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CFTC Chairman Offers No Timetable But Says Agency “Working Hard” on Position Limits; FCA Head Says Proposed European Position Limits Unnecessary
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

In a speech last week before the Commodity Markets Council, Timothy Massad, Chairman of the Commodity Futures Trading Commission, highlighted recent


ICE Futures U.S. Issues Revised Wash Trade FAQ
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

ICE Futures U.S. issued a revised Wash Trade FAQ to additionally address, among other topics, unintentional matching of buy and sell orders from the


Senate Agriculture Committee Seeks More Information on CFTC Accounting Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The US Senate's Committee on Agriculture, Nutrition and Forestry wrote a letter to the Commodity Futures Trading Commission requesting additional


EUREX Clearing Granted DCO Registration by CFTC
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Eurex Clearing AG was granted registration by the Commodity Futures Trading Commission as a Derivatives Clearing Organization for swaps. However


NASDAQ Futures Publishes Helpful Position Limit FAQ
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

NASDAQ Futures, Inc. issued Frequently Asked Questions related to position limits and accountability levels. In general, position limits on NASDAQ


CFTC Charges One Firm and Settles With Another for Illegal Off-Exchange Precious Metals Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The Commodity Futures Trading Commission brought one case and settled another where it alleged that companies and their principals engaged in illegal


CFTC Approves Derivative Clearing Organization Registration Order for Eurex Clearing AG
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 1, the Commodity Futures Trading Commission issued an order granting Eurex Clearing AG registration as a derivatives clearing


SEC Approves FINRA’s Funding Portal Rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On January 22, the Securities and Exchange Commission approved the Financial Industry Regulatory Authority’s funding portal rules and related forms


NFA Issues Notice Regarding Swap Valuation Dispute Notices
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 2, National Futures Association (NFA) issued Notice I-16-07, which implements an order previously issued by the Commodity Futures Trading


NFA Updates NFA Regulatory Requirements Guidance
  • Katten Muchin Rosenman LLP
  • USA
  • January 31 2016

The National Futures Association updated its NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs brochure. In general, changes reflect recent