We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 10,837

NFA Update for Commodity Pool Operators and Commodity Trading Advisors
  • Reed Smith LLP
  • Australia, USA
  • February 13 2017

On January 11, 2017, the National Futures Association issued a notice to its members regarding commodity pool operators and commodity trading


CFTC Offers Limited Relief for March 1, 2017 Implementation of Variation Margin on Uncleared Swaps
  • Shearman & Sterling LLP
  • USA
  • February 13 2017

On February 13, 2017, the Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued two


CHOICE Act 2.0, Insurance Regulation Take Center Stage; DoL Fiduciary Rule May Be Delayed as Other Regulators Review Regs
  • Squire Patton Boggs
  • USA
  • February 13 2017

Last Tuesday, February 7, the House Financial Services Committee held a meeting to approve its Authorization and Oversight Plan (Plan) for the 115th


2017 Legislative and Regulatory Outlook Contents
  • Hogan Lovells
  • USA
  • February 13 2017

President Donald Trump's victory in the election of 2016 had long coattails, helping Republicans narrowly maintain their majority in the Senate and


U.S. Futures Exchanges Disciplinary Actions Report - January 2017
  • Bracewell LLP
  • USA
  • February 13 2017

In August a non-member firm was alleged to have failed to respond to Exchange staff requests for information related to an investigation. Accordingly


Investment Management Update - February: Regulatory Priorities Corner
  • Ropes & Gray LLP
  • USA
  • February 13 2017

The following brief updates exemplify trends and areas of current focus of relevant regulatory authorities: SEC 2017 Examination Priorities The


Documentation for the New Swap Margin Rules and Thoughts for the Buy Side and End Users
  • Pepper Hamilton LLP
  • Global, USA
  • February 13 2017

Because of the implementation of new regulatory requirements relating to both variation and initial margin for swaps, swap documentation for many


Important Annual Requirements; SEC Exam Priorities for 2017; Recent SEC Enforcement Initiatives
  • Sidley Austin LLP
  • USA
  • February 13 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


U.S. CFTC Enforcement Considerations for 2017
  • Reed Smith LLP
  • USA
  • February 13 2017

Change is in the air and the political landscape may significantly affect the U.S. Commodity


Financial Services Update, Vol. 12, Issue 6
  • Winston & Strawn LLP
  • USA
  • February 13 2017

The Executive Orders recently passed by President Trump, directing the Secretary of the Treasury to consult with the heads of member agencies of the