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International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017

Financial Regulatory Developments Focus October 14 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • October 14 2016

In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment

Community Banks - Week in Review - September 26, 2016
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • September 26 2016

Apart from the FDIC Chairman's statement last Tuesday about coming reductions in DIF assessments for most banks, the past week had little

Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its

This week at the UK regulators - 12 September 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • September 12 2016

Although no significant enforcement cases were concluded last week, the FCA and PRA released several consultation papers and policy statements. The

Federal Banking Agencies Issue Recommendations as Part of Their Section 620 Report to Solidify the Safety and Soundness of the U.S. Financial System
  • Morrison & Foerster LLP
  • USA
  • September 9 2016

On September 8, 2016, the Board of Governors of the Federal Reserve System (the "Federal Reserve"), the Federal Deposit Insurance Corporation (the

New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final

FinCEN Issues FAQs Regarding Customer Due Diligence Requirements
  • BuckleySandler LLP
  • USA
  • July 22 2016

On July 19, FinCEN issued FAQs to clarify the scope of the May 2016 Customer Due Diligence (CDD) final rule. As previously covered in InfoBytes, and

CFTC Schedules MRAC Meeting to Discuss CCP Coordination When a Significant Clearing Member Fails
  • Katten Muchin Rosenman LLP
  • USA
  • June 12 2016

The Market Risk Advisory Committee of the Commodity Futures Trading Commission will have its next meeting on June 27. Topics will include how

CFTC Public Meeting on June 27
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Commodity Futures Trading Commission's Market Risk Advisory Committee (MRAC) will hold a public meeting on June 27 at the CFTC's Washington, DC