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OCC Issues Highly-Anticipated Guidance for Evaluating Charter Applications from Fintech Companies
  • Buckley Sandler LLP
  • USA
  • March 23 2017

On March 15, 2017, the Office of the Comptroller of the Currency (OCC) issued further guidance regarding how it will evaluate applications by fintech


Cybersecurity: NY Adopts Final Regulations for Banks, Insurance Businesses and Other Financial Services Institutions
  • Mayer Brown LLP
  • USA
  • March 21 2017

On February 16, 2017, the New York State Department of Financial Services ("NYDFS") finalized regulations that mandate cybersecurity standards for all


Office of the Comptroller of the Currency Issues Draft Licensing Manual Supplement for FinTech Companies
  • Sullivan & Cromwell LLP
  • USA
  • March 19 2017

On March 15, 2017, the Office of the Comptroller of the Currency (OCC), the regulator and chartering authority for national banks and federal savings


Financial Services Report - Spring 2017
  • Morrison & Foerster LLP
  • USA
  • March 15 2017

In Shaw v. United States, 137 S. Ct. 462 (2016), the Supreme Court held that the Bank Fraud Act applies to acts intended to defraud a depositor and


Federal Trade Commission Considers the Implications of AI and Blockchain Technologies
  • Reed Smith LLP
  • Global, USA
  • March 15 2017

Following the lead of regulators throughout the country that have turned their attention to new financial Technologies, the U.S. Federal Trade


Beware the 10-K Ruse: Hackers Target SEC Reporting Companies
  • Ulmer & Berne LLP
  • USA
  • March 15 2017

Employees of Securities and Exchange Commission (SEC) reporting companies are the targets of a new cyberattack. On March 8, the SEC issued a notice


SEC weighs in on robo-advisers: disclosure, suitability, and compliance obligations
  • Morgan Lewis & Bockius LLP
  • USA
  • March 14 2017

The SEC's Guidance recognizes that robo-advisers are fiduciaries, and provides suggestions on how they can meet the substantive requirements of the


Data security breaches land General Counsel on chopping block; lessons from Yahoo!
  • Tucker Ellis
  • USA
  • March 14 2017

Twenty years ago, Yahoo! Was the first place anyone looked when browsing the internet. Now, it's the first place organizations and especially general


SEC Speaks: 2017 Enforcement and Exam Trends for Private Funds
  • Proskauer Rose LLP
  • USA
  • March 13 2017

At the recent SEC Speaks program, sponsored by PLI, senior SEC staff members provided valuable insight into the SEC’s 2017 priorities for private


Global Privacy & Cybersecurity Update Vol. 13 - March 2017
  • Jones Day
  • Asia-Pacific, Australia, Canada, Central & South America, China, European Union, Hong Kong, Japan, Singapore, USA
  • March 10 2017

On December 28, 2016, the New York Department of Financial Services ("DFS") released a revised version of a proposed regulation that would require