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Results: 11-20 of 9,432

CFTC Issues Residual Interest Deadline Report
  • Katten Muchin Rosenman LLP
  • USA
  • May 20 2016

On May 13, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued the Residual Interest Deadline


The Financial Report May 19, 2016 - US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • May 19 2016

The Financial Industry Regulatory Authority published a Regulatory Notice that provides an overview of new FINRA rules on firm recruitment practices


FinCEN Issues Final Rule on Customer Due Diligence Requirements for Financial Institutions
  • Sidley Austin LLP
  • USA
  • May 19 2016

On May 11, 2016, the Financial Crimes Enforcement Network (FinCEN) published a final rule (the Final Rule) that formalizes new and existing customer


Senator Wyden Proposes New Regime for Taxation of Derivatives
  • Steptoe & Johnson LLP
  • USA
  • May 19 2016

On May 18, Senate Finance Committee Ranking Member Ron Wyden (D-OR) released a discussion draft of a new regime for the taxation of derivatives. The


FinCEN Customer Due Diligence Final Rules
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 19 2016

On May 5, 2016, the U.S. Treasury Department's Financial Crimes Enforcement Network (FinCEN) issued final rules (the Final Rules) on customer due


The Financial Report May 19, 2016 - US Commodity Futures Trading Commission Developments
  • DLA Piper LLP
  • USA
  • May 19 2016

The CFTC’s Division of Swap Dealer and Intermediary Oversight issued a report on the “Residual Interest Deadline,” as required under CFTC regulations


The DOL Issues Broader Fiduciary Adviser Definition: What Does it Mean for You?
  • Greenberg Traurig LLP
  • USA
  • May 19 2016

Since the enactment of ERISA in 1974, there has been a dramatic shift in the retirement savings marketplace from employer-sponsored defined benefit


Financial Services Regulation exchange - issue 29 - May 2016 - European Union
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 7 April 2016, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) announced that it had voted in favour of the European


Financial Services Regulation exchange - issue 29 - May 2016 - USA
  • DLA Piper LLP
  • USA
  • May 19 2016

The final US Department of Labor (DOL) fiduciary regulation (the Final Rule) and other guidance published by the DOL on April 8 will have a


Financial Services Regulation exchange - issue 29 - May 2016 - United Kingdom
  • DLA Piper LLP
  • Australia, United Kingdom, USA
  • May 19 2016

On 2 March 2016, the FCA published a consultation paper (CP167: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance) with