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Monthly Futures Exchange Issuance Report: November 2015
  • Bracewell LLP
  • USA
  • December 18 2015

In November there were a significant number of disciplinary actions across the exchanges related to pre-arranged trading, including the execution of


Federal district court denies Barclays motion to dismiss FERC petition which alleges manipulation and assesses significant penalties
  • Bracewell LLP
  • USA
  • May 21 2015

For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission ("FERC"


Monthly futures exchange issuance report: July 2015
  • Bracewell LLP
  • USA
  • August 5 2015

Exchange for related positions (“EFRPs”) involve an off-Exchange execution of an Exchange contract and, on the opposite side of the market, the


Monthly futures exchange issuance report: June 2015
  • Bracewell LLP
  • USA
  • July 2 2015

CME Group has released a Webinar on Block Trades summarizing the regulatory requirements in relation to block trades in eligible CME, CBOT, NYMEX


Monthly futures exchange issuance report: April 2015
  • Bracewell LLP
  • USA
  • May 5 2015

This report summarizes material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to be a comprehensive


Monthly futures exchange issuance report: March 2015
  • Bracewell LLP
  • USA
  • April 2 2015

This report summarizes selected material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to a be a


Monthly futures exchange issuance report: August 2015
  • Bracewell LLP
  • USA
  • September 11 2015

This past month, the NYMEX Business Conduct Committee (“Panel”) entered into a settlement with an entity to resolve alleged violations of Exchange


BP Initial Decision: the significance of change
  • Bracewell LLP
  • USA
  • August 19 2015

On August 13, 2015, the administrative law judge ("ALJ") assigned to hear evidence in BP America Inc. et. Al (Docket No. IN13-15) issued an Initial


CFTC Settles Gas Index Manipulation Claim While FERC Allegations Remain
  • Bracewell LLP
  • USA
  • December 21 2015

On December 7, 2015, the Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an order instituting proceedings, making findings


U.S. Futures Exchanges Disciplinary Actions Report: Januray 2016
  • Bracewell LLP
  • USA
  • February 19 2016

Violation of Rules 521 - Requirements for Open Outcry Trades (in part); 539 - Prearranged, Pre-negotiated and Noncompetitive Trades Prohibited (in