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Results: 1-10 of 98

Is It Safe? Limits of “Safe Harbor” for Temporary Holds on Senior Investor Transactions Under Proposed FINRA Rule 2165
  • Eversheds Sutherland (US) LLP
  • USA
  • January 12 2017

In addition to the recent increase in regulatory focus on senior investors, earlier this fall, the Financial Industry Regulatory


CFPB Single-Director Structure Unconstitutional: CFPB Director Now Serves at President’s Will
  • Eversheds Sutherland (US) LLP
  • USA
  • October 14 2016

A divided panel of the U.S. Court of Appeals for the District of Columbia Circuit ruled October 11, 2016, that the current structure of the Consumer


The Federal Reserve Board’s ANPR with Respect to Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities
  • Eversheds Sutherland (US) LLP
  • USA
  • June 7 2016

On June 3, 2016, the Board of Governors of the Federal Reserve System (FRB), approved an advance notice of proposed rulemaking (ANPR) regarding two


The Federal Reserve Board Outlines Approach For Capital Rules For Federally Supervised Insurance Groups
  • Eversheds Sutherland (US) LLP
  • USA
  • May 27 2016

At the NAIC’s tenth International Insurance Forum, Daniel K. Tarullo, a member of the Board of Governors of the Federal Reserve System (FRB


IRS Notice Offers Relief to Issuers of Variable Insurance Products in Response to Pending Money Market Fund Reforms
  • Eversheds Sutherland (US) LLP
  • USA
  • May 11 2016

On May 5, 2016, the IRS issued Notice 2016-32, 2016-21 I.R.B. 1, which affords relief with respect to the application of the diversification


NAIC report 2014 Summer National Meeting
  • Eversheds Sutherland (US) LLP
  • USA
  • August 26 2014

The National Association of Insurance Commissioners (NAIC) met for its Summer National Meeting in Louisville, Kentucky, August 14-19. International


Insurance topics we will be watching in 2014
  • Eversheds Sutherland (US) LLP
  • USA
  • February 6 2014

With the first month of the year behind us, this report outlines major insurance topics that we will be watching throughout 2014.Forces, trends and


Legal alert: FIO Report sets the agenda for discourse on the future of insurance regulation
  • Eversheds Sutherland (US) LLP
  • USA
  • January 14 2014

On December 12, 2013, the Federal Insurance Office (FIO) of the U.S. Department of the Treasury released its much anticipated study, How to Modernize


FSOC proposal further clarifies which nonbank financial companies could be designated “systemically important financial institutions”
  • Eversheds Sutherland (US) LLP
  • USA
  • October 17 2011

In response to criticism and pressure from financial industry participants and members of Congress, the Financial Stability Oversight Council (FSOC), on October 11, provided a more detailed proposal for designating nonbank financial firms as “systemically important financial institutions.”


New whistleblower protections for financial service employees
  • Eversheds Sutherland (US) LLP
  • USA
  • October 1 2010

Much attention has been given to the whistleblower protections of Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act