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Results: 1-10 of 62

Monthly futures exchange issuance report: March 2015
  • Bracewell LLP
  • USA
  • April 2 2015

This report summarizes selected material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to a be a


CFTC Settles Gas Index Manipulation Claim While FERC Allegations Remain
  • Bracewell LLP
  • USA
  • December 21 2015

On December 7, 2015, the Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an order instituting proceedings, making findings


Monthly futures exchange issuance report: April 2015
  • Bracewell LLP
  • USA
  • May 5 2015

This report summarizes material notices from CME Group and ICE Futures, with a particular focus on energy. It is not intended to be a comprehensive


FERC and CFTC Annual Enforcement Update
  • Bracewell LLP
  • USA
  • December 5 2016

The Federal Energy Regulatory Commission (“FERC”) and the U.S. Commodity Futures Trading Commission (“CFTC”) recently released their annual reports on


Monthly Futures Exchange Issuance Report: November 2015
  • Bracewell LLP
  • USA
  • December 18 2015

In November there were a significant number of disciplinary actions across the exchanges related to pre-arranged trading, including the execution of


BP Initial Decision: the significance of change
  • Bracewell LLP
  • USA
  • August 19 2015

On August 13, 2015, the administrative law judge ("ALJ") assigned to hear evidence in BP America Inc. et. Al (Docket No. IN13-15) issued an Initial


Monthly futures exchange issuance report: May 2015
  • Bracewell LLP
  • USA
  • June 3 2015

This past month, CME Group released Market Regulation Advisory Notice RA1506-5, which conveniently combines in one location all of CME Group’s prior


Federal district court denies Barclays motion to dismiss FERC petition which alleges manipulation and assesses significant penalties
  • Bracewell LLP
  • USA
  • May 21 2015

For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission ("FERC"


Monthly futures exchange issuance report: July 2015
  • Bracewell LLP
  • USA
  • August 5 2015

Exchange for related positions (“EFRPs”) involve an off-Exchange execution of an Exchange contract and, on the opposite side of the market, the


Monthly futures exchange issuance report: February 2015
  • Bracewell LLP
  • USA
  • March 3 2015

This month, CME Group announced fines totaling $1.75 million against derivatives broker Newedge USA for violations of exchange rules in certain metal