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Financial Conduct Authority, Commodity Futures Trading Commission and office of the comptroller of the currency impose fines for FX rigging
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • November 19 2014

On November 12, 2014, the UK's Financial Conduct Authority ("FCA") imposed fines totaling approximately £1.1 billion ($1.7 billion) on five banks


Five banks penalized us $3.1 billion by CFTC and UK FCA for attempted manipulation of FX benchmark rates; OCC fines two of the banks and one more an additional us $950 million
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • November 16 2014

The Commodity Futures Trading Commission and the UK Financial Conduct Authority brought enforcement actions against five financial institutions for


International regulatory update 24 28 February 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws


Euroresource--deals and debt (January 2014)
  • Jones Day
  • Canada, European Union, Spain, United Kingdom, USA
  • January 31 2014

In Argentina v. NML Capital, Ltd., No. 12-842, 2014 BL 7274 (Jan. 10, 2014), the Supreme Court granted a petition for a writ of certiorari to hear an


International Regulatory Update 21 - 25 October 2013
  • Clifford Chance LLP
  • Jersey, Singapore, United Kingdom, USA, European Union, Germany, Guernsey, Hong Kong, Italy
  • October 30 2013

The European Council (Heads of State or Government) has published the conclusions from its meeting on 24 and 25 October 2013. Amongst other things


International regulatory update - 7 11 April 2014
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, United Kingdom, USA
  • April 15 2014

The EU Commission has set out a package of measures intended to improve corporate governance in the EU, comprising: a proposal for the revision of the


International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • France, Germany, South Korea, Thailand, United Kingdom, USA, China, European Union
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom, USA
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations