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Financial services update August 25 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • August 25 2014

On August 21st, the Second Circuit affirmed district court orders enjoining FINRA arbitrations. In these two consolidated cases, appellants sought


Financial services update August 11 2014 insights
  • Winston & Strawn LLP
  • USA
  • August 11 2014

The New York Republican State Committee and Tennessee Republican Party (the "State Republican Committees") have initiated a lawsuit to overturn


Financial services update August 11 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • August 11 2014

On August 8th, the Ninth Circuit affirmed the dismissal of a securities fraud suit. The court held that the announcement of an investigation


Financial services update January 26 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • January 26 2015

On January 20th, the Third Circuit addressed whether the purchases and sales of securities issued by U.S. companies through U.S. market makers


Is the Supreme Court poised to reject FERC's market manipulation cases?
  • Winston & Strawn LLP
  • USA
  • November 21 2014

Last week, two U.S. Supreme Court Justices signaled that they are seeking a case to address whether courts must defer to an agency's interpretation


Financial services update vol. 10, issue 15
  • Winston & Strawn LLP
  • USA
  • April 20 2015

On April 15th, SEC Chairwoman, Mary Jo White, testified before the House Financial Services Subcommittee to explain the SEC's fiscal year 2016


Financial services update Vol. 10, Issue 9
  • Winston & Strawn LLP
  • European Union, USA
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate


Financial services update vol. 10, issue 12
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • March 30 2015

On March 19, 2015, Federal Reserve Governor Daniel Tarullo testified before the U. S. Senate Committee on Banking, Housing, and Urban Affairs at a


Financial services update February 9 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 9 2015

On February 4th, the First Circuit affirmed the dismissal of a shareholder derivative suit alleging that Smith & Wesson made misleading statements


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday