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Results: 1-10 of 1,552

NFA requires CPOs consolidating financial reporting pursuant to CFTC relief to notify it too
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

The National Futures Association ordered commodity pool operators that operate commodity pools that use wholly owned subsidiaries, and are taking


Et tu, CFE? CBOE Futures proposes amended disruptive practices rules and new related policies and procedures
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

CBOE Futures Exchange became the latest designated contract market to propose specific rules to ban disruptive trading practices. The exchange


SEC can’t retroactively apply Dodd-Frank sanctions says US Court of Appeals
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

The federal court of appeals for the District of Columbia ruled that the Securities and Exchange Commission impermissibly applied sanctions available


Non-US cotton merchant fined $480,000 for not filing mandatory weekly reports of physical positions
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2015

Libero Commodities S.A., a non-US-based agricultural trading company, agreed to pay a fine of US $480,000 to the Commodity Futures Trading Commission


CFTC Chairman discloses second phase of regulatory review before Senate Committee; commissioner Giancarlo questions position limits proposal before EnergyRisk Summit
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2015

Timothy Massad, Chairman of the Commodity Futures Trading Commission, disclosed last week before the US Senate Committee on Agriculture, Nutrition


Nasdaq Futures set to launch July 24
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2015

Nasdaq Futures announced that it will commence the trading of 26 energy futures and futures options contracts beginning July 24, 2015. It also


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting


NFA updates regulatory guide to Forex Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • March 29 2015

The National Futures Association has updated its regulatory guide entitled "Forex Transactions." Changes reflect amendments to NFA's financial


CFTC grants more permanent CCO annual report filing deadline extension
  • Katten Muchin Rosenman LLP
  • USA
  • March 29 2015

Staff of the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight granted no-action relief to futures commission


CFTC issues advisory on ownership and control reporting
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have