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Results: 1-10 of 918

Casting the net - will you be caught by US rules affecting UK fund managers?
  • CMS Cameron McKenna
  • United Kingdom, USA
  • September 28 2012

Recent changes to the Commodity Exchange Act required under the Dodd-Frank Wall Street Reform and Consumer Protection Act to expand the definition of Commodity Pool Operator ("CPO") so as to include those managing funds utilising swaps, together with changes by the Commodity Futures Trading Commission ("CFTC") in relation to its Regulation 4.5 exemption to registration, are likely to significantly increase the number of UK fund managers (with US investors or trading in the United States) who will be required to register as a CPO with the CFTC


Investment management newsletter - Spring 2014
  • Kaye Scholer LLP
  • Germany, United Kingdom, USA
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under


International regulatory update 4 - 8 January 2016
  • Clifford Chance LLP
  • Australia, Belgium, European Union, Germany, Hong Kong, Luxembourg, Netherlands, South Korea, Spain, United Kingdom, USA
  • January 12 2016

Clifford Chance’s International Regulatory Update is a weekly digest of significant regulatory developments, drawing on our daily content from our


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Derivatives quarterly newsletter - July 23, 2015
  • Sidley Austin LLP
  • European Union, United Kingdom, USA
  • July 23 2015

On June 29, 2015, the U.S. Commodity Futures Trading Commission (CFTC) proposed rules regarding the cross-border application of its margin rules for


Financial services update vol. 10, issue 26
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 3 2015

The pay ratio disclosure rule is back on the agenda for the Securities and Exchange Commission (the “SEC”). On July 29th, the SEC stated that it will


Corporate Treasury Update - February 2016
  • Clifford Chance LLP
  • European Union, Global, United Kingdom, USA
  • March 1 2016

The volatile market conditions that marked the start to 2016 were a sobering backdrop to Federal Reserve chair Jannet Yellen’s semi-annual monetary


International regulatory update 27 April 1 May 2015
  • Clifford Chance LLP
  • China, USA, European Union, Germany, Poland, Singapore, Switzerland, United Kingdom
  • May 6 2015

The European Central Bank (ECB) and EU Commission have jointly launched their reports on financial integration in the EU in 201415. The ECB report


US and UK regulators and authorities fine Deutsche Bank $2.5 billion for failings related to IBOR and LIBOR
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • April 29 2015

On April 23, 2015, US and UK regulators imposed fines on Deutsche Bank AG for failings related to EURIBOR and LIBOR (collectively known as IBOR