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Results: 1-10 of 3,888

Goldman Sachs receives SEC approval for new approach to satisfy certain Reg SHO obligations
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2014

Goldman Sachs Execution & Clearing, LP requested and obtained relief from the Securities and Exchange Commission related to certain of its close-out


Financial services update February 3 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • February 3 2014

March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity Futures Trading Commission. April 1


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 18 2014
  • Winston & Strawn LLP
  • USA
  • February 18 2014

Commodity Futures Trading Commission. April 1, 2014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships


Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Consumer Financial Protection Bureau. March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity


Financial Services Update Exchanges and Self-Regulatory Organizations February 18 2014
  • Winston & Strawn LLP
  • USA
  • February 18 2014

On February 6th, the SEC granted accelerated approval to BATS Exchange's proposed amendment to Exchange Rule 11.23 to add a new auction type known as


ParkCentral v. Porsche: the Second Circuit signals new lines of defense to extraterritorial securities fraud claims
  • White & Case LLP
  • USA
  • August 28 2014

In ParkCentral Global Hub Ltd. v. Porsche Automobile Holdings SE (“ParkCentral”), the US Court of Appeals for the Second Circuit held that domestic


House approves CFTC reauthorization, changes to Dodd-Frank
  • Squire Patton Boggs
  • USA
  • July 9 2014

After a nearly two year process, on June 24, 2014, the U.S. House of Representatives voted 266-144 to pass H.R. 4413, the Customer Protection and


Financial services update August 18 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • August 18 2014

Transferred OTS Regulations and FDIC Regulations Regarding Post-Employment Activities of Senior Examiners. 79 FR 42181


Second Circuit affirms dismissal on extraterritoriality grounds of securities claims based on cross-border securities based swap agreements
  • Sullivan & Cromwell LLP
  • USA
  • August 19 2014

On August 15, 2014, in a case of first impression involving cross-border securities-based swap transactions, the Second Circuit held that the