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Results: 1-10 of 975

Financial services update vol. 10, issue 26
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 3 2015

The pay ratio disclosure rule is back on the agenda for the Securities and Exchange Commission (the “SEC”). On July 29th, the SEC stated that it will


Alleged Spoofer, Blamed for Partly Causing Flash Crash, Loses UK Extradition Hearing
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • March 27 2016

Navinder Sarao, the London-based futures trader who in April 2015 was sued by the Commodity Futures Trading Commission and criminally charged with


International regulatory update 27 April 1 May 2015
  • Clifford Chance LLP
  • China, European Union, Germany, Poland, Singapore, Switzerland, United Kingdom, USA
  • May 6 2015

The European Central Bank (ECB) and EU Commission have jointly launched their reports on financial integration in the EU in 201415. The ECB report


Derivatives quarterly newsletter - July 23, 2015
  • Sidley Austin LLP
  • European Union, United Kingdom, USA
  • July 23 2015

On June 29, 2015, the U.S. Commodity Futures Trading Commission (CFTC) proposed rules regarding the cross-border application of its margin rules for


US and UK regulators and authorities fine Deutsche Bank $2.5 billion for failings related to IBOR and LIBOR
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • April 29 2015

On April 23, 2015, US and UK regulators imposed fines on Deutsche Bank AG for failings related to EURIBOR and LIBOR (collectively known as IBOR


This week at the UK regulators - 11 April 2016
  • Clifford Chance LLP
  • China, United Kingdom, USA
  • April 11 2016

This week, the PRA fined a UK subsidiary of an overseas bank for failures related to assessing, maintaining and reporting on the financial resources


Financial services update, vol. 10, issue 36
  • Winston & Strawn LLP
  • United Kingdom, USA
  • October 19 2015

From time to time, financial institutions that file suspicious activity reports (SARs) with the Financial Crimes Enforcement Network (FinCEN) in the


Financial Services Update, Vol. 11, no. 16
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 25 2016

In response to an EU Commission request, the European Securities and Markets Authority (“ESMA”) issued on April 11 its key principles for a European


International regulatory update: 27-31 July 2015
  • Clifford Chance LLP
  • Australia, European Union, Global, Italy, United Kingdom, USA
  • August 4 2015

The European Securities and Markets Authority (ESMA) has published its advice on the extension of the Alternative Investment Fund Managers Directive


Credit default swaps: litigation to come?
  • Collyer Bristow LLP
  • European Union, United Kingdom, USA
  • October 12 2015

Last month's $1.865 billion settlement of a US class action against 12 major banks for antitrust activity in the credit default swaps market presents