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US and UK regulators and authorities fine Deutsche Bank $2.5 billion for failings related to IBOR and LIBOR
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • April 29 2015

On April 23, 2015, US and UK regulators imposed fines on Deutsche Bank AG for failings related to EURIBOR and LIBOR (collectively known as IBOR


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Financial services update vol. 10, issue 26
  • Winston & Strawn LLP
  • United Kingdom, USA
  • August 3 2015

The pay ratio disclosure rule is back on the agenda for the Securities and Exchange Commission (the “SEC”). On July 29th, the SEC stated that it will


Derivatives quarterly newsletter - July 23, 2015
  • Sidley Austin LLP
  • European Union, United Kingdom, USA
  • July 23 2015

On June 29, 2015, the U.S. Commodity Futures Trading Commission (CFTC) proposed rules regarding the cross-border application of its margin rules for


International regulatory update 12 16 May 2014
  • Clifford Chance LLP
  • Hong Kong, Japan, Luxembourg, United Kingdom, USA, Belgium, China, European Union
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a


International regulatory update 9-13 September 2013
  • Clifford Chance LLP
  • Australia, Belgium, China, European Union, Germany, Netherlands, Poland, Russia, South Korea, Switzerland, United Kingdom, USA
  • September 17 2013

Commission Delegated Regulation (EU) No 8762013 of 28 May 2013 supplementing the European Market Infrastructure Regulation (EMIR) with regard to


International Regulatory Update 21 - 25 October 2013
  • Clifford Chance LLP
  • European Union, United Kingdom, USA, Germany, Guernsey, Hong Kong, Italy, Jersey, Singapore
  • October 30 2013

The European Council (Heads of State or Government) has published the conclusions from its meeting on 24 and 25 October 2013. Amongst other things


London-based futures trader arrested, sued by CFTC and criminally charged with contributing to the may 2010 “Flash Crash” through spoofing
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Navinder Singh Sarao, a London-based trader, was arrested at his home in the United Kingdom on April 21, 2015, and accused by both the US Commodity


Deutsche Bank fined US $2.5 billion by four regulators for LIBOR and FX manipulation
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Three regulatory agencies in the United States and one in the United Kingdom filed and settled charges against Deutsche Bank AG and one subsidiary


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement