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CFPB’s Proposed Arbitration Rule Prompts Thousands of Comments
  • McGuireWoods LLP
  • USA
  • August 23 2016

The comment period for the Consumer Financial Protection Bureau (CFPB)'s proposed arbitration rulemaking ended on Monday, and the Bureau received

Actualite juridique Juin - Juillet 2016
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, USA
  • August 22 2016

L’ESMA a publié le 19 juillet 2016 une mise à jour de ses questions-réponses relatives à l’application de la Directive du 23 juillet 2014 n

Issuance of hybrid debt instruments and so-called contingent convertible bonds (CoCo)
  • Clifford Chance LLP
  • European Union, Poland, USA
  • August 17 2016

Apart from the issuance of securities treated purely as debt instruments (e.g. bonds) or equity instruments (e.g. shares), it is also possible to

White House Report Creates Halcyon Portrait of Community Bank Lending In Dodd-Frank Era
  • Duane Morris LLP
  • USA
  • August 10 2016

A report issued by the White House Council of Economic Advisers entitled, "The Performance of Community Banks Over Time," purports to debunk the

Coalescing Themes: The SEC Echoes FINRA's Focus on Culture
  • Venable LLP
  • USA
  • August 9 2016

On the heels of FINRA's firm culture survey, Gary Barnett, the Deputy Director of the SEC's Division of Trading and Markets, echoed FINRA Chairman

Early Post-Brexit Considerations for International Business
  • Drinker Biddle & Reath LLP
  • European Union, United Kingdom, USA
  • August 4 2016

As the UK and the European Union (EU) move forward with negotiations of their post-Brexit relationship, there are uncertain consequences, challenges

FCA introduces new Annual Financial Crime Report - first reports due March 2017
  • Cooley LLP
  • United Kingdom, USA
  • August 4 2016

The UK Financial Conduct Authority’s new Annual Financial Crime Report rules will come into force on 31 December 2016. PRA and FCA authorised firms

New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final

Changes to CFPB’s Complaint Database May Increase Business Risk
  • Morgan Lewis & Bockius LLP
  • USA
  • August 3 2016

On August 1, the Consumer Financial Protection Bureau (CFPB) published a Notice in the Federal Register seeking comment on a proposal to expand the

Financial Crimes Enforcement Network Releases FAQs on Diligence Procedures for Beneficial Owners of Accounts
  • Jones Day
  • USA
  • August 2 2016

On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due