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Results: 1-10 of 2,768

New year to bring increased regulatory focus on cybersecurity for financial institutions
  • Vedder Price PC
  • USA
  • January 8 2015

Having weathered the cybersecurity turbulence of 2014, the financial services sector can look forward to increased regulatory attention from federal


Financial services update March 10 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • March 10 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private


The CFTC’s new rule for banks: protect your customers’ customers
  • Williams Mullen
  • USA
  • June 21 2013

A lawsuit filed early this month by the Commodity Futures Trading Commission could significantly increase banks' liability exposure and require banks


OCC Quarterly Report
  • Winston & Strawn LLP
  • USA
  • June 24 2013

On June 21st, the Office of the Comptroller of the Currency (the "OCC") published its "Quarterly Report on Bank Trading and Derivatives Activities:


Financial services update on UK and European regulatory developments
  • Dechert LLP
  • European Union, Ireland, United Kingdom, USA
  • July 24 2013

The Regulations introduce mandatory clearing of OTC derivatives via one or more central counterparties (clearing houses) which will be authorised by


Second guessing banks' involvement with commodities.
  • Winston & Strawn LLP
  • USA
  • July 29 2013

On July 22nd, Bloomberg reported the Federal Reserve Board is reconsidering the decision it made in 2003 which allows deposit-taking banks to trade


Financial services update July 21 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • July 21 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of


Federal Reserve Board and OCC issue interim final rule amending U.S. bank capital and other rules to account for global implementation of bank special resolution regimes
  • Morrison & Foerster LLP
  • USA
  • January 12 2015

On December 16, 2014, the Office of the Comptroller of the Currency ("OCC") and the Board of Governors of the Federal Reserve System ("Board"


Losing good loans to larger banks? Try an interest rate swap
  • Bryan Cave LLP
  • USA
  • February 8 2013

Many community banks are reluctant to consider interest rate swaps due to perceived complexity as well as accounting and regulatory burdens. But, in


LCDS market update: successful test of amended successor provisions
  • Richards Kibbe & Orbe LLP
  • USA
  • November 6 2013

The North American loan credit default swap ("LCDS") product achieved an important evolutionary step earlier this year. The amended "successor"