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Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Consumer Financial Protection Bureau. March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity


Volcker Rule FAQ
  • Baker & McKenzie
  • USA
  • August 18 2014

On behalf of the CFTC, the DSIO recently issued a FAQ addressing certain requirements of the Volcker Rule currently being implemented. The FAQ


Lawmakers discuss FSOC oversight; SEC, CFPB to hold meetings
  • Squire Patton Boggs
  • USA
  • September 22 2014

On Wednesday, September 17, the House Financial Services Subcommittee on Oversight and Investigations held a hearing titled “Oversight of the


New law limits the swaps pushout requirement to apply only to certain ABS swaps
  • Morrison & Foerster LLP
  • USA
  • December 22 2014

On December 16, 2014, President Barack Obama limited the scope of swaps and security-based swaps subject to the Dodd-Frank Wall Street Reform and


Court permits customer and IB claims to proceed against U.S. Bank over Peregrine collapse
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2014

A US federal court in Illinois authorized two lawsuits arising from the collapse of Peregrine Financial Group to proceed against U.S. Bank, N.A


Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom, USA
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • United Kingdom, USA, China, European Union, France, Germany, South Korea, Thailand
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


FinCEN customer due diligence rule proposal
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 19 2014

On July 30, 2014, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued proposed rules (the "Proposed Rules") to


Financial services update October 6 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • October 6 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special