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Recent cases - October 2014
  • Burr & Forman LLP
  • USA
  • October 23 2014

Plaintiff Ronald Cezair filed suit against Federal Home Loan Mortgage Corporation (“FHLMC”), JPMorgan Chase Bank, N.A. (“Chase”), and LendingTree, LLC


The Financial Report March 19, 2015 - US exchanges and self-regulatory organizations
  • DLA Piper LLP
  • USA
  • March 19 2015

Beginning March 9, 2015, swap dealers (SD) and major swap participants (MSP) are able to view in the National Futures Association (NFA) EasyFile


Hedging contango
  • Haynes and Boone LLP
  • USA
  • March 17 2015

As part of our series on legal issues arising out of the plummeting commodity prices, this article looks at one distinct factor in the commodity


Expect focus - volume IV, fall 2014
  • Carlton Fields Jorden Burt
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


SEC adopts new rules, regulatory framework for swap data repositories
  • BuckleySandler LLP
  • USA
  • January 16 2015

On January 14, the SEC adopted new rules for security-based swap data repositories (SDRs), which store swap trading data. The rules require SDRs to


SEC proposes reporting regime for security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 18 2015

The Securities and Exchange Commission adopted two rules requiring security-based swap depositories to register with it, and enumerating such SDRs'


Goldman Sachs receives SEC approval for new approach to satisfy certain Reg SHO obligations
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2014

Goldman Sachs Execution & Clearing, LP requested and obtained relief from the Securities and Exchange Commission related to certain of its close-out


SEC releases final and proposed rules regarding SB swap reporting
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • February 27 2015

The Securities and Exchange Commission (SEC) recently issued three releases with final and proposed regulations addressing the reporting of


The SEC, investment funds and derivatives
  • Morrison & Foerster LLP
  • USA
  • December 23 2014

In a December 2014 speech in New York, SEC Chair Mary Jo White discussed a variety of issues relating to registered investment funds. A number of her


Congress enacts changes to Dodd-Frank; potential for more changes in 114th Congress
  • Greenberg Traurig LLP
  • USA
  • December 30 2014

Prior to adjournment, the 113th Congress passed the first changes to the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203