We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 39

Chairman Massad Says Finalizing Reg AT and Rules on Cybersecurity and Improving Swap Data Reporting Are 2016 CFTC Priorities; Position Limits Barely Get a Mention
  • Katten Muchin Rosenman LLP
  • USA
  • January 24 2016

Timothy Massad, Chairman of the Commodity Futures Trading Commission, heralded the CFTC's upgrading of the registration status of 18 swap execution


CFTC Proposes Enhanced Cybersecurity Rules for Exchanges, Clearing Houses, and Data Repositories
  • Katten Muchin Rosenman LLP
  • USA
  • December 20 2015

The Commodity Futures Trading Commission proposed rules aimed to enhance cybersecurity at designated contract markets, swap execution facilities


NFA’s interpretive guidance regarding cybersecurity becomes effective March 1, 2016
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2015

All organization category members of the National Futures Association will be required to adopt and enforce written policies regarding cybersecurity


NFA proposes cybersecurity guidance
  • Katten Muchin Rosenman LLP
  • USA
  • September 13 2015

The National Futures Association submitted to the Commodity Futures Trading Commission for its approval a proposed Interpretive Notice requiring


NFA proposes interpretive notice on information systems security programs
  • Katten Muchin Rosenman LLP
  • USA
  • September 4 2015

On August 28, the National Futures Association (NFA) proposed the adoption of an interpretive notice that requires every NFA member firm to establish


Cybersecurity and the concentration of FCMs subjects of upcoming CFTC Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

The Commodity Futures Trading Commissions Market Risk Advisory Committee will next meet in June 2 in Washington, DC. The principal subjects to be


CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards
  • Katten Muchin Rosenman LLP
  • USA
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to


CFTC issues proposed interpretative statement
  • Katten Muchin Rosenman LLP
  • USA
  • May 4 2012

On May 1, the Commodity Futures Trading Commission, by a vote of 5-0, issued a proposed interpretative statement that would exempt foreign regulators from certain indemnification and confidentiality provisions of the Commodity Exchange Act (CEA


Public meeting of the technology advisory subcommittee on data standardization
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2011

The Commodity Futures Trading Commission’s Technology Advisory Subcommittee on Data Standardization will hold its first public meeting on August 5


Federal regulators release model consumer privacy notice Online Form Builder
  • Katten Muchin Rosenman LLP
  • USA
  • April 16 2010

Eight federal regulators have released an Online Form Builder that financial institutions can download and use to develop and print customized versions of a model consumer privacy notice under the Gramm-Leach-Bliley Act (GLBA