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Financial regulation in 2017: Europe and the US
  • DLA Piper LLP
  • European Union, USA
  • January 19 2017

The result of the UK referendum on its EU membership and the outcome of the US Presidential elections of 2016 have laid the ground for 2017 to be a


The Investment Funds and Advisers 2016 Year-End Client Update Recap
  • Sidley Austin LLP
  • USA
  • January 17 2017

As the developments affecting the investment management industry continue to unfold, we have once again prepared our annual compendium of relevant


Financial Services Update, Vol. 12, Issue 1
  • Winston & Strawn LLP
  • USA
  • January 9 2017

Last week, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released its Annual Regulatory and Examination Priorities Letter (“Priorities


January International Trade Compliance Update
  • Baker McKenzie
  • Canada, European Union, United Kingdom, USA
  • January 2 2017

On 30 November 2016, the UN Security Council unanimously approved Resolution 2321 (2016), imposing new sanctions on the Democratic People’s Republic


Keeping an Eye OutUpdates and Briefly Noted
  • Manatt Phelps & Phillips LLP
  • Ireland, USA
  • December 22 2016

We last covered the SEC’s Whistleblower Program in our November 2016 newsletterunder “Give a Little WhistleSEC Whistleblower Program Update.” Some


Financial Regulatory Developments Focus December 20 2016
  • Shearman & Sterling LLP
  • European Union, United Kingdom, USA
  • December 20 2016

On December 12, 2016, the US Board of Governors of the Federal Reserve System issued a statement of policy regarding how banking entities may seek


Financial Services Update, Vol.11, Issue 45
  • Winston & Strawn LLP
  • USA
  • December 12 2016

Since the Federal Election, much has been written on what the results may mean for reform of bank regulation. Many have suggested that we will see


Rethinking US Financial Regulation in Light of the 2016 Election
  • Shearman & Sterling LLP
  • USA
  • December 6 2016

Throughout his campaign, Donald Trump wavered between populist and business-friendly policies and expressed seemingly conflicting plans for Wall


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


The Trump Administration’s Impact on Financial Regulation and the SEC
  • Hunton & Williams LLP
  • USA
  • November 23 2016

November 23, 2016 The Trump Administration's Impact on Financial Regulation and the SEC by Shaswat K. Das and Samuel Wolff Published in Law360 With