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Results: 1-10 of 2,872

Financial Agencies’ joint diversity standards voluntary for regulated entities
  • Baker & Hostetler LLP
  • USA
  • June 25 2015

Six federal financial agenciesthe Federal Reserve Board, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the


The Financial Report June 25, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • June 25 2015

The recent ruling by US District Judge Leigh May of Atlanta that the US Securities and Exchange Commission’s administrative law judge (ALJ


FCA publishes Call for input: regulatory barriers to innovation in digital and mobile solutions
  • Cooley LLP
  • USA
  • June 19 2015

The FCA has published a Call for Input seeking "views about specific rules and policies that are restricting innovation or should be introduced to


Financial industry compliance: enforcement challenges in the US and Europe
  • Latham & Watkins LLP
  • European Union, USA
  • June 17 2015

Whether it is anti-money Laundering (AML), sanctions, core capital requirements, misselling or securities fraud, the procedural


Online health care, consumer data, cybersecurity risks, accounting fraud, patents Expect Focus Vol. II, Spring 2015
  • Carlton Fields Jorden Burt
  • Global, USA
  • June 17 2015

Large-scale data breaches have become increasingly common, bringing with them not only bad press and loss of customer goodwill


A tale of two annuities: exchange of variable for fixed annuity integral in SLUSA dismissal
  • Carlton Fields Jorden Burt
  • USA
  • June 15 2015

After attending an annuity seminar, Robert and Diane Ruud exchanged their variable annuity for a fixed annuity sold by PHL Variable. According to the


Federal regulation of fixed equity indexed annuities redux?
  • Carlton Fields Jorden Burt
  • USA
  • June 15 2015

When SEC Commissioner Luis A. Aguilar recently cited "the need for the Commission and state regulators to focus on combatting fraud involving complex


Class action round-up - spring 2015
  • Alston & Bird LLP
  • USA
  • June 9 2015

On April 27, 2015, the U.S. Supreme Court granted certiorari in Spokeo, Inc. v. Robinssetting the stage for an important decision on whether a


Funds talk: June 2015
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • June 1 2015

When the International Swaps and Derivatives Association (ISDA) released the 2014 Resolution Stay Protocol, it marked a seismic shift in the rules


Privacy & cybersecurity update - May 2015
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • May 31 2015

In ACLU v. Clapper, the Second Circuit holds that Section 215 of the USA Patriot Act does not permit the wholesale collection and storage of certain