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Results: 1-10 of 59

Monthly futures exchange issuance report: February 2015
  • Bracewell LLP
  • USA
  • March 3 2015

This month, CME Group announced fines totaling $1.75 million against derivatives broker Newedge USA for violations of exchange rules in certain metal


Monthly futures exchange issuance report: July 2015
  • Bracewell LLP
  • USA
  • August 5 2015

Exchange for related positions (“EFRPs”) involve an off-Exchange execution of an Exchange contract and, on the opposite side of the market, the


FERC Audit Report Provides Guidance Regarding Reporting Of Uplift And Capacity Payments In Electric Quarterly Reports
  • Bracewell LLP
  • USA
  • October 21 2016

On October 14, 2016, the Federal Energy Regulatory Commission ("FERC") issued an order approving an audit report providing guidance regarding how to


FERC approved settlement with Twin Cities
  • Bracewell LLP
  • USA
  • December 30 2014

On December 30,2014, the Commission approved four Stipulation and Consent Agreements (Agreements) between the Office of Enforcement (Enforcement) and


Monthly futures exchange issuance report: June 2015
  • Bracewell LLP
  • USA
  • July 2 2015

CME Group has released a Webinar on Block Trades summarizing the regulatory requirements in relation to block trades in eligible CME, CBOT, NYMEX


Monthly futures exchange issuance report: April 2015
  • Bracewell LLP
  • USA
  • May 5 2015

This report summarizes material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to be a comprehensive


Federal district court denies Barclays motion to dismiss FERC petition which alleges manipulation and assesses significant penalties
  • Bracewell LLP
  • USA
  • May 21 2015

For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission ("FERC"


Monthly futures exchange issuance report: September 2015
  • Bracewell LLP
  • USA
  • October 20 2015

September saw a handful of settlements of ICE Futures enforcement actions related to position limit violations under Rule 6.20(b). The settlements of


Barclays motion to dismiss raises significant issues about FERC jurisdiction
  • Bracewell LLP
  • USA
  • January 6 2014

After an investigation of actions in the western electricity markets by Barclays Bank PLC ("Barclays"), Daniel Brin, Scott Connelly, Karen Levine


Monthly Futures Exchange Issuance Report: November 2015
  • Bracewell LLP
  • USA
  • December 18 2015

In November there were a significant number of disciplinary actions across the exchanges related to pre-arranged trading, including the execution of