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Results: 1-10 of 10,961

US judicial developments
  • DLA Piper LLP
  • USA
  • June 6 2013

The US Court of Appeals for the Seventh Circuit enforced CFTC subpoenas served on a precious metal wholesaler, precious metal dealer and precious


Updated disclosure guide
  • Winston & Strawn LLP
  • USA
  • September 30 2013

On September 24th, the National Futures Association published a revised guide for CPOs and CTAs regarding the disclosure documents they must furnish


Futures contracts certified
  • Winston & Strawn LLP
  • USA
  • September 30 2013

On September 24th, the CFTC's Division of Market Oversight announced it has deemed certified the BSE S&P BSE 100 Index futures contract. CFTC Press


CFTC issues no-action relief and interpretive guidance related to SEFs
  • Eversheds Sutherland (US) LLP
  • USA
  • October 2 2013

As the date for compliance with swap execution facility (SEF) registration requirements approached, the Commodity Futures Trading Commission (the


The fixed income clearing corporation: proposal regarding options on interest rate futures contracts is filed
  • Winston & Strawn LLP
  • USA
  • May 6 2013

On April 29th, the SEC provided notice of the Fixed Income Clearing Corporation's filing of a proposed rule change that would allow FICC to include


CFTC responds to FAQ on commodity options
  • Stinson Leonard Street LLP
  • USA
  • September 30 2013

Today, the CFTC Division of Market Oversight published a response to frequently asked questions regarding commodity options, including reporting


CFTC issues clearing relief for treasury affiliates of non-fictional swap end-users
  • Sidley Austin LLP
  • USA
  • June 7 2013

On June 4, 2013, the CFTC's Division of Clearing and Risk (the "Division") issued a no-action letter that provides limited relief from mandatory


No silver lining for plaintiffs as J.P. Morgan defeats silver market manipulation suit
  • Cozen O'Connor
  • USA
  • April 7 2014

History has shown that large class action cases often follow government investigations the way that the lamb followed Mary to school that day


CFTC adopts final rules for ownership and control reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting


CFTC harmonizes compliance obligations for commodity pool operators of registered investment companies
  • Drinker Biddle & Reath LLP
  • USA
  • August 20 2013

On August 13, the Commodity Futures Trading Commission (CFTC) issued a final rule (Final Rule) regarding the reporting and compliance obligations