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Results: 11-20 of 10,468

Historic Risk Management Rules and Practices Go Live on March 1, 2017 in Leading Markets
  • Seyfarth Shaw LLP
  • USA
  • December 5 2016

For the first time in the history of derivatives, regulators in leading markets will require assets to collateralize many derivatives which are not


Financial Services Update, Vol. 111, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 5 2016

Technological advances have changed the way that people think about and conduct their banking. However, the banking licenses that companies rely on


CFTC Adopts Final Amendments to Annual Report Requirements for Commodity Pool Operators
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • December 5 2016

The Commodity Futures Trading Commission (the “Commission” or “CFTC”) recently adopted final rules amending its rules governing the Annual Report


IRS Phases in Section 871(m) Dividend Equivalent Withholding
  • Cadwalader Wickersham & Taft LLP
  • USA
  • December 5 2016

On December 2, the U.S. Internal Revenue Service issued Notice 2016-76, which phases in the application of withholding on dividend equivalent payments


Consolidated Risk Disclosure Approved for Non-Institutional Customers by CFTC Staff
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight authorized Futures Commission merchants and introducing


FERC’s Enforcement Arm Issues Recommendations on Effective Energy Trading Compliance Practices
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

The Federal Energy Regulatory Commission's Office of Enforcement ("OE") issued a White Paper on effective trading compliance practices for companies


CME Group Adopts Revised Policies and Procedures Related to Enforcement Proceedings; Maximum Fine to Increase to US $5 Million Per Offense:
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

CME Group adopted amendments to its current rules governing Disciplinary proceedings that, among other things, increase the monetary sanctioning


Supplemental Regulation AT Published in Federal Register; Comments Due January 24, 2017
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

The Commodity Futures Trading Commission supplemental notice regarding Regulation Automated Trading was published in the Federal Register on November


Political Update: Former CFTC Acting Chair, Sharon Brown Hruska, Named to Landing Team for CFTC and SEC
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

Sharon Brown-Hruska, a former commissioner and Acting Chair of the Commodity Futures Trading Commission, was named a member of the landing team for


Inspector General Says CFTC Should Test FCMs’ and SDs’ Cybersecurity Policies
  • Katten Muchin Rosenman LLP
  • USA
  • December 4 2016

The Office of Inspector General of Commodity Futures Trading Commission's said the agency's Division of Swap Dealer and Intermediary Oversight should