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Results: 1-10 of 1,264

CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action


NFA issues notice to members regarding member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d)
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

Under Commodity Futures Trading Commission regulations, any person claiming an exemption or exclusion from commodity pool operator (CPO) or commodity


CFTC exempts MTFs from US registration requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

The Commodity Futures Trading Commission's Division of Market Oversight (DMO) has issued CFTC Letter No. 14-15, which provides temporary no-action


CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards
  • Katten Muchin Rosenman LLP
  • USA
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to


CFTC adopts final rules for execution facilities and other matters
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2013

During an open meeting on May 16, the Commodity Futures Trading Commission adopted a final rule establishing core principles and other requirements


Former CBOT floor broker fined US $200,000 by CFTC for trading, recordkeeping and supervision violations
  • Katten Muchin Rosenman LLP
  • USA
  • October 12 2014

Kent Woods, a long time floor broker on the Chicago Board of Trade, and an associated person and principal of Futures International, Inc., an


Three Senators criticize CFTC’s Brian Hunter settlement
  • Katten Muchin Rosenman LLP
  • USA
  • October 12 2014

Three US SenatorsMaria Cantwell, Dianne Feinstein and Carl Levinpenned a letter to Commodity Futures Trading Commission Chairman Timothy Massad


CFTC hears testimony on Bitcoin
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The Global Markets Advisory Committee of the Commodity Futures Trading Commission held a public meeting on October 9, in which one panel addressed


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


CTFC seeks comments on amended EFRP rule
  • Katten Muchin Rosenman LLP
  • USA
  • September 20 2013

On September 19, the Commodity Futures Trading Commission requested public comments on proposed amendments to the exchange for related position