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Results: 1-10 of 2,812

Senator Shelby moves forward with major Dodd-Frank reforms
  • Bradley Arant Boult Cummings LLP
  • USA
  • May 20 2015

On May 12, 2015, U.S. Senator Richard Shelby (R-Ala.), Chairman of the United States Senate Committee on Banking, Housing, and Urban Affairs


US public policy developments in the financial services sector
  • Squire Patton Boggs
  • USA
  • May 13 2015

This week in Washington DC has been a particularly busy one for policymakers in the financial services sector. Most significantly, Senate Banking


The Financial Report May 7, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • May 7 2015

The US Treasury Department’s Office of Financial Research published “Tick Size Constraints, High-Frequency Trading, and Liquidity,” which analyzes


California Appellate Court: all claims “arising from” Ponzi scheme are precluded
  • Manatt Phelps & Phillips LLP
  • USA
  • May 6 2015

Concluding that any claims related to a Ponzi schemeeven if they involved different investors, investments, or broker-dealersall arose from the


Georgia Supreme Court takes tough stance on “consent to settle” clause
  • Manatt Phelps & Phillips LLP
  • USA
  • May 6 2015

The Georgia Supreme Court dealt a blow to a policyholder hit with a securities class action, holding that because the company settled the litigation


US Senator seeks disclosure of annuity sales, incentives and disclosure policies
  • Bressler, Amery & Ross PC
  • USA
  • April 30 2015

In keeping with the national focus away from suitability standards and towards an industry-wide fiduciary standard, United States Senator Elizabeth


Seeking coverage under your D&O insurance policy: what is a claim and when was it made?
  • Zuckerman Spaeder LLP
  • USA
  • April 16 2015

Companies buy directors & officers (“D&O”) insurance policies with the intention of providing protection for key individuals in a corporate structure


Should you sharpen your diversity policies & practices under Dodd-Frank mandates?
  • Bradley Arant Boult Cummings LLP
  • USA
  • April 16 2015

The much-publicized Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 became effective on August 12, 2011. Section 342 of the


Increasing corporate penalties and risk management (update to “seven corporate sins as a source of government revenue and economic stimulus”)
  • McMillan LLP
  • USA
  • April 14 2015

Soft commodity prices, divergent monetary policies across major economies, high unemployment rates and weak world trade have all conspired to slow


Mid-market attraction
  • Guernsey Finance
  • European Union, Guernsey, USA
  • April 2 2015

Comparisons between the United States' and European markets are not always helpful or constructive, but the differences in traditional captive growth