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TLAC and structured notes
  • Morrison & Foerster LLP
  • European Union, USA
  • January 26 2015

Financial institution issuers of structured products probably are all too aware of the heightened regulatory capital requirements and new

Ex-Rabobank Traders Robson and Thompson Receive Lighter Sentences for Libor Scheme
  • Sedgwick LLP
  • USA
  • November 18 2016

Two former Rabobank traders received minimal and no prison time earlier this month for their participation in a conspiracy to fix Libor, or the London

Federal Reserve remains under scrutiny; CFTC reopens comment period on position limits, staff to hold roundtable
  • Squire Patton Boggs
  • USA
  • March 2 2015

This week, Congress will continue its focus on examining potential reforms to the Federal Reserve. Last week, Federal Reserve Chair Janet Yellen

Financial services update October 20 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • October 20 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special

My View: The Sun Did Come Out Tomorrow - Conjecture on Financial Services Regulation in the Trump Years
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2016

Many people were stunned last Tuesday night when Donald J. Trump became the president-elect of the United States, and many were afraid that the sun

The Volcker Rule proprietary trading prohibition: a primer for nonfinancial company CFOs and treasurers
  • Baker McKenzie
  • USA
  • January 22 2014

On December 10, 2013, five federal financial regulatory agencies1 issued uniform final regulations implementing the "Volcker Rule." The Volcker Rule

GMACCFTC hosts open meeting regarding Bitcoin and digital currency
  • Latham & Watkins LLP
  • USA
  • October 21 2014

The Global Markets Advisory Committee (GMAC) of the U.S. Commodity Futures Trading Commission (CFTC) held an open meeting on October 9, 2014

Two Related Swap Dealers Sanctioned by CFTC for Supposedly Not Fully Complying With Reporting Rules for Physical Commodity Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2016

JPMorgan Chase Bank, N.A. and JPMorgan Ventures Energy collectively agreed to pay a fine of US $225,000 to resolve charges brought by the Commodity

Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are

Financial services update, vol. 11, issue 1
  • Winston & Strawn LLP
  • USA
  • January 11 2016

On December 30, 2015, the U. S. District Court for the Central District of California denied a motion for judgment on the pleadings filed by CashCall