigation, the United States Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation utilized search warrants to raid the offices of three hedge funds on November 22


BIS Proposes Revised Penalty Guidelines for Civil Enforcement Cases
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • January 6 2016

On December 28, 2015, the U.S. Commerce Department's Bureau of Industry and Security ("BIS") published a proposed rule that would amend BIS guidance


In re: Barclays Liquidity Cross and High Frequency Trading Litigation: a review of the litigation and enforcement landscape surrounding high frequency trading
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • September 4 2015

Last week, a federal district court judge in New York overseeing several multidistrict litigation ("MDL") proceedings dismissed all claims against


Cornerstone decision is reversed by Delaware Supreme Courtno “automatic inference” of disloyalty by disinterested directors charged with fiduciary duty violations in controller transactions
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • May 14 2015

In a move consistent with the Delaware courts' recent general inclination for early dismissal of M&A related litigation, the Delaware Supreme Court


New York’s Department of Financial Services announces additional $315 million penalty against Bank of Tokyo-Mitsubishi UFJ, Ltd. for allegedly misleading regulators, continuing its focus on U.S. sanctions and international antimoney laundering enforcement
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 21 2014

On November 18, 2014, New York's Department of Financial Services ("DFS") announced another major settlement with the Bank of Tokyo-Mitsubishi UFJ


FSA insider dealing enforcement intensifies through transatlantic cooperation and criminal prosecutions
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • December 15 2010

The recent global financial crisis has led to an increased emphasis on cross-border regulatory enforcement