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US Regulators Launch Fintech Initiatives
  • Morgan Lewis & Bockius LLP
  • USA
  • July 29 2017

Two US regulators recently launched initiatives that will encourage cooperation between the securities industry and its regulators with respect to


FINRA Holds Regulator Forum on Distributed Ledger Technology
  • Eversheds Sutherland (US) LLP
  • USA
  • July 20 2017

On July 13, 2017, the Financial Industry Regulatory Authority, Inc. (FINRA) held a Blockchain Symposium (the Symposium) in which representatives from


The Financial Report, 22 June 2017, News from Europe
  • DLA Piper LLP
  • European Union, USA
  • June 22 2017

ESMA consults on draft standards for trading obligation for derivatives under MiFIR. ESMA announced that it has published a consultation paper


Treasury's framework to relax and "improve" the Volcker Rule: key recommended changes
  • DLA Piper LLP
  • USA
  • June 13 2017

On Monday, the US Treasury Department issued a fairly detailed report ("A Financial System That Creates Economic Opportunities - Banks and Credit


US House of Representatives Approves the Financial Choice Act
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • June 9 2017

On June 8, the U.S. House of Representatives voted to approve the Financial CHOICE Act (FCA) primarily along party lines, 233-186. The FCA was


Surveying the Scene: Issues for the Global Securitisation Markets
  • Clifford Chance LLP
  • European Union, Global, United Kingdom, USA
  • May 31 2017

The securitisation markets are operating in a very different geopolitical and macroeconomic environment to the one that prevailed this time last year


21st Century Glass-Steagall Act Introduced in the Senate
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • May 30 2017

On April 6, the 21st Century Glass-Steagall Act of 2017 (GSA) was introduced in the U.S. Senate by Elizabeth Warren, D-Mass., with John McCain, R-Ariz


Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


Brexit: Banking and Investment Firms
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom, USA
  • February 16 2017

The UK exit from the EU is likely to have a significant impact on the financial services sector in the UK. The nature and extent of that impact will


CHOICE Act 2.0, Insurance Regulation Take Center Stage; DoL Fiduciary Rule May Be Delayed as Other Regulators Review Regs
  • Squire Patton Boggs
  • USA
  • February 13 2017

Last Tuesday, February 7, the House Financial Services Committee held a meeting to approve its Authorization and Oversight Plan (Plan) for the 115th