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Results: 1-10 of 874

Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of


New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - April 2016
  • Winston & Strawn LLP
  • USA
  • May 3 2016

Trade Reporting and Compliance Engine (TRACE): Exemption from Trade Reporting Obligation for Certain Transactions on Alternative Trading Systems


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • USA
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, Germany, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, USA
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


Adding yet more class to Information Governance (Part 3)
  • Husch Blackwell LLP
  • USA
  • February 18 2016

In this series on defining your company’s information security classifications, we’ve already looked at Protected Information under state PII breach


Funds talk: November 2015
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • November 2 2015

On Oct. 22, 2015, the Board of Directors of the Federal Deposit Insurance Corporation approved a joint final rule (the “final rule”) establishing


Asset management industry: financial stability update, fall 2015
  • Dechert LLP
  • Global, USA
  • October 6 2015

As U.S. and global regulators continue to evaluate the potential impact, if any, of the asset management industry and its products and activities on


FDIC Vice Chairman Thomas Hoenig defends application of leverage ratio to cleared derivatives, offers avenue of partial relief
  • Katten Muchin Rosenman LLP
  • USA
  • September 20 2015

Thomas Hoenig, Vice Chairman of the Federal Deposit Insurance Corporation, defended the inclusion of certain exposures of banks to cleared


Funds talk: June 2015
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • June 1 2015

When the International Swaps and Derivatives Association (ISDA) released the 2014 Resolution Stay Protocol, it marked a seismic shift in the rules