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Results: 1-10 of 2,470

Lawmakers poised to move forward with TRIA legislation, Dodd-Frank also in focus
  • Squire Patton Boggs
  • USA
  • January 5 2015

As previously discussed, the 113th Congress was unable to renew the Terrorism Risk Insurance Act (TRIA). Given the urgency to pass such legislation


Democrats fend off changes to Volker Rule and derivative matters
  • Stinson Leonard Street LLP
  • USA
  • January 7 2015

The political gamesmanship has begun. According to Maxine Walters "Republicans attempted to move a package of 11 bills that contained controversial


US Judge says Sentinel 2007 transfers to BNY Mellon cannot be reversed as made in good faith
  • Katten Muchin Rosenman LLP
  • USA
  • December 14 2014

The Bank of New York Mellon Corporation (formerly Bank of New York) was absolved of having engaged in "egregious misconduct" in connection with its


Do some derivatives qualify under the Volcker Rule for the liquidity management exclusion from the proprietary trading prohibition?
  • Milbank Tweed Hadley & McCloy LLP
  • USA
  • January 22 2015

Chapter 13 of the Bank Holding Company Act, as amended, (the “Volcker Rule”) and the final rules issued thereunder prohibit covered banking entities


Financial services update February 3 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • February 3 2014

March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity Futures Trading Commission. April 1


Major banks take action to facilitate cross-border resolution efforts by agreeing to sign ISDA Resolution Stay Protocol
  • Weil Gotshal & Manges LLP
  • Global, USA
  • October 14 2014

This past Saturday, October 11, 2014, marked an important day in the too-big-too-fail regulatory and industry initiative. The International Swaps and


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 18 2014
  • Winston & Strawn LLP
  • USA
  • February 18 2014

Commodity Futures Trading Commission. April 1, 2014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships


Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Consumer Financial Protection Bureau. March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity


OTC Markets proposes amendments to OTCQX Rules and new rules for US banks
  • Katten Muchin Rosenman LLP
  • USA
  • February 21 2014

On February 13, OTC Markets Group (OTC) proposed amendments to the OTCQX Rules for both US and international companies. The OTCQX is the highest