We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 9,999

Federal Reserve Proposes Rule to Severely Restrict Banking Organizations From Commodities Activities
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

The Board of Governors of the Federal Reserve System proposed a sweeping new rule to severely limit the physical commodity activities of financial


CME Group Overhauls EFRP Rule and Guidance; Clarifies Roles of Executing and Clearing Firms and Provides New Relief
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

The CME Group self-certified amendments to its rules and guidance related to exchange for related position transactions that, among other things


My View: CFTC Rule Review Instructs CBOE Futures to Cease Issuing Warning Letters for Offenses Other Than Books and Records Offenses
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

I recently reported on a rule review by the Commodity Futures Trading Commission's Division of Market Oversight of the CBOE Futures Exchange, LLC


Alleged EFRP and Wash Sale Violations Are Subjects of CME Group Disciplinary Actions Settlements
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

CME Group brought and settled Disciplinary actions against two firms, including one non-member, for entering into exchange for related position


FCM, CEO and CRO Sued by CFTC for Failure to Supervise and Risk-Related Offenses
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

Advantage Futures LLC, Joseph Guinan, its majority owner and chief executive officer, and William Steele, who until May 2016 was Advantage's chief


International Bank Settles With CFTC Over Alleged Failure to Document EFRPs
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

Barclays Bank PLC agreed to settle charges brought by the Commodity Futures Trading Commission related to its alleged failure to maintain and produce


Futures Block Trades' Prices at Midpoint of Related Swaps Bid-Ask Were Not Fair and Reasonable Says CFTC in Enforcement Action
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

JSC VTB Bank (VTB), a Russia-based bank, and VTB Capital PLC (VTB Capital), a UK-based bank that is ultimately 94 owned by VTB, were sued by the


CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


The Delta Report: Derivatives Newsletter, September 2016
  • White & Case LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • September 23 2016

On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) approved a final rule (“TO Final Rule”) that amends its trade option exemption


Dodd-frank implementation update: key differences between the CFTC and SEC final business conduct standards and related cross-border requirements
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • September 23 2016

Dodd-frank implementation update: key differences between the CFTC and SEC final business conduct standards and related cross-border requirements Paul