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Results: 1-10 of 419

The Africa sting cases
  • Dorsey & Whitney LLP
  • USA
  • April 16 2012

As previously reported, last month, upon the government’s request, U.S. District Court Judge Richard Leon dismissed 19 indictments in the so-called Africa Sting cases


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


SEC settles financial fraud case
  • Dorsey & Whitney LLP
  • USA
  • January 15 2014

Two senior executives at Veolia Environmental Services Special Services, a U.S. subsidiary of Paris based multi-national Veolia Environment S.A


SEC secures $2.7 million judgment against broker and others
  • Dorsey & Whitney LLP
  • USA
  • April 28 2013

The Commission prevailed on a motion for summary judgment against a brokerage firm, its principle and a former managing director, ultimately securing


Insider trading: another aggressive, settled case
  • Dorsey & Whitney LLP
  • USA
  • December 26 2011

The SEC continues to aggressively pursue insider trading with the filing of a new, settled action against seven individuals


Insider trading the end of an executive’s career
  • Dorsey & Whitney LLP
  • USA
  • March 21 2012

Insider trading continues to be a key focus of the SEC as well as the DOJ


SEC claims three recidivists took investors for millions of dollars
  • Dorsey & Whitney LLP
  • USA
  • December 17 2012

Three repeat securities law violators teamed up to defraud 70 investors of over $9 million over three years


This week in securities litigation (week ending February 1, 2013)
  • Dorsey & Whitney LLP
  • USA
  • February 1 2013

George Canellos and David Burger were appointed, respectively, the Acting Director and Acting Deputy Director of the SEC's Division of Enforcement


How to trap a tiger regulators’ nets tighten around Tiger Asia on both sides of the Pacific
  • Dorsey & Whitney LLP
  • Hong Kong, USA
  • August 21 2013

Government securities enforcement agencies in Hong Kong and the United States have been pursuing Tiger Asia Management and its affiliates for four


The SEC, insider trading, golf and e-mails
  • Dorsey & Whitney LLP
  • USA
  • July 13 2014

Insider trading is generally a profit making venture. But not always as a group of golf friends recently learned - and documented in numerous e-mails