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Results: 1-10 of 1,672

CFTC staff issues no-action letters relating to swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • October 4 2013

Commodity Futures Trading Commission staff released several no-action letters impacting swap execution facilities (SEFs) and their participants


CFTC staff extends no-action relief for transaction-level requirements in certain cross-border situations
  • Katten Muchin Rosenman LLP
  • USA
  • January 10 2014

In an action parallel with the request for public comment (see "CFTC Requests Comment on Staff Advisory Regarding the Applicability of Transaction


European Commission announcement concerning EMIR regulatory technical standards
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2013

On February 8, the European Commission issued an announcement concerning the draft regulatory technical standards (RTS) made under the European


CFTC issues interpretive statement regarding foreign regulators and swap data repositories
  • Katten Muchin Rosenman LLP
  • USA
  • October 26 2012

The Commodity Futures Trading Commission issued a final interpretive statement to provide guidance to foreign regulators and swap data repositories (SDRs) regarding the confidentiality and indemnification provisions of Section 21(d) of the Commodity Exchange Act (CEA


CFTC proposes rules to enhance protections for customer funds
  • Katten Muchin Rosenman LLP
  • USA
  • October 26 2012

The Commodity Futures Trading Commission published proposed rules that are designed to increase protections for customers and customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs


CFTC staff responds to FAQs regarding commodity options
  • Katten Muchin Rosenman LLP
  • USA
  • October 4 2013

On September 30, CFTC staff issued responses to several frequently asked questions (FAQs) related to commodity options. Pursuant to Section 1a(47) of


CFTC issues order relating to the continuation, shutdown and resumption of operations following a lapse in appropriations
  • Katten Muchin Rosenman LLP
  • USA
  • October 4 2013

On September 27, the CFTC issued guidance describing its operations in the event of a lapse in appropriations. The order provides that the CFTC will


NFA implements additional reporting requirements for certain FCMS
  • Katten Muchin Rosenman LLP
  • USA
  • January 10 2014

On January 6, National Futures Association (NFA) issued a notice to members implementing new daily, monthly and quarterly reporting requirements for


CFTC requests comment on staff advisory regarding the applicability of transaction level requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 10 2014

On January 3, the Commodity Futures Trading Commission requested public comment on the Division of Swap Dealer and Intermediary Oversight's Advisory


Joint press statement regarding OTC derivatives market
  • Katten Muchin Rosenman LLP
  • USA
  • December 7 2012

Global leaders and authorities overseeing the over-the-counter derivatives market issued a joint press statement in furtherance of the agreement at the G-20 Pittsburgh Summit in 2009