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Results: 1-10 of 92

SEC’s proposed SBS rules on cross-border security-based swap activities
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 22 2015

When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border activities of security-based swap (SBS


The SEC releases regulations on reporting and dissemination of security-based swaps data
  • Sutherland Asbill & Brennan LLP
  • USA
  • April 9 2015

On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will require Swap Data Repositories (SDRs) to


Regulators publish re-proposed margin requirements for uncleared swaps
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 24 2014

On September 3, 2014, the Board of Governors of the Federal Reserve System (the Board) jointly adopted, with certain federal banking regulators,1


FinCEN customer due diligence rule proposal
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 19 2014

On July 30, 2014, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued proposed rules (the "Proposed Rules") to


European Commission requests comments on treatment of foreign exchange instruments under EMIR
  • Sutherland Asbill & Brennan LLP
  • European Union, USA
  • April 24 2014

On February 14, 2014, the European Securities and Markets Authority (ESMA)requested that the European Commission (EC) clarify the definition of


Commodity pool operators and commodity trading advisors: are enhanced customer protections on the horizon?
  • Sutherland Asbill & Brennan LLP
  • USA
  • January 30 2014

On January 23, 2014, the National Futures Association (NFA) issued a Request for Comments from commodity pool operators (CPOs) and commodity trading


Legal alert: update: an end-user’s guide to the CFTC’s final cross-border guidance
  • Sutherland Asbill & Brennan LLP
  • USA
  • January 21 2014

There were a number of new developments with respect to the cross-border application of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Legal alert: final Volcker Rule: update and key takeaways
  • Sutherland Asbill & Brennan LLP
  • USA
  • January 13 2014

On December 10, 2013, the Federal Reserve Board (FRB), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the


CFTC issues highly anticipated harmonization rules
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 13 2013

Today, the Commodity Futures Trading Commission (CFTC) provided long-awaited clarification and relief to investment advisers that are registered with


Amendments to CFTC Rule 4.5 affecting advisers to registered investment companies upheld
  • Sutherland Asbill & Brennan LLP
  • USA
  • June 27 2013

On Tuesday, June 25, 2013, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit (Court of Appeals) affirmed