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Results: 1-10 of 1,257

Derivatives Update: What You Should Know As We Enter 2017
  • Greenberg Traurig LLP
  • European Union, United Kingdom, USA
  • November 21 2016

This year has been full of surprises in the Global Markets with Brexit, the Republicans’ win of the Executive Branch and


The DOJ and CFTC dig deeper in precious metals market investigation
  • Kingsley Napley
  • United Kingdom, USA
  • March 6 2015

It has recently been reported that 10 Banks are under investigation by the US Justice Department ("DOJ") and CFTC for irregularities and potential


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


Financial Regulatory Developments Focus November 18 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • November 18 2016

On November 7, 2016, the US Office of the Comptroller of the Currency announced that it will launch a web-based system for banks to file licensing and


International regulatory update - 7 11 April 2014
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, United Kingdom, USA
  • April 15 2014

The EU Commission has set out a package of measures intended to improve corporate governance in the EU, comprising: a proposal for the revision of the


Regulators take action against Lloyds Banking Group for manipulation and false reporting of LIBOR
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • July 31 2014

On 28 July 2014, the UK FCA and the US CFTC announced that regulatory action had been taken against Lloyds Banking Group. The FCA fined Lloyds Bank


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


Financial Services Update, Vol. 12, Issue 21
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • May 22 2017

Last week, it was announced that hackers had engaged in a widespread attack using ransomware called WannaCry, WCry, or Wanna Decryptor in which all


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a