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Cyber risks -- Congressional letter to SEC
  • Akin Gump Strauss Hauer & Feld LLP
  • USA
  • June 29 2015

On June 18, 2015, Congressmen Jim Langevin (D-RI) and Jim Himes (D-CT) sent a letter to the Securities and Exchange Commission (SEC) calling for


SEC commissioner recommends applying Reg SCI to brokers to enhance cybersecurity
  • Katten Muchin Rosenman LLP
  • USA
  • June 28 2015

Securities and Exchange Commissioner Luis Aguilar said extending the reach of Regulation SCI to broker-dealers, over-the-counter market makers and


FIN4 may have embarked on a risky hackinginsider trading strategy
  • Brooks Pierce McLendon Humphrey & Leonard LLP
  • USA
  • June 25 2015

I haven't yet turned to a life of crime, so far be it from me to criticize actual criminals' profit-maximizing strategies. It's easy for me to


“Emerging SEC guidance and enforcement regarding data privacy and breach disclosures”
  • Quarles & Brady LLP
  • USA
  • June 25 2015

For many companies especially in the defense, critical infrastructure, retail, financial, or healthcare industries cyber risks have been


Cyber-attacks: threats, regulatory reaction and practical proactive measures to help avoid risks
  • Katten Muchin Rosenman LLP
  • USA
  • June 24 2015

In the past few months, the White House, Home Depot, JP Morgan, Hard Rock Hotels, Tesla, the St. Louis Federal Reserve, the Internal Revenue Service


New SEC guidelines on cybersecurity for registered investment companiesadvisors
  • Kane Russell Coleman & Logan PC
  • USA
  • June 23 2015

When investors hand over their hard-earned money for investment services to either a registered investment company or a financial advisor, they


The Ticker - June 19, 2015
  • Fredrikson & Byron PA
  • USA
  • June 19 2015

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to


Online health care, consumer data, cybersecurity risks, accounting fraud, patents Expect Focus Vol. II, Spring 2015
  • Carlton Fields Jorden Burt
  • Global, USA
  • June 17 2015

Large-scale data breaches have become increasingly common, bringing with them not only bad press and loss of customer goodwill


Cyber crimes target hedge funds
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • June 16 2015

Recently, the government identified Hedge Funds as a “weak link in the U.S. financial system’s defense against hackers and terrorists.” The messenger


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a