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Results: 1-10 of 1,934

Financial services update July 21 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • July 21 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of


Financial services update July 28 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • July 28 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing


International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning


SEC final rules on cross-border application of security-based swap entity definitions and other related topics
  • Debevoise & Plimpton LLP
  • USA
  • July 4 2014

On June 25, 2014, the Securities and Exchange Commission (the "SEC") adopted the first of a series of final rules and interpretive guidance (the


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


Lawmakers discuss FSOC oversight; SEC, CFPB to hold meetings
  • Squire Patton Boggs
  • USA
  • September 22 2014

On Wednesday, September 17, the House Financial Services Subcommittee on Oversight and Investigations held a hearing titled “Oversight of the


The financial report July 10, 2014 - US exchanges and self-regulatory organizations
  • DLA Piper LLP
  • USA
  • July 10 2014

The National Futures Association announced that its assessment fee will be $0.01 per side for futures and options contracts beginning on October 1


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


Financial Services Committee passes bipartisan legislation on derivatives, SEC accountability & JOBS
  • King & Spalding LLP
  • USA
  • May 15 2013

The House Financial Services Committee last week passed bipartisan bills to fix unintended consequences of derivatives provisions in the Dodd-Frank


First Bitcoin swap proposed
  • Katten Muchin Rosenman LLP
  • USA
  • September 12 2014

According to Reuters reports on September 12, TeraExchange, LLC, received approval from the Commodity Futures Trading Commission to begin listing an