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BREXIT: charting a new course
  • Herbert Smith Freehills LLP
  • European Union, Global, OECD, United Kingdom, USA
  • February 21 2017

If 2016 ended with more questions than answers as to how Brexit would take shape, 2017 began with at least a little more clarity. Speeches delivered


2017 Update for Investment Advisers
  • Sidley Austin LLP
  • USA
  • February 17 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


2017 Legislative and Regulatory Outlook Contents
  • Hogan Lovells
  • USA
  • February 13 2017

President Donald Trump's victory in the election of 2016 had long coattails, helping Republicans narrowly maintain their majority in the Senate and


Investment Management Update - February: Regulatory Priorities Corner
  • Ropes & Gray LLP
  • USA
  • February 13 2017

The following brief updates exemplify trends and areas of current focus of relevant regulatory authorities: SEC 2017 Examination Priorities The


Financial Services Update, Vol. 12, Issue 6
  • Winston & Strawn LLP
  • USA
  • February 13 2017

The Executive Orders recently passed by President Trump, directing the Secretary of the Treasury to consult with the heads of member agencies of the


2017 Annual Update - Bryan Cave Private Funds Practice
  • Bryan Cave LLP
  • USA
  • February 9 2017

As we move into a New Year, we have taken the opportunity to prepare an Annual Update for our investment adviser and private fund clients. This


Financial Services Update, Vol. 12, Issue 5
  • Winston & Strawn LLP
  • USA
  • February 6 2017

Last Friday, February 3rd, President Trump took formal action toward his stated policy of repealing parts of the Dodd-Frank Wall Street Reform and


SEC enforcement quarterly - 4th quarter 2017
  • Sidley Austin LLP
  • USA
  • February 6 2017

The SEC finished its 2016 Fiscal Year with a continued emphasis on bringing enforcement actions across numerous areas of the federal securities laws


U.S. Regulatory Action Items for Investment Advisers (2017)
  • Jones Day
  • USA
  • February 3 2017

For investment advisers (registered, exempt reporting, and unregistered), there are myriad recurring obligations and undertakings to keep in mind. As


Funds Bulletin - January 2017
  • Hogan Lovells
  • United Kingdom, USA, European Union, OECD
  • January 31 2017

The European Parliament published a briefing on the impact of Brexit on the financial services industry. It concludes that access to EU markets for