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CFPB Grabs for SECCFTC Turf
  • Carlton Fields
  • USA
  • October 13 2016

In May, the Consumer Financial Protection Bureau (CFPB) proposed a ban on “mandatory arbitration” contract clauses that make financial products

Cyber Security Quarterly Round-Up - October 2016
  • Herbert Smith Freehills LLP
  • Australia, Hong Kong, United Kingdom, USA
  • October 24 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice

OCC Quarterly Report
  • Winston & Strawn LLP
  • USA
  • June 24 2013

On June 21st, the Office of the Comptroller of the Currency (the "OCC") published its "Quarterly Report on Bank Trading and Derivatives Activities:

Illinois Banking Act authorizes derivative transactions under Dodd-Frank
  • Roetzel & Andress
  • USA
  • December 23 2013

In an Interpretive Letter issued by the Illinois Department of Financial and Professional Regulation, Division of Banking (Department), the

Final regulation implementing the Volcker Rule
  • Mayer Brown LLP
  • USA
  • December 19 2013

Introduction On December 10, 2013, the five US federal financial regulators (the "Agencies") approved joint final regulations (the "Final

OCC publishes fourth quarter 2012 trading results
  • Winston & Strawn LLP
  • USA
  • March 25 2013

On March 20th, the OCC published its "Quarterly Report on Bank Trading and Derivatives Activities: Fourth Quarter 2012." Insured U.S. commercial

Financial services update on UK and European regulatory developments
  • Dechert LLP
  • European Union, Ireland, United Kingdom, USA
  • July 24 2013

The Regulations introduce mandatory clearing of OTC derivatives via one or more central counterparties (clearing houses) which will be authorised by

Second guessing banks' involvement with commodities.
  • Winston & Strawn LLP
  • USA
  • July 29 2013

On July 22nd, Bloomberg reported the Federal Reserve Board is reconsidering the decision it made in 2003 which allows deposit-taking banks to trade

Ohio Division of Financial Institutions issues guidelines on lending limits and Dodd-Frank
  • Graydon Head & Ritchey LLP
  • USA
  • March 31 2013

On January 21, 2013, the Ohio Division of Financial Institutions (the "Division") issued guidelines to provide clarification to Ohio chartered banks

Changes to passport relief for foreign financial services providers
  • Gilbert + Tobin
  • Australia, USA
  • October 12 2016

On 28 September 2016, ASIC issued announcements affecting foreign financial services providers (FFSPs) that rely on “passport” class order relief