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Virtual Currency Added to Utah’s Unclaimed Property Act
  • Buckley Sandler LLP
  • USA
  • April 20 2017

In March, Utah passed SB 175 amending its Unclaimed Property Act. Among the changes incorporated through the new law was the expansion of the law's

Regulation of Fintech in Canada
  • Dentons
  • Canada, USA
  • April 20 2017

This article provides Fintech startups and investors with an overview of the regulatory framework that applies to the Fintech industry and the issues

SEC Issues Guidance to Robo-Advisers
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • April 19 2017

Robo-advisers are a fast-growing segment of the investment advisory industry. In fact, they now account for an estimated $71.5 billion in assets under

Financial Services Update, Vol. 12, Issue 16
  • Winston & Strawn LLP
  • USA
  • April 17 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary analysis

Colorado Regulator Proposes New Cybersecurity Rules for Financial Institutions
  • Patterson Belknap Webb & Tyler LLP
  • USA
  • April 17 2017

Increasingly, states are enacting cybersecurity regulations for financial institutions and investment advisors. Following New York’s groundbreaking

The Financial Report, 13 April 2017, US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • April 13 2017

New York Stock Exchange LLC Regulation announced that the CAT NMS LLC Operating Committee will host a Consolidated Audit Trail Industry Webcast at

Colorado Investment Advisers and Broker-Dealers May Soon Face New Cybersecurity Requirements
  • Holland & Hart LLP
  • USA
  • April 13 2017

Recently proposed additions to the Colorado Securities Act would require Colorado investment advisers (IAs) and broker-dealers (BDs) to establish and

Cybersecurity Trends for Boards of Directors
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • April 12 2017

Cybersecurity has in recent years become an integral component of a Board's role in risk oversight, but directors often find themselves in unfamiliar

Colorado Proposes Cybersecurity Requirements for Investment Advisers and Broker-Dealers
  • Baker & Hostetler LLP
  • USA
  • April 6 2017

On March 27, 2017, the Colorado Department of Regulatory Agencies proposed changes to the Colorado Securities Act that would impose new cybersecurity

US Securities and Exchange Commission's Division of Investment Management Issues Guidance Regarding Robo-Advisers
  • Mayer Brown LLP
  • USA
  • April 5 2017

On February 23, 2017, the staff of the Division of Investment Management ("Staff") at the US Securities and Exchange Commission ("SEC") issued a