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Results: 1-10 of 419

How to trap a tiger regulators’ nets tighten around Tiger Asia on both sides of the Pacific
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • August 21 2013

Government securities enforcement agencies in Hong Kong and the United States have been pursuing Tiger Asia Management and its affiliates for four


Jury finds against SEC
  • Dorsey & Whitney LLP
  • USA
  • December 4 2013

The SEC suffered another trial loss when a Kansas jury returned a verdict against the agency in an enforcement action brought against former NIC, Inc


This week in securities litigation (week ending February 1, 2013)
  • Dorsey & Whitney LLP
  • USA
  • February 1 2013

George Canellos and David Burger were appointed, respectively, the Acting Director and Acting Deputy Director of the SEC's Division of Enforcement


Jury convicts two men on FCPA charges
  • Dorsey & Whitney LLP
  • USA
  • August 9 2011

Joel Esquenazi, the president of Miami based Terra Telecommunications Corp., and Carlos Rodriguez, the executive vice president of the company, were convicted on all counts following a jury trial


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


SEC settles financial fraud case
  • Dorsey & Whitney LLP
  • USA
  • January 15 2014

Two senior executives at Veolia Environmental Services Special Services, a U.S. subsidiary of Paris based multi-national Veolia Environment S.A


The reach of Section 10(b) after Morrison and Dodd-Frank
  • Dorsey & Whitney LLP
  • USA
  • July 31 2013

In Morrison v. National Australia Bank, Ltd., 130 S.Ct. 2869 (2010) the Supreme Court delimited the reach of Exchange Act Section 10(b) to the shores


This week in securities litigation (week ending March 7, 2014)
  • Dorsey & Whitney LLP
  • USA
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the


This week in securities litigation (week ending July 25, 2014)
  • Dorsey & Whitney LLP
  • USA
  • July 24 2014

The Commission issued its long discussed rules reforming money markets this week, requiring that institutional prime money market funds have a


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • USA, Canada, Hong Kong, Japan, United Kingdom
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi