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International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No

Financial Conduct Authority, Commodity Futures Trading Commission and office of the comptroller of the currency impose fines for FX rigging
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • November 19 2014

On November 12, 2014, the UK's Financial Conduct Authority ("FCA") imposed fines totaling approximately £1.1 billion ($1.7 billion) on five banks

Five banks penalized us $3.1 billion by CFTC and UK FCA for attempted manipulation of FX benchmark rates; OCC fines two of the banks and one more an additional us $950 million
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • November 16 2014

The Commodity Futures Trading Commission and the UK Financial Conduct Authority brought enforcement actions against five financial institutions for

International regulatory update 9-13 September 2013
  • Clifford Chance LLP
  • Australia, Belgium, China, European Union, Germany, USA, Netherlands, Poland, Russia, South Korea, Switzerland, United Kingdom
  • September 17 2013

Commission Delegated Regulation (EU) No 8762013 of 28 May 2013 supplementing the European Market Infrastructure Regulation (EMIR) with regard to

International regulatory update - 1 5 September 2014
  • Clifford Chance LLP
  • South Korea, United Arab Emirates, United Kingdom, USA, Hong Kong, Ireland, Japan, Luxembourg, Netherlands, Singapore, China, European Union, Germany
  • September 8 2014

The European Central Bank (ECB) has published the final list of the 120 significant credit institutions whose direct supervision it will assume on 4

International Regulatory Update 21 - 25 October 2013
  • Clifford Chance LLP
  • European Union, Germany, USA, Guernsey, Hong Kong, Italy, Jersey, Singapore, United Kingdom
  • October 30 2013

The European Council (Heads of State or Government) has published the conclusions from its meeting on 24 and 25 October 2013. Amongst other things

Regulators take action against Lloyds Banking Group for manipulation and false reporting of LIBOR
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • July 31 2014

On 28 July 2014, the UK FCA and the US CFTC announced that regulatory action had been taken against Lloyds Banking Group. The FCA fined Lloyds Bank

International regulatory update
  • Clifford Chance LLP
  • China, European Union, USA, France, Luxembourg, Netherlands, Singapore, Switzerland, United Kingdom
  • August 13 2013

The European Securities and Markets Authority (ESMA) has sent the EU Commission a final report proposing an amendment to Article 5 of the Implementing

This week in securities litigation (week ending November 30, 2013)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the

London fortnightly financial newsletter, Volume 1, Issue 17
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 12 2013

On 3 and 22 July 2013, the UK and US authorities, respectively, fined the high-speed trading firm, Panther Energy Trading, and its owner, Michael