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Results: 1-10 of 1,844

CME strikes revisions to wash trade Advisory Notice regarding block trades
  • Katten Muchin Rosenman LLP
  • USA
  • January 9 2015

On January 6, the CME Group Exchanges (CME Group) issued an amended Advisory Notice on wash trades, which removes language prohibiting block trades


ICE Futures U.S. adopts disruptive trading practices rule
  • Katten Muchin Rosenman LLP
  • USA
  • January 9 2015

On December 29, 2014, ICE Futures U.S. (ICE) proposed a new rule to prohibit certain disruptive trading practices. The proposed rule broadly prohibits


Investment company and former CEO charged with defrauding investors related to sale of index products using ETFs; firm settles by payment of US $35 million
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2015

The Securities and Exchange Commission filed charges against FSquared Investments, claiming it defrauded investors by falsely advertising a


CFTC advisory subcommittee recommends globally coordinated NDF clearing mandate with a clear timeline
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2015

The Foreign Exchange Markets Subcommitteea subcommittee of the Commodity Futures Trading Commission’s Global Markets Advisory Committee composed of


CFTC issues final order on cross-border swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Commodity Futures Trading Commission has issued a final exemptive order regarding the cross-border application of certain swaps provisions in the


CME delays prohibition on transitory EFRPs
  • Katten Muchin Rosenman LLP
  • USA
  • May 23 2014

As reported in the Corporate and Financial Weekly Digest edition of April 18, 2014, CME Group has issued an advisory notice prohibiting transitory


CFTC staff issues guidance regarding chief compliance officer annual reports
  • Katten Muchin Rosenman LLP
  • USA
  • January 9 2015

On December 22, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued guidance regarding


CFTC staff issues relief to swap dealer from CCO reporting line requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 11 2015

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight granted relief to a provisionally registered swap


CFTC proposes to amend de minimis threshold for swaps with utility providers
  • Katten Muchin Rosenman LLP
  • USA
  • May 30 2014

The Commodity Futures Trading Commission has proposed to amend the "special entity" de minimis exception from swap dealer designation to exclude


CFTC staff issues no-action relief extending the deadline for certain CCO annual reports
  • Katten Muchin Rosenman LLP
  • USA
  • January 9 2015

On December 22, 2014, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter