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International regulatory update: 29 June - 3 July 2015
  • Clifford Chance LLP
  • China, European Union, Global, USA, Netherlands, Poland, Singapore, South Korea, Thailand, United Kingdom
  • July 7 2015

The programme also sets out the Presidency's intention to conclude negotiations on transparency and exchange of information regarding tax rulings and

Final standards published for evaluating diversity policies and practices of financial institutions
  • Vedder Price PC
  • USA
  • June 25 2015

In response to the perception that the financial services industry lacks diversity in its workforce, the Dodd-Frank Wall Street Reform and Consumer

The Financial Report June 25, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • June 25 2015

The recent ruling by US District Judge Leigh May of Atlanta that the US Securities and Exchange Commission’s administrative law judge (ALJ

Financial Agencies’ joint diversity standards voluntary for regulated entities
  • Baker & Hostetler LLP
  • USA
  • June 25 2015

Six federal financial agenciesthe Federal Reserve Board, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the

FCA publishes Call for input: regulatory barriers to innovation in digital and mobile solutions
  • Cooley LLP
  • USA
  • June 19 2015

The FCA has published a Call for Input seeking "views about specific rules and policies that are restricting innovation or should be introduced to

Financial industry compliance: enforcement challenges in the US and Europe
  • Latham & Watkins LLP
  • European Union, USA
  • June 17 2015

Whether it is anti-money Laundering (AML), sanctions, core capital requirements, misselling or securities fraud, the procedural

Online health care, consumer data, cybersecurity risks, accounting fraud, patents Expect Focus Vol. II, Spring 2015
  • Carlton Fields Jorden Burt
  • Global, USA
  • June 17 2015

Large-scale data breaches have become increasingly common, bringing with them not only bad press and loss of customer goodwill

A tale of two annuities: exchange of variable for fixed annuity integral in SLUSA dismissal
  • Carlton Fields Jorden Burt
  • USA
  • June 15 2015

After attending an annuity seminar, Robert and Diane Ruud exchanged their variable annuity for a fixed annuity sold by PHL Variable. According to the

Federal regulation of fixed equity indexed annuities redux?
  • Carlton Fields Jorden Burt
  • USA
  • June 15 2015

When SEC Commissioner Luis A. Aguilar recently cited "the need for the Commission and state regulators to focus on combatting fraud involving complex

Class action round-up - spring 2015
  • Alston & Bird LLP
  • USA
  • June 9 2015

On April 27, 2015, the U.S. Supreme Court granted certiorari in Spokeo, Inc. v. Robinssetting the stage for an important decision on whether a