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The SEC’s new guidance on cybersecurity: coding your best practices
  • Squire Patton Boggs
  • USA
  • May 26 2015

As registered investment companies ("funds") and registered investment advisers increasingly rely on information technology, the US Securities and


DOJ seeks cybersecurity cooperation as best practice in responding to cyber incidents
  • Arnold & Porter LLP
  • USA
  • May 26 2015

In a recently published white paper, Best Practices for Victim Response and Reporting of Cyber Incidents, the Cybersecurity Unit of the Department of


SEC issues cybersecurity guidance for registered investment advisers and funds
  • Stikeman Elliott LLP
  • USA
  • May 25 2015

In a recent investment management guidance update, the United States Securities and Exchange Commission (SEC) addressed the need for greater


U.S. Securities and Exchange Commission issues cybersecurity guidance update
  • Borden Ladner Gervais LLP
  • USA
  • May 20 2015

In April 2015, the United States Securities and Exchange Commission (“SEC”) issued updated cybersecurity guidance for registered investment companies


The U.S Securities and Exchange Commission Guidance Update
  • Herzog Fox & Neeman
  • USA
  • May 19 2015

The Securities and Exchange Commission (“SEC”) has published a Guidance Update setting out cybersecurity concerns and advice for the registered


New SEC cybersecurity guidance for investment advisers and fund managers
  • Greenberg Traurig LLP
  • USA
  • May 18 2015

The Securities and Exchange Commission (SEC) continues to focus on cybersecurity. In April 2015, the SEC's Division of Investment Management issued


Cyber risk poses greater risk to broad economy than geopolitical events and new regulations according to DTCC survey
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2015

The Depository Trust & Clearing Corporation issued a survey of its members conducted during the first quarter of 2015 that indicated that cyber risk


Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, European Union, United Kingdom, USA
  • May 15 2015

Bank Leumi Group agreed to enter into a deferred prosecution agreement (DPA) with the U.S. Department of Justice (DOJ) to defer prosecution on a


U.S. SEC Division of Investment Management issues cybersecurity Guidance
  • Dechert LLP
  • USA
  • May 15 2015

The Division of Investment Management (Division) of the U.S. Securities and Exchange Commission (SEC) issued a Guidance Update on April 28, 2015


SEC guidance, while noting potential compliance risks, suggests Cybersecurity Framework for investment firms
  • Arnold & Porter LLP
  • USA
  • May 14 2015

The SEC's Division of Investment Management (the Division) recently issued cybersecurity guidance1 for registered investment companies (funds) and