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ISDA amendment introduces time limit for withholding payments from defaulting parties
  • Hogan Lovells
  • United Kingdom, USA
  • July 31 2014

The ISDA Master Agreement contains a condition precedent at Section 2(a)(iii) which provides that a non-defaulting party is not obliged to make


International regulatory update - 13 17 October 2014
  • Clifford Chance LLP
  • China, USA, European Union, France, Germany, South Korea, Thailand, United Kingdom
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No


Five banks penalized us $3.1 billion by CFTC and UK FCA for attempted manipulation of FX benchmark rates; OCC fines two of the banks and one more an additional us $950 million
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • November 16 2014

The Commodity Futures Trading Commission and the UK Financial Conduct Authority brought enforcement actions against five financial institutions for


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


The DOJ and CFTC dig deeper in precious metals market investigation
  • Kingsley Napley
  • United Kingdom, USA
  • March 6 2015

It has recently been reported that 10 Banks are under investigation by the US Justice Department ("DOJ") and CFTC for irregularities and potential


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


London-based futures trader arrested, sued by CFTC and criminally charged with contributing to the may 2010 “Flash Crash” through spoofing
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Navinder Singh Sarao, a London-based trader, was arrested at his home in the United Kingdom on April 21, 2015, and accused by both the US Commodity


Deutsche Bank fined US $2.5 billion by four regulators for LIBOR and FX manipulation
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Three regulatory agencies in the United States and one in the United Kingdom filed and settled charges against Deutsche Bank AG and one subsidiary


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


International regulatory update 4 - 8 January 2016
  • Clifford Chance LLP
  • Australia, Belgium, European Union, Germany, Hong Kong, Luxembourg, Netherlands, South Korea, Spain, United Kingdom, USA
  • January 12 2016

Clifford Chance’s International Regulatory Update is a weekly digest of significant regulatory developments, drawing on our daily content from our