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Results: 1-10 of 1,269

CFTC provides limited relief to SEFs from certain confirmation and recordkeeping requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 22 2014

On August 18, the Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 14-108, which provides time-limited


Parkcentral v. Porsche: Second Circuit opens the doors of Morrison, and declines to apply Section 10(b) to domestic securities-based swap transactions
  • Katten Muchin Rosenman LLP
  • USA
  • August 22 2014

In Parkcentral Global Hub Ltd,. Et al. v. Porsche Automobile Holdings SE, et al., Dkt. No. 11-397-cv (2d Cir. Aug. 15, 2014), the US Court of Appeals


CFTC announces next meeting of risk Advisory Committee and reschedules public roundtable on clearinghouse recovery
  • Katten Muchin Rosenman LLP
  • USA
  • March 15 2015

The Commodity Futures Trading Commission has rescheduled a public roundtable on the recovery of clearinghouses to March 19. Likewise, the CFTC's


CFTC responds to District Court’s remand order on certain cross-border swaps rules
  • Katten Muchin Rosenman LLP
  • USA
  • March 13 2015

On March 10, the Commodity Futures Trading Commission released an initial response to the order of the US District Court for the District of Columbia


OTC Derivatives Regulators Group issues status update
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

The OTC Derivatives Regulators Group on Cross-Border Implementation Issues (ODRG) issued a status report claiming that members continue to address


Introducing broker sued by CFTC for failing to follow AML procedures
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

The Commodity Futures Trading Commission filed and settled an administrative action against Zulutrade, Inc., a Greece-based registered introducing


CFTC sues lawyer in federal court for aiding and abetting clients’ legal violations
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

Jay Grossman, a Florida-based attorney, was sued by the Commodity Futures Trading Commission in a federal court in Florida for allegedly aiding and


CFTC schedules open meeting on uncleared swaps margin requirements and utility special entities
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

The Commodity Futures Trading Commission will host a public meeting in Washington, DC, on September 17 to discuss a proposed rule related to margin


CME Group issues new rule regarding disruptive trading practices
  • Katten Muchin Rosenman LLP
  • USA
  • September 4 2014

On August 29, the CME Group issued a new rule prohibiting certain disruptive trading practices that largely mirrors prohibitions in the Dodd-Frank


End users say derivatives important in ISDA survey but fragmentation a concern
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

Fifty-six percent of end users responding to a market survey conducted by the International Swaps and Derivatives Association claimed that new