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Financial services legislative & regulatory update - December 9, 2013
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • December 9 2013

While the Senate was on recess, the House was in, but staffs from both budget committees were hard at work trying to put together a budget deal. By

Final regulation implementing the Volcker Rule
  • Mayer Brown LLP
  • USA
  • December 19 2013

Introduction On December 10, 2013, the five US federal financial regulators (the "Agencies") approved joint final regulations (the "Final

Volcker Rule action plan and model board documents: the conformance and compliance effort begins
  • Arnold & Porter LLP
  • USA
  • February 13 2014

The recently issued final rules implementing section 619 of the Dodd-Frank Act (the “Volcker Rule”) start the clock on banking entities’ efforts to

This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

Federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • May 20 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

A practical guide to the Eligible Contract Participant (ECP) definition: a Q&A for banks and borrowers
  • Reed Smith LLP
  • USA
  • May 2 2013

The Commodity Exchange Act (the “CEA”), as modified by Title VII of the Dodd-Frank Act and interpreted by the Commodity Futures Trading Commission

Federal Reserve approves final retail foreign exchange rule
  • Nutter McClennen & Fish LLP
  • USA
  • April 30 2013

The Federal Reserve on April 4 issued a final rule that sets standards for bank and savings and loan holding companies and Federal Reserve member

Sovereign debt update - SeptemberOctober 2014
  • Jones Day
  • Argentina, Puerto Rico, USA
  • October 1 2014

On June 30, 2014, Latin America’s third-largest economy failed to make a scheduled $539 million payment to bondholders after U.S. District Court

CFTC hears testimony on Bitcoin
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The Global Markets Advisory Committee of the Commodity Futures Trading Commission held a public meeting on October 9, in which one panel addressed

Illinois Banking Act authorizes derivative transactions under Dodd-Frank
  • Roetzel & Andress
  • USA
  • December 23 2013

In an Interpretive Letter issued by the Illinois Department of Financial and Professional Regulation, Division of Banking (Department), the