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Results: 1-10 of 103

LB&I to closely scrutinize basket transactions
  • Eversheds Sutherland (US) LLP
  • USA
  • February 21 2017

The Large Business and International (LB&I) Division of the Internal Revenue Service (IRS) announced its first 13 issue-based campaigns on January 31


FinCEN Customer Due Diligence Final Rules
  • Eversheds Sutherland (US) LLP
  • USA
  • May 19 2016

On May 5, 2016, the U.S. Treasury Department's Financial Crimes Enforcement Network (FinCEN) issued final rules (the Final Rules) on customer due


CFTC and EU Regulators Agree on a Common Approach for the Regulation of CCPs
  • Eversheds Sutherland (US) LLP
  • European Union, USA
  • February 12 2016

Earlier this week, the Commodity Futures Trading Commission (CFTC) and European regulators announced that they have reached agreement on a "common


Legal Alert: CFTC Amends Regulation 1.35
  • Eversheds Sutherland (US) LLP
  • USA
  • February 3 2016

U.S. Commodity Futures Trading Commission (CFTC) Regulation 1.35 requires Futures Commission merchants (FCMs), retail foreign exchange dealers


SEC Proposes Rule Related to Use of Derivatives and Financial Commitment Transactions by Regulated Funds
  • Eversheds Sutherland (US) LLP
  • USA
  • January 20 2016

In December 2015, the Securities and Exchange Commission (the SEC) proposed a new Rule 18f-4 under the Investment Company Act of 1940 (the 1940 Act


Preliminary Report on the Swap Dealer De Minimis Exception
  • Eversheds Sutherland (US) LLP
  • USA
  • December 10 2015

On November 18, the staff of the Commodity Futures Trading Commission (CFTC) issued a much anticipated report on the de minimis exception from the


SEC’s proposed SBS rules on cross-border security-based swap activities
  • Eversheds Sutherland (US) LLP
  • USA
  • May 22 2015

When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border activities of security-based swap (SBS


The SEC releases regulations on reporting and dissemination of security-based swaps data
  • Eversheds Sutherland (US) LLP
  • USA
  • April 9 2015

On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will require Swap Data Repositories (SDRs) to


Regulators publish re-proposed margin requirements for uncleared swaps
  • Eversheds Sutherland (US) LLP
  • USA
  • September 24 2014

On September 3, 2014, the Board of Governors of the Federal Reserve System (the Board) jointly adopted, with certain federal banking regulators,1


FinCEN customer due diligence rule proposal
  • Eversheds Sutherland (US) LLP
  • USA
  • August 19 2014

On July 30, 2014, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued proposed rules (the "Proposed Rules") to