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Results: 1-10 of 55

Monthly futures exchange issuance report: May 2015
  • Bracewell LLP
  • USA
  • June 3 2015

This past month, CME Group released Market Regulation Advisory Notice RA1506-5, which conveniently combines in one location all of CME Group’s prior


Federal district court denies Barclays motion to dismiss FERC petition which alleges manipulation and assesses significant penalties
  • Bracewell LLP
  • USA
  • May 21 2015

For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission ("FERC"


Monthly Futures Exchange Issuance Report: November 2015
  • Bracewell LLP
  • USA
  • December 18 2015

In November there were a significant number of disciplinary actions across the exchanges related to pre-arranged trading, including the execution of


Monthly futures exchange issuance report: August 2015
  • Bracewell LLP
  • USA
  • September 11 2015

This past month, the NYMEX Business Conduct Committee (“Panel”) entered into a settlement with an entity to resolve alleged violations of Exchange


Monthly futures exchange issuance report: September 2015
  • Bracewell LLP
  • USA
  • October 20 2015

September saw a handful of settlements of ICE Futures enforcement actions related to position limit violations under Rule 6.20(b). The settlements of


BP Initial Decision: the significance of change
  • Bracewell LLP
  • USA
  • August 19 2015

On August 13, 2015, the administrative law judge ("ALJ") assigned to hear evidence in BP America Inc. et. Al (Docket No. IN13-15) issued an Initial


Monthly futures exchange issuance report: February 2015
  • Bracewell LLP
  • USA
  • March 3 2015

This month, CME Group announced fines totaling $1.75 million against derivatives broker Newedge USA for violations of exchange rules in certain metal


Monthly futures exchange issuance report: March 2015
  • Bracewell LLP
  • USA
  • April 2 2015

This report summarizes selected material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to a be a


Monthly futures exchange issuance report: June 2015
  • Bracewell LLP
  • USA
  • July 2 2015

CME Group has released a Webinar on Block Trades summarizing the regulatory requirements in relation to block trades in eligible CME, CBOT, NYMEX


Barclays motion to dismiss raises significant issues about FERC jurisdiction
  • Bracewell LLP
  • USA
  • January 6 2014

After an investigation of actions in the western electricity markets by Barclays Bank PLC ("Barclays"), Daniel Brin, Scott Connelly, Karen Levine