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Consumer Financial Protection Bureau Five-Year Retrospective
  • Mayer Brown LLP
  • USA
  • July 21 2016

The Consumer Financial Protection Bureau (CFPB or the “Bureau”) marks its fifth Birthday having made a substantial mark on the consumer financial

Cyber Security Quarterly Round-Up - July 2016
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • July 20 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice

Financial Services Update, vol. 11, no. 26
  • Winston & Strawn LLP
  • USA
  • July 19 2016

On July 13, 2016, the Securities and Exchange Commission (“SEC”) adopted recent amendments to update its rules regarding administrative proceedings

CFTC files opposition to industry group amicus brief in CFTC action against DRW
  • Sidley Austin LLP
  • USA
  • July 18 2016

On July 13, the CFTC filed an opposition to an amicus brief filed by a group of prominent industry associations (CME Group Inc.; Commodity Markets

Michael Coscia Sentenced to Three Years’ Imprisonment for Spoofing and Commodity Fraud
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

Michael Coscia, the first person prosecuted and convicted under a law prohibiting spoofing that was enacted after the 2007-2008 financial crisis, was

Private Fund ReportSummary of Key DevelopmentsSpring 2016
  • Paul Hastings LLP
  • European Union, United Kingdom, USA
  • July 14 2016

This continues to be a time of rapid change for the private fund industry, as the Securities and Exchange Commission (the "SEC"), the Commodity

Financial Services Update, vol. 11, no. 25
  • Winston & Strawn LLP
  • USA
  • July 11 2016

The Securities and Exchange Commission (“SEC”) was busy on June 28, 2016, proposing rules and making announcements that, if ratified, will

Government Seeks Maximum Sentence in Coscia Criminal Action
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2016

The United States Attorney's Office in Chicago requested last week that the judge presiding over the criminal trial of Michel Coscia impose the

Lehman Brothers Court Holds Swap Safe Harbor Protects ‘Flip’ Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

The bankruptcy court overseeing the Lehman Brothers chapter 11 cases rejected efforts by Lehman Brothers Special Financing Inc. (LBSF) to recover

Developments in Bank Secrecy Act and Anti-Money Laundering Enforcement and Litigation
  • NERA Economic Consulting
  • USA
  • July 7 2016

Money laundering is a term that is used to refer to financial transactions in which individuals and criminal enterprises attempt to disguise the