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Results: 1-10 of 3,923

Financial regulation in 2017: Europe and the US
  • DLA Piper LLP
  • European Union, USA
  • January 19 2017

The result of the UK referendum on its EU membership and the outcome of the US Presidential elections of 2016 have laid the ground for 2017 to be a


House and Senate Financial Services Lawmakers Kick-Off the 115th Congress; Regulators Tackle Debt Collection, Insurance, and FinTech
  • Squire Patton Boggs
  • USA
  • January 17 2017

With the new Congress officially under way, both the Senate Banking and House Financial Services Committees have announced new Committee members


Expect the unexpected: The year ahead for the Financial Institutions Sector
  • Hogan Lovells
  • European Union, United Kingdom, USA
  • January 13 2017

There’s nothing new about change in the financial institutions sector. As in previous years, change for firms will be driven largely by regulation and


Is It Safe? Limits of “Safe Harbor” for Temporary Holds on Senior Investor Transactions Under Proposed FINRA Rule 2165
  • Sutherland Asbill & Brennan LLP
  • USA
  • January 12 2017

In addition to the recent increase in regulatory focus on senior investors, earlier this fall, the Financial Industry Regulatory


Dodd Frank under attack: Which parts will bankers push to keep?
  • Thompson Coburn LLP
  • USA
  • January 10 2017

President-elect Donald Trump and various other political figures have pledged at various times in recent months to “repeal” the Dodd Frank Act. As the


New York State Revises “First-In-Nation” Cybersecurity Rules
  • Cadwalader Wickersham & Taft LLP
  • USA
  • January 10 2017

The New York Department of Financial Services (“DFS”) recently issued a revised version of the cybersecurity rules1 that it first announced in the


Federal Regulators Issue FAQs on New Credit Losses Accounting Standard
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2017

On June 16, 2016, the Financial Accounting Standards Board issued Accounting Standards Update (ASU) No. 2016-13, Topic 326, Financial Instruments -


New York State Department of Financial Services Modifies Proposed Cybersecurity Regulations and Pushes Implementation Date Back to March 1, 2017
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • January 5 2017

On Dec. 28, 2016, the New York State Department of Financial Services published a revised version of its “Cybersecurity Requirements for Financial


What Do the Election Results Mean for the Financial Services Industry?
  • Pepper Hamilton LLP
  • USA
  • January 5 2017

With President-Elect Donald Trump taking office in a couple of weeks, we thought it was a good time to discuss a topic that a lot of our clients have


FINRA fines again target financial firms for failure to follow regs
  • Thompson Coburn LLP
  • USA
  • January 4 2017

The Financial Industry Regulatory Authority (FINRA) has, of late, been very aggressive in enforcing its regulations in the area of cybersecurity