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Results: 11-20 of 8,132

CFTC staff exempts certain CTAs from filing form CTA-PR
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 21, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted exemptive relief to certain


CFTC extends designation of DTCC-SWIFT as provider of legal entity identifiers
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Commodity Futures Trading Commission issued an order extending the designation of the Depository Trust and Clearing Corporation and


Out-of-the-money: the IRS designates basket options as listed transactions and transactions of interest
  • Mayer Brown LLP
  • USA
  • July 24 2015

It's been a long hard road for barrier options. In 2010, the Internal Revenue Service (the "IRS") issued a legal Advice Memorandum that challenged


Derivatives quarterly newsletter - July 23, 2015
  • Sidley Austin LLP
  • European Union, United Kingdom, USA
  • July 23 2015

On June 29, 2015, the U.S. Commodity Futures Trading Commission (CFTC) proposed rules regarding the cross-border application of its margin rules for


The Financial Report July 23, 2015 - US Commodity Futures Trading Commission developments
  • DLA Piper LLP
  • USA
  • July 23 2015

The CFTC extended the designation of the utility operated by DTCC-SWIFT as the provider of legal entity identifiers. (7202015) CFTC press release


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


CFTC Division of Market Oversight holds roundtable to assess the made available to trade process
  • Cadwalader Wickersham & Taft LLP
  • USA
  • July 20 2015

On Wednesday, July 15, 2015, the Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (“DMO”) hosted a public roundtable to


NFA requires CPOs consolidating financial reporting pursuant to CFTC relief to notify it too
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

The National Futures Association ordered commodity pool operators that operate commodity pools that use wholly owned subsidiaries, and are taking


Et tu, CFE? CBOE Futures proposes amended disruptive practices rules and new related policies and procedures
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

CBOE Futures Exchange became the latest designated contract market to propose specific rules to ban disruptive trading practices. The exchange


SEC can’t retroactively apply Dodd-Frank sanctions says US Court of Appeals
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

The federal court of appeals for the District of Columbia ruled that the Securities and Exchange Commission impermissibly applied sanctions available