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Results: 1-10 of 25

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


A tale of two Ponzi schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 19 2012

Ponzi schemes seem to be everywhere


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending March 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage


This week in securities litigation (week ending May 30, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • May 29 2014

In a holiday shortened week, the SEC filed actions based on the malfeasance at a transfer agent, financial fraud, insider trading and investment fund


This week in securities litigation (week ending March 28, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • March 27 2014

The New York Attorney General secured one of the most significant market crisis settlements to date this week. The former CEO of Bank of America


Extradition
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 22 2011

In late January, Britain's High Court upheld the extradition of a UK citizen to the US in connection with FCPA charges


SFO prevails in first contested overseas corruption trial
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • June 18 2014

The U.K.'s Serious Frauds Office prevailed in its first overseas corruption trial, securing a jury verdict in its favor and against two former


This week in securities litigation (week ending June 20, 2014)
  • Dorsey & Whitney LLP
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission