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Results: 1-10 of 4,808

BREXIT: charting a new course
  • Herbert Smith Freehills LLP
  • European Union, Global, OECD, United Kingdom, USA
  • February 21 2017

If 2016 ended with more questions than answers as to how Brexit would take shape, 2017 began with at least a little more clarity. Speeches delivered


Expectations for cyber security risk disclosure published by CSA
  • Stikeman Elliott LLP
  • Canada, USA
  • February 21 2017

The results of the Canadian Securities Administrators’ (CSA) review of the cyber security risk disclosure of S&PTSX Composite issuers were recently


February 2017 International Trade Compliance Update
  • Baker McKenzie
  • Canada, China, European Union, Global, United Kingdom, USA
  • February 20 2017

On 27 January 2017, the UN Security Council adopted Resolution 2339 (2017) with respect to the situation in the Central African Republic. The Security


2017 SEC and FINRA exam priorities
  • Greensfelder Hemker & Gale PC
  • USA
  • February 20 2017

The SEC and FINRA recently released their exam priorities for 2017. Both regulators have similar focuses to last year, and both include senior


New York DFS Finalizes ‘First-in-the-Nation’ Cybersecurity Regulations for Financial Services Industry
  • Morgan Lewis & Bockius LLP
  • USA
  • February 17 2017

On February 16, 2017, the New York Department of Financial Services (DFS) released its final self-described “first-in-the-nation”cybersecurity


2017 Update for Investment Advisers
  • Sidley Austin LLP
  • USA
  • February 17 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


Registered Firms: Annual Compliance Obligations-- What you need to know
  • Pillsbury Winthrop Shaw Pittman LLP
  • European Union, United Kingdom, USA
  • February 16 2017

The following are some of the important annual compliance obligations investment advisers either registered with the Securities and Exchange


Third Party Risk Management Benchmark Report
  • NAVEX Global (US)
  • Global, USA
  • February 14 2017

In 2016, NAVEX Global partnered with an independent research firm to survey senior or experienced professionals from a wide range of industries about


Definitive Guide to Implementing an Effective Incident Management Program
  • NAVEX Global (US)
  • Global, USA
  • February 14 2017

Research continues to show that organizations with strong ethical cultures have lower rates of witnessed misconduct. By implementing an incident


Morgan Lewis Urges NYDFS to Modify Its Re-Proposed Cybersecurity Rules
  • Morgan Lewis & Bockius LLP
  • USA
  • February 14 2017

The New York State Department of Financial Services (DFS) is expected soon to issue "first-in-the-nation" cybersecurity regulations that will apply