We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 2,667

The Financial Report January 22, 2015 - discussion and analysis
  • DLA Piper LLP
  • Switzerland, USA
  • January 22 2015

Last week, several of the world’s largest banks and brokerage firms lost hundreds of millions of dollars when the Swiss franc surged suddenly and


TLAC and structured notes
  • Morrison & Foerster LLP
  • European Union, USA
  • January 26 2015

Financial institution issuers of structured products probably are all too aware of the heightened regulatory capital requirements and new


US Judge says Sentinel 2007 transfers to BNY Mellon cannot be reversed as made in good faith
  • Katten Muchin Rosenman LLP
  • USA
  • December 14 2014

The Bank of New York Mellon Corporation (formerly Bank of New York) was absolved of having engaged in "egregious misconduct" in connection with its


DOJ and international investment bank enter into plea agreement to resolve LIBOR manipulation claims, bank agrees to pay $2.5 billion penalty
  • BuckleySandler LLP
  • USA
  • April 25 2015

On April 23, the DOJ announced that an international investment bank and its subsidiary agreed to plead guilty to wire fraud for its alleged conduct


Fantasy investing meets real life: sand hill exchange settles with the SEC for the illegal offering of unregistered security-based swaps
  • Manatt Phelps & Phillips LLP
  • USA
  • August 5 2015

On June 17, 2015, the SEC announced that it had reached a settlement with Sand Hill Exchange to resolve charges that it had illegally offered and


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


Global regulators push back margin requirements for non-cleared derivatives
  • Katten Muchin Rosenman LLP
  • Global, USA
  • March 20 2015

On March 18, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) published a "final"


International regulatory update - 1 5 December 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, USA
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment


Expect focus - volume IV, fall 2014
  • Carlton Fields
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


Tenth Circuit Court of Appeals dismisses failed bank shareholder derivative suit under FIRREA
  • BuckleySandler LLP
  • USA
  • April 25 2015

On April 21, the United States Court of Appeals for the Tenth Circuit upheld the dismissal of a bank shareholders’ suit against a bank holding