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Results: 1-10 of 4,471

Cyber security: Directors have a crucial role to play
  • Addisons
  • Australia, USA
  • December 8 2016

Cyber risk poses an unprecedented threat to businesses. The multitude of issues facing boards in the cyber security space is growing, and ignorance is


The OCC Launches Its New FinTech Charter Initiative
  • Pepper Hamilton LLP
  • USA
  • December 6 2016

Whether the long and arduous chartering process, ongoing examination and supervision requirements, substantial capital requirements and limitations


FINRA Imposes Second Data Security Fine on Lincoln Financial
  • Winston & Strawn LLP
  • USA
  • December 1 2016

The Financial Industry Regulatory Authority (FINRA) recently imposed a $650,000 fine on Lincoln Financial Securities Corporation (Lincoln) for its


Health Law Update - December 1, 2016
  • Baker & Hostetler LLP
  • USA
  • December 1 2016

Welcome to this week's edition of the Health Law Update. In this Issue


CFPB Seeks Information on "Consumer-Permissioned Access" to Financial Data
  • Venable LLP
  • USA
  • December 1 2016

Section 1033 of Dodd-Frank requires that "subject to rules prescribed by the Bureau, a covered person shall make available to a consumer, upon


Lessons Learned in London
  • Lane Powell PC
  • USA
  • November 30 2016

Earlier this month, I spent a week in the birthplace of D&O insurance, London. In addition to moderating a panel at Advisen’s European Executive


Down to the wire: financial regulators get serious about cybersecurity
  • Freshfields Bruckhaus Deringer LLP
  • USA
  • November 30 2016

We're in the midst of a global storm of activity by financial regulators on cybersecurity. For years there have been some generally applicable


White Collar Crime Law Enforcement in a Trump Justice Department - 8 Predictions
  • Cadwalader Wickersham & Taft LLP
  • USA
  • November 29 2016

After a conventional presidential campaign, determining the policy priorities and direction of the incoming administration with respect to the Justice


Can Cybersecurity Whistleblowers Receive Monetary Awards from the SEC?
  • Katz Marshall & Banks LLP
  • USA
  • November 29 2016

The viability of a cybersecurity whistleblowing tip under the SEC Whistleblower Reward Program is no longer a question. In June 2016, the SEC


SEC FinTech Forum Part 1
  • K&L Gates
  • USA
  • November 22 2016

On November 14, 2016, the U.S. Securities and Exchange Commission held its first forum exclusively focused on the impact of the FinTech movement on