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Results: 1-10 of 2,052

Three Senators criticize CFTC’s Brian Hunter settlement
  • Katten Muchin Rosenman LLP
  • USA
  • October 12 2014

Three US SenatorsMaria Cantwell, Dianne Feinstein and Carl Levinpenned a letter to Commodity Futures Trading Commission Chairman Timothy Massad


CFTC hears testimony on Bitcoin
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The Global Markets Advisory Committee of the Commodity Futures Trading Commission held a public meeting on October 9, in which one panel addressed


SEC reopening comment periods for certain rulemaking releases and policy statement applicable to security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2013

Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, regulatory authority over derivatives is divided between the Securities and


CFTC grants relief to CTAs and IAs from swap block trade aggregation prohibition
  • Katten Muchin Rosenman LLP
  • USA
  • August 2 2013

The Commodity Futures Trading Commission's Division of Market Oversight has issued no-action relief from the prohibition in CFTC Regulation 43


Eleventh Circuit holds that Dodd-Frank amendments to the Commodity Exchange Act expand enforcement authority of CFTC
  • Katten Muchin Rosenman LLP
  • USA
  • April 25 2014

The US Court of Appeals for the Eleventh Circuit recently decided in a case of first impression that Amendments to the Commodity Exchange Act made by


CFTC extends relief to FCMs from certain commingling requirements
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

On October 30, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) extended indefinitely the relief


Cybersecurity and the concentration of FCMs subjects of upcoming CFTC Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

The Commodity Futures Trading Commissions Market Risk Advisory Committee will next meet in June 2 in Washington, DC. The principal subjects to be


Cybersecurity to be focus of CFTC staff roundtable
  • Katten Muchin Rosenman LLP
  • USA
  • March 8 2015

Staff of the Commodity Futures Trading Commission will host a roundtable on cybersecurity and system safeguards testing on March 18 at the CFTC's


Deutsche Bank sanctioned almost US $200,000 by ICE Futures U.S. for one-time speculative limit violation; CME Group fines three firms for documentation issues related to EFRPs
  • Katten Muchin Rosenman LLP
  • USA
  • November 30 2014

Deutsche Bank AG was fined US $20,000 and required to disgorge profits of almost US $175,000 related to a single instance of violating position


Alleged Flash Crash Spoofer Pleads Guilty to Criminal Charges and Agrees to Resolve CFTC Civil Complaint by Paying Over $38.6 Million in Penalties
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2016

Navinder Singh Sarao pleaded guilty last Wednesday in a US federal court in Chicago to criminal charges previously brought against him by the