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CFPB Grabs for SECCFTC Turf
  • Carlton Fields
  • USA
  • October 13 2016

In May, the Consumer Financial Protection Bureau (CFPB) proposed a ban on “mandatory arbitration” contract clauses that make financial products

Cyber Security Quarterly Round-Up - October 2016
  • Herbert Smith Freehills LLP
  • Australia, Hong Kong, United Kingdom, USA
  • October 24 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice

Financial Services Update, Vol. 11, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 24 2016

In this edition, we discuss at length two recent developments in the area of bank regulation: first, the D.C. Circuit’s decision that the structure of

Financial services update April 14 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • April 14 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds.79

“Volcker Rule” regulations finally see the light of day
  • Reed Smith LLP
  • USA
  • December 13 2013

Federal financial regulators on December 10, 2013 released final regulations for the Volcker Rule, which is a key provision of the Dodd-Frank Act

Election Results 2016: Preliminary Considerations for the Financial Services Industry
  • Sidley Austin LLP
  • USA
  • November 11 2016

We wanted to flag some key preliminary matters that could be of interest to the financial services industry from the

Federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • May 20 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

ASIC makes key announcements concerning licence exemptions for foreign financial service providers
  • King & Wood Mallesons
  • Australia, USA
  • September 28 2016

Today ASIC has made key announcements for foreign financial service providers (FFSPs) who rely on Australian financial services licence exemptions

Federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission

Financial services legislative and regulatory update
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • July 16 2012

Last week provided an excellent frame by which to view the current political and regulatory landscape as we approach the two year anniversary of the signing of the Dodd-Frank Act and also find ourselves 113 days away from the election