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Derivatives Update: What You Should Know As We Enter 2017
  • Greenberg Traurig LLP
  • European Union, United Kingdom, USA
  • November 21 2016

This year has been full of surprises in the Global Markets with Brexit, the Republicans’ win of the Executive Branch and


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


CFTC signs memorandum of understanding with UK Financial Conduct Authority
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • October 26 2016

On October 6 2016 the Commodity Futures Trading Commission (CFTC) announced that Chair Timothy Massad and Andrew Bailey, chief executive of the UK


International Regulatory Update 3 - 7 October 2016
  • Clifford Chance LLP
  • Australia, European Union, United Kingdom, USA
  • October 11 2016

The EU Commission has adopted a Delegated Regulation with regard to Regulatory Technical Standards (RTS) for risk-mitigation techniques for OTC


Benchmarking LIBOR: a controversial history, an uncertain future
  • Richards Kibbe & Orbe LLP
  • United Kingdom, USA
  • March 24 2014

As the primary global benchmark for short-term interest rates the London Interbank Offered Rate (LIBOR) serves as an indicator for many currencies


This week in securities litigation (week ending November 30, 2013)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the


Guidance from the High Court on spoofing as a criminal offence
  • Clifford Chance LLP
  • United Kingdom, USA
  • November 4 2016

On 3 November 2016 the High Court handed down its judgment in the extradition proceedings between Navinder Sarao and the US Government. In doing so


International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning


International regulatory update - 1 5 September 2014
  • Clifford Chance LLP
  • China, European Union, Germany, Hong Kong, Ireland, Japan, USA, Luxembourg, Netherlands, Singapore, South Korea, United Arab Emirates, United Kingdom
  • September 8 2014

The European Central Bank (ECB) has published the final list of the 120 significant credit institutions whose direct supervision it will assume on 4