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Results: 1-10 of 1,980

NASDAQ Futures To Modify Self-Match Prevention Functionality November 1
  • Katten Muchin Rosenman LLP
  • USA
  • October 30 2016

Nasdaq Futures, Inc. will require all futures participants using its self-match prevention functionality to select one of two options beginning


CFTC Further Extends No-Action Relief Relating to Certain Swaps Executed as Package Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

The Commodity Futures Trading Commission’s Division of Market Oversight has issued CFTC Letter No. 16-76, extending until November 15, 2017


Five Foreign Boards of Trade Authorized by CFTC for Direct Access by US Persons
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2016

The Commodity Futures Trading Commission issued formal orders authorizing five non-US foreign board of trades to provide identified members or other


IFUS Formally Implements Authorization To Use EFRPs in Connection with Forward Agreements and Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 30 2016

ICE Futures U.S. amended its guidance regarding exchange for related position transactions to make clear that swaps that will settle or forward


CFTC Market Risk Advisory Committee To Hold Meeting
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

The Commodity Futures Trading Commission’s Market Risk Advisory Committee (MRAC) will hold a public meeting on November 17 in Washington, DC. At the


Proposed Regulation AT Amended by CFTC; Attempts to Reduce Universe of Most Affected to No More Than 120 Persons
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2016

On Friday, the Commodity Futures Trading Commission issued a supplemental notice of proposed rulemaking ("SNPRM") regarding Regulation Automated


Package Transactions No-Action Relief Extended One More Time by CFTC Staff
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2016

The Commodity Futures Trading Commission's Division of Market Oversight provided a delay until November 15, 2017, for the application of the


CFTC Issues Orders of Registration to Five Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

On October 31, the Commodity Futures Trading Commission issued separate Orders of Registration as a foreign Board of Trade (FBOT) to Eurex


SEC, CFTC announce establishment of joint advisory committee on emerging regulatory issues
  • Katten Muchin Rosenman LLP
  • USA
  • May 14 2010

On May 11, the Securities and Exchange Commission and Commodities Futures Trading Commission announced the creation of a joint committee that will address emerging regulatory issues


CFTC creates separate bankruptcy account class for cleared otc derivatives
  • Katten Muchin Rosenman LLP
  • USA
  • April 2 2010

The Commodity Futures Trading Commission has amended its bankruptcy rules (17 C.F.R. Part 190) to create a new “account class” for cleared over-the-counter (OTC) derivatives for purposes of calculating customer “net equity” and “allowed net equity” in the event of the bankruptcy of a futures commission merchant