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New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final

FinCEN Issues FAQs Regarding Customer Due Diligence Requirements
  • BuckleySandler LLP
  • USA
  • July 22 2016

On July 19, FinCEN issued FAQs to clarify the scope of the May 2016 Customer Due Diligence (CDD) final rule. As previously covered in InfoBytes, and

CFTC Schedules MRAC Meeting to Discuss CCP Coordination When a Significant Clearing Member Fails
  • Katten Muchin Rosenman LLP
  • USA
  • June 12 2016

The Market Risk Advisory Committee of the Commodity Futures Trading Commission will have its next meeting on June 27. Topics will include how

CFTC Public Meeting on June 27
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Commodity Futures Trading Commission's Market Risk Advisory Committee (MRAC) will hold a public meeting on June 27 at the CFTC's Washington, DC

International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum

Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of

New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data

FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - April 2016
  • Winston & Strawn LLP
  • USA
  • May 3 2016

Trade Reporting and Compliance Engine (TRACE): Exemption from Trade Reporting Obligation for Certain Transactions on Alternative Trading Systems

FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • USA
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry

Nutter Bank Report, March 2016
  • Nutter McClennen & Fish LLP
  • USA
  • March 31 2016

The FDIC has approved a final rule to increase the Deposit Insurance Fund (“DIF”) to the minimum Deposit Reserve Ratio (“DRR”) of 1.35 as required