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Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update vol. 10, issue 14
  • Winston & Strawn LLP
  • USA
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Fantasy investing meets real life: sand hill exchange settles with the SEC for the illegal offering of unregistered security-based swaps
  • Manatt Phelps & Phillips LLP
  • USA
  • August 5 2015

On June 17, 2015, the SEC announced that it had reached a settlement with Sand Hill Exchange to resolve charges that it had illegally offered and


Financial services update February 17 2015 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • February 17 2015

Transferred OTS Regulations Regarding Possession by Conservators and Receivers for Federal and State Savings Associations. 80 FR 5015. Removal of


Federal Reserve remains under scrutiny; CFTC reopens comment period on position limits, staff to hold roundtable
  • Squire Patton Boggs
  • USA
  • March 2 2015

This week, Congress will continue its focus on examining potential reforms to the Federal Reserve. Last week, Federal Reserve Chair Janet Yellen


CFTC requests public comment on first derivatives venue for Bitcoin options
  • Shearman & Sterling LLP
  • USA
  • February 11 2015

On December 15 2014 the Commodity Futures Trading Commission (CFTC) issued a public consultation on the feasibility of the first derivatives venue


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


Democrats fend off changes to Volker Rule and derivative matters
  • Stinson Leonard Street LLP
  • USA
  • January 7 2015

The political gamesmanship has begun. According to Maxine Walters "Republicans attempted to move a package of 11 bills that contained controversial