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Results: 1-10 of 8,230

CFTC proposes to reduce reporting and recordkeeping requirements for end-users of trade options
  • Debevoise & Plimpton LLP
  • USA
  • May 5 2015

On April 30, 2015, the Commodity Futures Trading Commission (the “CFTC”) issued proposed rules (the “Proposed Rules”), which would modify the


CFTC proposes changes to trade option rules for end users
  • Stinson Leonard Street LLP
  • USA
  • May 7 2015

The CFTC has proposed several important changes that would alleviate the reporting and recordkeeping obligations of end users with respect to trade


2nd Circuit says MD&A rules provide basis for 10b-5 claims
  • Stinson Leonard Street LLP
  • USA
  • January 16 2015

In Stratte-McClure v. Morgan Stanley et al, the Second Circuit held that MD&A rules set forth in Item 303 of Regulation S-K can give rise to a Rule


Manufacturer's corner: new law exempts non-financial end users from margin requirements for uncleared swaps
  • Spencer Fane Britt & Browne LLP
  • USA
  • January 16 2015

Here is good news for a certain subset of Manufacturer's Corner readers. But first, some highly-condensed and incomplete history. A little while ago


House passes Dodd-Frank reforms
  • Squire Patton Boggs
  • USA
  • January 14 2015

Today, the House passed an 11-bill package with a 271-154 vote (H.R. 37, the Promoting Job Creation and Reducing Small Business Burdens Act). The


2015 CFTC regulatory agenda
  • Reed Smith LLP
  • USA
  • January 15 2015

As 2015 is now underway, we wanted to highlight some of the potential regulatory developments from the CFTC that may arise in the new year. Overall


CFTC whistleblower awards on the horizon
  • Proskauer Rose LLP
  • USA
  • May 7 2015

In a recent interview with Law360 (subscription required), Chris Ehrman, the Director of the U.S. Commodity Futures Trading Commission's Whistleblower


Opportunities and risks in municipal underwritings and derivatives
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • April 20 2015

In the current economic climate, opportunities are expanding significantly for municipal underwriters and derivatives specialists as states and


CFTC issues enforcement order regarding "risk management" services and CTA registration
  • Reed Smith LLP
  • USA
  • January 22 2015

On, January 16, the CFTC ordered Summit Energy Services, Inc. ("Summit Energy") to pay a $140,000 civil penalty to resolve allegations that it


Financial services update January 20 2015 Commodity Futures Trading Commission
  • Winston & Strawn LLP
  • USA
  • January 20 2015

On January 13th, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight extended to January 16, 2016, the time-limited