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Results: 1-10 of 2,080

CFTC extends duration of relief for certain affiliated counterparties’ swaps transactions
  • Katten Muchin Rosenman LLP
  • USA
  • November 9 2014

The Commodity Futures Trading Commission's Division of Clearing and Risk has extended through December 31, 2015, previously granted relief in


Introducing Broker Resolves ICE Futures U.S. Charges Related to Delayed Block Trade Reporting; Another CME Group Member Settles for Faulty ATS
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

Atlas Commodities, LLC, a Commodity Futures Trading Commission-registered introducing broker, agreed to pay a fine of US $65,000 to resolve a


CFTC requests comments on OCC clearing of gold and silver trust derivatives
  • Katten Muchin Rosenman LLP
  • USA
  • November 14 2008

The Commodity Futures Trading Commission has requested comments on its initial decision, in response to a petition by the Options Clearing Corporation (OCC), to exempt, pursuant to section 4(c) of the Commodity Exchange Act (CEA), the trading and clearing of options and security futures products based on iShares COMEX Gold Trust Shares and iShares Silver Trust Shares (collectively, the Shares) from certain provisions of the CEA


CFTC to host roundtable on cybersecurity and system safeguards testing
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

On March 18, Commodity Futures Trading Commission staff will hold a public roundtable on cybersecurity and system safeguards testing. The roundtable


Ex-Airline Employee Sued by CFTC for Insider Trading of Futures Based on Misappropriated Information
  • Katten Muchin Rosenman LLP
  • USA
  • October 2 2016

The Commodity Futures Trading Commission brought and settled charges against Jon Ruggles, a former trader for Delta Airlines, for trading accounts in


My View: The Sun Did Come Out Tomorrow - Conjecture on Financial Services Regulation in the Trump Years
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2016

Many people were stunned last Tuesday night when Donald J. Trump became the president-elect of the United States, and many were afraid that the sun


Where, Oh Where Is the CFTC New Form 40 Portal?
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2016

Last week I wrote that, beginning November 18, persons owning or controlling reportable positions in futures or swaps and subject to a special call


CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards
  • Katten Muchin Rosenman LLP
  • USA
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to


Two Related Swap Dealers Sanctioned by CFTC for Supposedly Not Fully Complying With Reporting Rules for Physical Commodity Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2016

JPMorgan Chase Bank, N.A. and JPMorgan Ventures Energy collectively agreed to pay a fine of US $225,000 to resolve charges brought by the Commodity


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are