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Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon

CFTC Volker Rule proposal is a Rube Goldberg contraption
  • Stinson Leonard Street LLP
  • USA
  • January 11 2012

The Commodity Futures Trading Commission, or CFTC, has proposed rules implementing the so-called “Volcker Rule” requirements of Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Derivatives bill approved by Senate Agriculture Committee; Senate Banking Committee posts report on Dodd financial reform bill
  • Hunton & Williams LLP
  • USA
  • April 21 2010

Today the Senate Agriculture, Nutrition and Forestry Committee approved a derivatives regulation bill called "The Wall Street Transparency and Accountability Act of 2010."

California state treasurer releases CDS data of top fee-earning investment banks underwriting state's municipal obligations
  • Alston & Bird LLP
  • USA
  • April 26 2010

Last Thursday, California State Treasurer Bill Lockyer released data obtained from the top six fee-earning investment banks (Bank of America Merrill Lynch, Barclays, Citigroup, Goldman Sachs, JP Morgan and Morgan Stanley) that underwrite the state’s municipal bond sales, indicating that, since 2007, the six investment banks were involved in trading an aggregate of $27.5 billion in credit default swaps (CDS) on California's state debt, an amount representing 63.2 of the $43.5 billion in general obligation (GO) bonds issued since 2007

Financial services legislative and regulatory update - March 19, 2012
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • March 19 2012

The embers of hope for a bipartisan renaissance in Congress, or at least the Senate, continued to glow as Majority Leader Reid appeared to have acquiesced from the calls from Majority Leader Cantor and Minority Leader McConnell, among others, and decided to take up the House passed version of the capital formation bills

Cftc and sec propose new identity theft red flags rules
  • Dorsey & Whitney LLP
  • USA
  • May 1 2012

Pursuant to the Fair and Accurate Credit Transactions Act of 2003, a number of federal agencies in 2007 issued joint final identity theft rules and guidelines pertaining to the detection, prevention, and mitigation of identity theft for certain entities subject to the agencies’ enforcement authority

OCC issues quarterly report on bank trading and derivatives activities
  • Winston & Strawn LLP
  • USA
  • March 26 2012

On March 20th, the OCC issued its Quarterly Report on Bank Trading and Derivatives Activities

Federal Reserve revisits FHC commodities and merchant banking activities
  • Morgan Lewis & Bockius LLP
  • USA
  • January 17 2014

The Board of Governors of the Federal Reserve System (Federal Reserve) issued an advance notice of proposed rulemaking (ANPR) on January 14

Financial services
  • Squire Patton Boggs
  • USA
  • July 28 2014

On Thursday, July 31, the Government Accountability Office (GAO) is expected to release a long awaited report on funding advantages of the largest

Federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • January 7 2013

Jan 2013 - Feb 2013 Joint Final Rule - Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation