We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 9,285

CFTC issues no action relief from trade execution requirement for certain package transactions and announces additional measures to promote trading on swap execution facilities
  • Sidley Austin LLP
  • USA
  • February 18 2014

On February 10, 2014, the Division of Market Oversight ("DMO") of the Commodity Futures Trading Commission ("CFTC") granted temporary no action


Financial Services Update Commodity Futures Trading Commission February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

On February 5th, the CFTC's Division of Swap Dealer and Intermediary Oversight provided futures commission merchants and derivatives clearing


Financial Services Update Federal Rules effective dates February 2014 - April 2014 February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Consumer Financial Protection Bureau. March 1, 2014 Defining Larger Participants of the Student Loan Servicing Market. 78 FR 73383.. Commodity


SEC adopts rules for cross-border security-based swaps
  • Baker & McKenzie
  • USA
  • August 20 2014

On June 25, 2014, the SEC approved rules and guidance on cross-border security-based swap activities. It was the first in a series of rules to be


Doing business with non-registrants
  • Baker & McKenzie
  • USA
  • August 20 2014

NFA recently commenced and settled a business conduct committee complaint against a retail foreign exchange dealer ("RFED") for doing business with a


CTACPO fraud
  • Baker & McKenzie
  • USA
  • August 20 2014

The CFTC obtained a federal court order requiring individuals and their affiliated companies to pay a civil monetary penalty of $32 million and


Manipulation
  • Baker & McKenzie
  • USA
  • August 20 2014

The CFTC issued an order against an inter-dealer broker with respect to charges of manipulation, attempted manipulation, false reporting, and aiding


Progress on CFTC re-authorization
  • Baker & McKenzie
  • USA
  • August 18 2014

On June 24, 2014, the House of Representatives passed H.R. 4413, the "Customer Protection and End User Relief Act," which is a bill to reauthorize the


Changes at the CFTC
  • Baker & McKenzie
  • USA
  • August 18 2014

Commissioner O'Malia recently announced that he would be resigning from the CFTC. Following his announcement, ISDA announced that Mr. O'Malia would


Volcker Rule FAQ
  • Baker & McKenzie
  • USA
  • August 18 2014

On behalf of the CFTC, the DSIO recently issued a FAQ addressing certain requirements of the Volcker Rule currently being implemented. The FAQ