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Results: 1-10 of 2,033

CFTC adopts final rules for ownership and control reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting


CFTC announces mutual acceptance of approved legal entity identifiers
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission's chief information officer announced that registered entities and swap counterparties


Package Transactions No-Action Relief Extended One More Time by CFTC Staff
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2016

The Commodity Futures Trading Commission's Division of Market Oversight provided a delay until November 15, 2017, for the application of the


CFTC Issues Orders of Registration to Five Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

On October 31, the Commodity Futures Trading Commission issued separate Orders of Registration as a foreign Board of Trade (FBOT) to Eurex


CFTC proposes to revise interpretation on forward contracts with embedded volumetric optionality
  • Katten Muchin Rosenman LLP
  • USA
  • November 21 2014

On August 13, 2012, the Commodity Futures Trading Commission published for comment an interpretation to clarify the circumstances in which a contract


CFTC commissioner raises ghost of HanMag securities to discuss clearinghouse risk management issues
  • Katten Muchin Rosenman LLP
  • South Korea, USA
  • December 7 2014

Invoking the specter of the default of HanMag Securities Corporation on the Korea Exchange (KRX) last December (without referencing the firm by name


NFA proposes amendment to NFA Compliance Rule 2-4
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

On December 1, National Futures Association (NFA) filed with the Commodity Futures Trading Commission for review and approval a proposed amendment to


PIMCO joins chorus against new bank capital requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 19 2015

The Pacific Investment Management Company, LLC joined the chorus of firms and regulators that are raising concerns about international efforts to


Alleged spoofer fails to convince court to dismiss indictment
  • Katten Muchin Rosenman LLP
  • USA
  • April 19 2015

A federal court judge in Illinois rejected Michael Coscia's efforts to have dismissed the federal indictment against him for alleged spoofing that


Block trades, EFRPs and position limits are continued subjects of CME Group’s enforcement focus
  • Katten Muchin Rosenman LLP
  • USA
  • April 19 2015

The CME Group issued notices regarding 18 disciplinary actions last Fridayall involving modest fines from US $7,500 to $35,000most involving