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2017 ICI Mutual Funds and Investment Management Conference
  • Ropes & Gray LLP
  • USA
  • April 3 2017

Mr. Blass addressed the potential opportunities that may arise for the industry out of the recent change in the presidential administration, the ICI's


January International Trade Compliance Update
  • Baker McKenzie
  • United Kingdom, USA, Canada, European Union
  • January 2 2017

On 30 November 2016, the UN Security Council unanimously approved Resolution 2321 (2016), imposing new sanctions on the Democratic People’s Republic


2016 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • European Union, United Kingdom, USA
  • September 14 2016

The U.S. government has continued its aggressive enforcement of U.S. securities laws against individuals and entities located outside the U.S. for


Funds Bulletin - January 2017
  • Hogan Lovells
  • European Union, OECD, United Kingdom, USA
  • January 31 2017

The European Parliament published a briefing on the impact of Brexit on the financial services industry. It concludes that access to EU markets for


Hedge fund report - summary of key developments - spring 2015
  • Paul Hastings LLP
  • USA
  • June 1 2015

This continues to be a time of rapid change for the hedge fund industry, as the Securities and Exchange Commission (the "SEC"), the Commodity Futures


The U.S. Legal and Regulatory Environment Under a Trump Administration
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 14 2016

Election Day brought an end to a long period of uncertainty that caused market fluctuations and delayed business planning decisions. As we navigate


Expect focus - volume III, Summer 2014
  • Carlton Fields
  • USA
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and


Anti-money laundering enforcement: the rise of individual liability for compliance professionals
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • December 7 2016

Individual AML compliance officers appear to be increasingly threatened with liability for failure to detect and prevent wrongdoing at their financial


Tax court finds a particular “variable prepaid forward” arrangement to be a current sale
  • Alston & Bird LLP
  • USA
  • July 29 2010

In 2000, the Anschutz Company (the “Taxpayer”) held appreciated publicly traded stock (through a qualified subchapter S subsidiary) that it wanted to monetize without triggering taxable gain, while simultaneously protecting itself from any future declines in the price of such stock


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a