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Results: 1-10 of 11,053

CFTC staff issues time-limited no-action letter for Canadian swap dealers concerning quarterly risk exposure reports
  • Shearman & Sterling LLP
  • Canada, USA
  • June 3 2014

On 30 May 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight announced the issuance of a


Commodity pool operators and commodity trading advisors: are enhanced customer protections on the horizon?
  • Eversheds Sutherland (US) LLP
  • USA
  • January 30 2014

On January 23, 2014, the National Futures Association (NFA) issued a Request for Comments from commodity pool operators (CPOs) and commodity trading


Business conduct standards and documentation requirements for swap dealers and major swap participants
  • Winston & Strawn LLP
  • USA
  • April 29 2013

On April 23rd, the National Futures Association reminded members that provisionally registered swap dealers ("SDs") and major swap participants


BOX Options Exchange: Proposed complex order amendments approved
  • Winston & Strawn LLP
  • USA
  • April 29 2013

On April 19th, the SEC approved the BOX Options Exchange's proposed amendment of its rules governing the trading of Complex Orders to: (i) adopt


Three Senators criticize CFTC’s Brian Hunter settlement
  • Katten Muchin Rosenman LLP
  • USA
  • October 12 2014

Three US SenatorsMaria Cantwell, Dianne Feinstein and Carl Levinpenned a letter to Commodity Futures Trading Commission Chairman Timothy Massad


CFTC staff allows self executing delegation of CPO functions
  • Akin Gump Strauss Hauer & Feld LLP
  • USA
  • October 16 2014

The staff of the Commodity Futures Trading Commission (CFTC) yesterday changed its position and no longer requires a no-action request for delegation


CFTC update: CFTC staff issues self- executing CPO delegation relief
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • October 20 2014

On October 15, 2014, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO"


CFTC hears testimony on Bitcoin
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The Global Markets Advisory Committee of the Commodity Futures Trading Commission held a public meeting on October 9, in which one panel addressed


SEC reopening comment periods for certain rulemaking releases and policy statement applicable to security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2013

Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, regulatory authority over derivatives is divided between the Securities and


CFTC “relief” for clearing and reporting of inter-affiliate swaps few are relieved
  • Latham & Watkins LLP
  • USA
  • April 30 2013

The US Commodity Futures Trading Commission (CFTC) recently granted two forms of regulatory relief for swaps between affiliated entities, but