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Results: 1-10 of 530

Financial services update January 26 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • January 26 2015

On January 20th, the Third Circuit addressed whether the purchases and sales of securities issued by U.S. companies through U.S. market makers


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


Financial services update October 6 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • October 6 2014

On October 2nd, the Supreme Court granted certiorari to consider whether a claim that 401(k) plan fiduciaries breached their duty of prudence by


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Financial services update February 9 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 9 2015

On February 4th, the First Circuit affirmed the dismissal of a shareholder derivative suit alleging that Smith & Wesson made misleading statements


Stanford claims aren't covered by the SIPC
  • Winston & Strawn LLP
  • USA
  • July 9 2012

On July 3rd, the federal District Court for the District of Columbia denied the SEC's application to compel the Securities Investor Protection Corporation to exercise its statutory authority for the benefit of those who purchased certificates of deposits sold by Stanford International Bank


Standing and Exchange Act Section 16(b)
  • Winston & Strawn LLP
  • USA
  • October 8 2012

On October 1st, the Second Circuit addressed Constitutional standing under Section 16(b) of the Securities Exchange Act of 1934


Sarbanes-Oxley whistleblower standards
  • Winston & Strawn LLP
  • USA
  • March 11 2013

On March 5th, the Second Circuit clarified the pleading and burdens of proof applicable to Sarbanes-Oxley whistleblower suits. First, plaintiff must


Financial services update November 18 2013 judicial developments
  • Winston & Strawn LLP
  • USA
  • November 18 2013

On November 12th, U.S. District Court Judge Victor Marrero denied motions to dismiss a consolidated securities fraud class action lawsuit stemming


The long arm of the Foreign Corrupt Practices Act
  • Winston & Strawn LLP
  • USA
  • February 19 2013

On February 8th, the U.S. District Court allowed the SEC's Foreign Corrupt Practices Act lawsuit against executives at Deutsche Telekom's Hungarian