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SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer

Business Law for Startups: Important considerations for startup businesses
  • Pitblado LLP
  • USA
  • August 22 2016

Decided to take the plunge on a new business idea? Or maybe you’ve already got your toes in the water, and you’re thinking about diving off the board

Don’t Ask, Don’t Tell: SEC Issues Secret Report on Its Cybersecurity
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2016

Last week the Inspector General of the Securities and Exchange Commission announced that it issued a report to Congress related to the security of

Audit committee and auditor oversight update - August 2016
  • Baker & McKenzie
  • August 16 2016

On July 14, the Public Company Accounting Oversight Board issued a Staff Inspection Brief to provide information about the scope and objectives of

Regulatory priorities corner - June - July 2016
  • Ropes & Gray LLP
  • USA
  • August 11 2016

On July 14, 2016, the SEC announced that it had settled an enforcement action against RiverFront Investment Group (“RiverFront”), a registered

When IT hurts, it hurts: cyber attacks and regulatory action
  • Minter Ellison
  • Australia, USA
  • August 11 2016

Earlier this year, we released our inaugural cyber survey report, Perspectives on Cyber Risk (the Report), intended to provide insight into

SEC proposes business continuity and transition plan requirements for investment advisers; staff issues guidance for registered funds
  • Morgan Lewis & Bockius LLP
  • USA
  • August 5 2016

On June 28, 2016, the US Securities and Exchange Commission (SEC) proposed new Rule 206(4)-4 (Proposed Rule) under the Investment Advisers Act of

Early Post-Brexit Considerations for International Business
  • Drinker Biddle & Reath LLP
  • European Union, United Kingdom, USA
  • August 4 2016

As the UK and the European Union (EU) move forward with negotiations of their post-Brexit relationship, there are uncertain consequences, challenges

The State AG Report Weekly Update August 4, 2016
  • Cozen O'Connor
  • USA
  • August 4 2016

Missouri and Washington held their primary elections for Attorney General on Tuesday, August 2. In Missouri’s Republican AG primary, law professor

Market Abuse Update July 2016
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • August 3 2016

The Market Abuse Regulation (MAR) and the Criminal Sanctions (Market Abuse) Directive came into application in Europe on 3 July. Various outstanding