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Results: 1-10 of 44

Massachusetts federal jury convicts amateur golfer for insider trading
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2015

A federal jury in the District of Massachusetts recently convicted Eric McPhail of securities fraud one of the first criminal insider trading


Massachusetts federal court denies motion to dismiss insider trading indictment
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The US District Court of Massachusetts in U.S. v. McPhail, et. al., Case No. 1:14-cr-10201, 2015 WL 2226249 (D. Mass. May 12, 2015), denied the


US sentencing commission revises sentencing guidelines for fraud
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

The United States Sentencing Commission recently adopted new guidelines for sentencing in cases involving fraud and economic crimes, seeking to


SDNY denies motion to dismiss SEC insider trading complaint despite Newman holding
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

The US District Court for the Southern District of New York recently denied two defendants’ motion to dismiss a Securities and Exchange Commission


Delaware Chancery Court addresses proper purpose for inspection demand
  • Katten Muchin Rosenman LLP
  • USA
  • March 13 2015

The Delaware Court of Chancery recently held that a shareholder was not entitled to inspect records concerning alleged violations of the Foreign


Study finds whistleblowers increase penalties of regulatory enforcement actions
  • Katten Muchin Rosenman LLP
  • USA
  • March 13 2015

A recent academic paper found that whistleblower involvement in financial misrepresentation enforcement actions tends to increase (1) penalties


SEC obtains $585 million judgment against MRI International for Ponzi scheme
  • Katten Muchin Rosenman LLP
  • USA
  • February 6 2015

A Nevada District Court granted the Securities and Exchange Commission’s request for a $585 million judgment against MRI International, Inc. and its


SEC issues third-annual Dodd-Frank Whistleblower Program Report
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

On November 17, the Securities and Exchange Commission released its third annual Dodd-Frank Whistleblower Program Report. The Dodd-Frank Wall Street


SEC charges company executives with issuing false press releases to inflate stock price
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases


Securities class action dismissed where information was publicly available
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US District Court for the Western District of Washington recently dismissed a securities fraud class action against Zillow, Inc. and named