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NFA proposes to amend interpretive notice to exclude certain additional transactions from Prohibition against Loans by Commodity Pools to CPOs and Related Entities
  • Katten Muchin Rosenman LLP
  • USA
  • December 21 2014

The National Futures Association has proposed amendments to its interpretive notices entitled "Prohibition of Loans by Commodity Pools to CPOs and


ICE Clear U.S. alerts clearing members that cash deposits may result in negative returns
  • Katten Muchin Rosenman LLP
  • USA
  • December 21 2014

ICE Clear U.S., Inc. advised its clearing members that beginning February 1, 2015, because of charges it will assess on cash balances, "in a low or


Judge rules in favor of CFTC on cross-border application of Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 19 2014

On September 16, Judge Paul L. Friedman of the US District Court for the District of Columbia denied a challenge to the extraterritorial application


System failures result in three firms being sanctioned US $145,000 by CME Group exchanges
  • Katten Muchin Rosenman LLP
  • USA
  • December 21 2014

Three firms were sanctioned by the CME Group related to breakdowns in their automated trading systems. 303 Proprietary Trading, LLC, agreed to pay a


NFA proposes amended interpretive notice regarding loans to CPOs by commodity pools
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2014

On December 12, National Futures Association (NFA) submitted to the Commodity Futures Trading Commission proposed amendments to the Interpretive


CFTC approves amended Order of Registration for LCH.Clearnet Ltd.
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2014

On December 17, the Commodity Futures Trading Commission approved the application of LCH.Clearnet Ltd. for an Amended Order of Registration as a


CFTC extends expiration of MTF relief
  • Katten Muchin Rosenman LLP
  • USA
  • March 28 2014

On February 12, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued relief from registration as a swap execution


The other shoe drops: after previously fining FirstRand Bank for unlawful pre-execution discussions, CFTC now fines the counterparty, ABSA Bank
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2014

A few weeks ago, the Commodity Futures Trading Commission commenced and settled an enforcement action against South African-based FirstRand Bank, Ltd


CFTC Commissioner Giancarlo invokes Smoot-Hawley to remind global regulators of the dangers of uncoordinated swaps regulation
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2014

New CFTC Commissioner J. Christopher Giancarlo used the occasion of a derivatives industry conference in Geneva, Switzerland to plea for better


October 9 CFTC Global Markets Committee to address NDFS and Bitcoins
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2014

The CFTC Global Markets Advisory Committee will meet on October 9. The two topics on the agenda are the appropriateness of a clearing mandate for