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FSOC's Process For Designating Non-Bank SIFIs is Criticized By Federal Court Judge
  • Bressler, Amery & Ross PC
  • USA
  • February 11 2016

U.S. District Judge Rosemary M. Collyer yesterday heard argument on MetLife's application, challenging its designation as a systemically important

FDIC updates videos on interest rate risk
  • BuckleySandler LLP
  • USA
  • February 5 2016

On February 3, the FDIC issued FIL-10-2016 announcing the release of updated videos on interest rate risk. The new videos are intended to provide

The CFPB in 2015 and beyond
  • Sirote & Permutt PC
  • USA
  • January 29 2016

The CFPB presents a semi-annual report to the President and Congress. We looked at highlights of the Fall 2015 report a few weeks ago. In that prior

Regulators Change Bank Audit Committee Duties as Audit Season Begins
  • Stinson Leonard Street LLP
  • Global, USA
  • January 22 2016

The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency

FinCEN Sets Its Sights on Luxury Real Estate
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • January 21 2016

On January 13, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) issued Geographic Targeting Orders (GTOs) that

New Year, New Priorities for the SEC’s Office of Compliance Inspections and Examinations
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • January 21 2016

On January 11, 2016, the SEC announced its Office of Compliance Inspections and Examinations (OCIE) priorities for the year. The announcement

Community Banks Face Ever-Increasing Compliance Burden As a Result of Dodd-Frank Rules
  • Bradley Arant Boult Cummings LLP
  • USA
  • January 14 2016

According to a “Dodd-Frank Regulations Impacts on Community Banks, Credit Unions and Systematically Important Institutions” report recently released

Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016
  • Debevoise & Plimpton LLP
  • USA
  • January 12 2016

Financial technology (“FinTech”) firms come in all shapes and sizes, and face a wide variety of issues in the course of their operations

Video Interview: Discussing Possible Cybersecurity Recommendations from the NY Department of Financial Services
  • Bradley Arant Boult Cummings LLP
  • USA
  • January 12 2016

The New York Department of Financial Services (NYDFS) recently surveyed the companies that it regulates to assess cybersecurity risks. After

FINRA’s Securities Helpline for Seniors Provides Guidance to Broker-Dealers
  • Morrison & Foerster LLP
  • USA
  • January 6 2016

In April 2015, the Financial Industry Regulatory Authority (“FINRA”) launched its Securities Helpline for Seniors (the “Helpline”). The Helpline