We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 928

Actualite juridique Juin - Juillet 2016
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, USA
  • August 22 2016

L’ESMA a publié le 19 juillet 2016 une mise à jour de ses questions-réponses relatives à l’application de la Directive du 23 juillet 2014 n


New FinCEN Rules: Customer Due Diligence to Prevent "Criminals, Kleptocrats, and Others" from Hiding Ill-gotten Proceeds
  • Haynes and Boone LLP
  • USA
  • August 3 2016

As part of the Obama Administration’s continuing efforts to curb money laundering and other international corruption, on July 11, 2016 the final


FinCEN Issues FAQs Regarding Customer Due Diligence Requirements
  • BuckleySandler LLP
  • USA
  • July 22 2016

On July 19, FinCEN issued FAQs to clarify the scope of the May 2016 Customer Due Diligence (CDD) final rule. As previously covered in InfoBytes, and


International Regulatory Update 04 - 08 July 2016
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • July 12 2016

The work programme of the Slovak Presidency of the EU Council, which began on 1 July 2016, has been published. The programme sets out the


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of


New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - April 2016
  • Winston & Strawn LLP
  • USA
  • May 3 2016

Trade Reporting and Compliance Engine (TRACE): Exemption from Trade Reporting Obligation for Certain Transactions on Alternative Trading Systems


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • USA
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • Poland, Singapore, United Kingdom, USA, European Union, France, Germany, Global, Hong Kong, Italy
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under