We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 8,593

International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning

CFTC issues advisory regarding swap reporting requirements
  • Stinson Leonard Street LLP
  • USA
  • March 8 2013

The CFTC Division of Market Oversight has issued an advisory to remind market participants of the swap reporting requirements that are now, or soon

NFA members must provide suspicious activity reports to NFA upon request
  • Katten Muchin Rosenman LLP
  • USA
  • January 31 2014

On January 27, the National Futures Association (NFA) issued a notice to its members indicating that the Commodity Futures Trading Commission has

Financial services update May 14 2014 exchanges and self-regulatory organizations
  • Winston & Strawn LLP
  • USA
  • May 14 2014

On May 7th, the SEC provided notice of the Chicago Board Options Exchange's filing of proposed amendments to CBOE Rules 12.3 (Margin Requirements

CFTC staff updates requirements for the delegation of CPO functions
  • Ropes & Gray LLP
  • USA
  • May 14 2014

On May 12, 2014, the Commodity Futures Trading Commission ("CFTC") staff issued Letter 14-69 (the "Letter"), which requires that specific no-action

CFTC amends administrative proceedings rules
  • Winston & Strawn LLP
  • USA
  • March 4 2013

On February 26th, the CFTC published amendments to its Rules of Practice, Rules Relating to Reparation Proceedings, and its Rules Relating to Review

The financial report May 15, 2014 - US Commodity Futures Trading Commission developments
  • DLA Piper LLP
  • USA
  • May 15 2014

The CFTC Global Markets Advisory Committee will meet on May 21, 2014 to discuss issues related to the CFTC’s coordination with foreign regulators on

This week in securities litigation (week ending may 16, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

CFTC and SEC continue implementation of Dodd-Frank swap market rules and regulations
  • Reinhart Boerner Van Deuren SC
  • USA
  • April 8 2014

Acting pursuant to their statutory directives under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), various agencies of

The financial report June 5, 2014 - US Commodity Futures Trading Commission developments
  • DLA Piper LLP
  • USA
  • June 5 2014

The CFTC published proposed rule amendments that would adjust the de minimis threshold for determining if an entity that enters into swaps with