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Results: 1-10 of 1,918

CFTC interim compliant identifier website is launched by DTCC and SWIFT
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 21, the Commodity Futures Trading Commission, Depository Trust & Clearing Corporation and SWIFT announced the launch of a website that allows market participants to register for CFTC Interim Compliant Identifiers (CICIs


FIA presents NFA registration webinar
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 21, the Law and Compliance Division of the Futures Industry Association announced that it will host a webinar to help swap dealers and major swap participants understand the Commodity Futures Trading Commission registration process


CFTC approves conforming rules on registration of intermediaries
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 17, the Commodity Futures Trading Commission approved rule amendments to conform its existing intermediary registration rules to changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act


ISDA Dodd-Frank protocol opened for adherence
  • Katten Muchin Rosenman LLP
  • Global, USA
  • August 24 2012

The International Swaps and Derivatives Association has published its August 2012 DF Protocol


CFTC delays effective date for clearing exemption for swaps between affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • June 14 2013

The Commodity Futures Trading Commission recently adopted regulations relating to the clearing exemption for swaps between certain affiliated


CFTC proposes revised adjusted net capital requirements for FCMs and IBs
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2009

The Commodity Futures Trading Commission has proposed amendments to the minimum adjusted net capital requirements for futures commission merchants (FCMs) and introducing brokers (IBs


CBOE seeks to amend margin requirements for Vested Employee Options
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2009

The Chicago Board Options Exchange, Inc. (CBOE) is seeking comments on its proposed rule change to amend its margin requirements in an effort to facilitate the ability of account holders to use vested and currently exercisable compensatory employee stock options (Vested Employee Options) issued by publicly traded companies as collateral for writing call options that have the same underlying security as the Vested Employee Option


NFA extends effective date for portions of NFA Compliance Rule 2-43(b)
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2009

The National Futures Association (NFA) has extended the effective date for portions of its new Compliance Rule 2-43(b), which prohibits forex dealer members (FDMs) from allowing customers to carry offsetting positions and generally requires an FDM to offset positions in a customer account on a first-in, first-out (FIFO) basis


Relief granted to NYMEX in connection with clearing contracts traded on the DME trading system
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2007

On May 23, the Commodity Futures Trading Commission issued an order pursuant to Section 4d of the Commodity Exchange Act authorizing the New York Mercantile Exchange and registered futures commission merchants to hold Dubai Mercantile Exchange customer positions and associated funds in US customer segregated accounts


NFA proposes changes to fees related to Forex dealers
  • Katten Muchin Rosenman LLP
  • USA
  • June 1 2007

The National Futures Association (NFA) submitted to the Commodity Futures Trading Commission for approval a proposal to amend NFA Bylaws 1301, 1302 and 1303 and the Interpretive Notice regarding Forex Transactions