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CFPB Grabs for SECCFTC Turf
  • Carlton Fields
  • USA
  • October 13 2016

In May, the Consumer Financial Protection Bureau (CFPB) proposed a ban on “mandatory arbitration” contract clauses that make financial products

Cyber Security Quarterly Round-Up - October 2016
  • Herbert Smith Freehills LLP
  • Australia, Hong Kong, United Kingdom, USA
  • October 24 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice

SEC final rules on cross-border application of security-based swap entity definitions and other related topics
  • Debevoise & Plimpton LLP
  • USA
  • July 4 2014

On June 25, 2014, the Securities and Exchange Commission (the "SEC") adopted the first of a series of final rules and interpretive guidance (the

Financial Services Update, Vol. 11, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 24 2016

In this edition, we discuss at length two recent developments in the area of bank regulation: first, the D.C. Circuit’s decision that the structure of

Changes to passport relief for foreign financial services providers
  • Gilbert + Tobin
  • Australia, USA
  • October 12 2016

On 28 September 2016, ASIC issued announcements affecting foreign financial services providers (FFSPs) that rely on “passport” class order relief

This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

CFTC mandatory clearing rules June 10 phase-in date for financial entities
  • Mayer Brown LLP
  • USA
  • May 16 2013

The next milestone date in the Commodity Futures Trading Commission's ("CFTC's") phase-in of mandatory clearing occurs on June 10, 2013, when

Ohio Division of Financial Institutions issues guidelines on lending limits and Dodd-Frank
  • Graydon Head & Ritchey LLP
  • USA
  • March 31 2013

On January 21, 2013, the Ohio Division of Financial Institutions (the "Division") issued guidelines to provide clarification to Ohio chartered banks

CFTC hears testimony on Bitcoin
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The Global Markets Advisory Committee of the Commodity Futures Trading Commission held a public meeting on October 9, in which one panel addressed

Banking agencies issue FAQ document regarding CDOs backed by TruPs under the Volcker Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 20 2013

On December 19, three federal financial institution regulatory agencies (the Board of Governors of the Federal Reserve System (Board), the Federal